Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Spectrum Pharmaceuticals Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q4 2022
- Shares held
- 44.6M
- −1.15M (−2.5%) vs. Q4 2022
- Total value
- $33.4M
- +$16.6M (+98.5%) vs. Q4 2022
- New holders
- 9
- 17 more added
- Sold out
- 9
- 17 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 50 | $0 | 0.00% | −11,648−99.6% | Reduced |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 27 | $20 | 0.00% | −2,777−99.0% | Reduced |
| TCI Wealth Advisors, Inc. | 100 | $75 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 200 | $150 | 0.00% | 00.0% | Unchanged |
| Kalos Management, Inc. | 200 | $150 | 0.00% | +200 | New |
| Focused Wealth Management, Inc | 800 | $600 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,390 | $1.04K | 0.00% | +200+16.8% | Added |
| Federation des caisses Desjardins du Quebec | 1,600 | $1.20K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $1.69K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $1.88K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,403 | $2.55K | 0.00% | −298−8.1% | Reduced |
| JPMorgan Chase & Co | 3,924 | $3.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 4,763 | $3.57K | 0.00% | −562−10.6% | Reduced |
| Tradition Wealth Management, LLC | 5,148 | $4.00K | 0.00% | +5,148 | New |
| Royal Bank of Canada | 7,318 | $5.00K | 0.00% | +6,594+910.8% | Added |
| Northeast Financial Consultants Inc | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Arista Wealth Management, LLC | 10,000 | $7.50K | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 10,800 | $8.10K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 12,400 | $9.30K | 0.00% | +2,400+24.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,706 | $9.53K | 0.00% | +203+1.6% | Added |
| NWF Advisory Services Inc. | 10,000 | $9.60K | 0.00% | +10,000 | New |
| Parallel Advisors, LLC | 14,000 | $10.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 16,432 | $12.3K | 0.00% | 00.0% | Unchanged |
| West Michigan Advisors, LLC | 17,000 | $12.8K | 0.01% | +17,000 | New |
| Goldman Sachs Group Inc | 19,426 | $14.6K | 0.00% | +6,495+50.2% | Added |
| Victory Capital Management Inc | 20,490 | $15.4K | 0.00% | +1,484+7.8% | Added |
| ExodusPoint Capital Management, LP | 24,300 | $18.0K | 0.00% | +24,300 | New |
| Two Sigma Securities, LLC | 24,553 | $18.4K | 0.00% | −77,846−76.0% | Reduced |
| Engineers Gate Manager LP | 28,324 | $21.2K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 28,305 | $22.0K | 0.00% | −6,446−18.5% | Reduced |
| Boothbay Fund Management, LLC | 30,401 | $22.8K | 0.00% | 00.0% | Unchanged |
| McDonald Partners LLC | 34,253 | $25.7K | 0.01% | −6,217−15.4% | Reduced |
| Jane Street Group, LLC | 42,928 | $32.2K | 0.00% | −206,213−82.8% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 47,200 | $35.4K | 0.00% | +2,000+4.4% | Added |
| Virtu Financial LLC | 64,514 | $48.0K | 0.01% | +64,514 | New |
| Charles Schwab Investment Management Inc | 82,687 | $62.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 83,012 | $62.3K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 88,579 | $66.4K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 89,224 | $66.9K | 0.00% | −2,748−3.0% | Reduced |
| Leonteq Securities AG | 100,000 | $75.0K | 0.01% | +100,000 | New |
| Sonora Investment Management Group, LLC | 103,200 | $77.4K | 0.01% | +200+0.2% | Added |
| Winton Group Ltd | 109,140 | $81.9K | 0.00% | +13,746+14.4% | Added |
| Tekla Capital Management LLC | 114,670 | $86.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 133,795 | $100.3K | 0.00% | −7,412−5.2% | Reduced |
| Janney Montgomery Scott LLC | 143,186 | $107.0K | 0.00% | +143,186 | New |
| Bridgeway Capital Management, LLC | 150,000 | $112.5K | 0.00% | +150,000 | New |
| Ikarian Capital, LLC | 176,980 | $132.7K | 0.06% | 00.0% | Unchanged |
| Bank of America Corp | 294,512 | $220.9K | 0.00% | +140,042+90.7% | Added |
| Northern Trust Corp | 353,904 | $265.4K | 0.00% | +26,998+8.3% | Added |
| Wells Fargo & Company | 370,665 | $278.0K | 0.00% | −11,631−3.0% | Reduced |
| Dimensional Fund Advisors LP | 371,792 | $278.7K | 0.00% | −67,931−15.4% | Reduced |
| US Bancorp | 389,142 | $291.9K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 407,237 | $305.4K | 0.00% | +13,752+3.5% | Added |
| CM Management, LLC | 675,000 | $506.0K | 0.60% | 00.0% | Unchanged |
| State Street Corp | 675,369 | $506.5K | 0.00% | +101,500+17.7% | Added |
| Millennium Management LLC | 726,159 | $545.0K | 0.00% | −527,563−42.1% | Reduced |
| Alethea Capital Management, LLC | 787,973 | $591.0K | 0.62% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 967,400 | $726.0K | 0.00% | −99,000−9.3% | Reduced |
| Sargent Investment Group, LLC | 1,104,600 | $846.1K | 0.22% | +640,000+137.8% | Added |
| Morgan Stanley | 1,146,119 | $859.6K | 0.00% | −125,568−9.9% | Reduced |
| Geode Capital Management, LLC | 1,757,437 | $1.32M | 0.00% | +245,235+16.2% | Added |
| BlackRock Inc. | 3,448,478 | $2.59M | 0.00% | −426,229−11.0% | Reduced |
| Acadian Asset Management LLC | 3,712,411 | $2.78M | 0.01% | +155,868+4.4% | Added |
| Vanguard Group Inc | 8,777,670 | $6.58M | 0.00% | +377,383+4.5% | Added |
| Armistice Capital, LLC | 16,700,000 | $12.5M | 0.29% | −300,000−1.8% | Reduced |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −1,073,491−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −296,392−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −59,677−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −51,196−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −16,362−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −12,582−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Psagot Value Holdings Ltd. / (Israel) | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,320−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |