Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Spectrum Pharmaceuticals Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −5 vs. Q3 2022
- Shares held
- 45.7M
- −6.87M (−13.1%) vs. Q3 2022
- Total value
- $16.8M
- −$5.81M (−25.6%) vs. Q3 2022
- New holders
- 8
- 14 more added
- Sold out
- 13
- 25 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Umb Bank N A | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 724 | $0 | 0.00% | +17+2.4% | Added |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 24 | $9 | 0.00% | +24 | New |
| TCI Wealth Advisors, Inc. | 100 | $37 | 0.00% | +100 | New |
| Focused Wealth Management, Inc | 800 | $295 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,190 | $439 | 0.00% | +1,190 | New |
| Dark Forest Capital Management LP | 1,320 | $486 | 0.00% | +1,320 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $590 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $829 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,924 | $1.00K | 0.00% | −7,821−66.6% | Reduced |
| Psagot Value Holdings Ltd. / (Israel) | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 2,804 | $1.03K | 0.00% | +1,513+117.2% | Added |
| Key Financial Inc | 2,500 | $1.07K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,701 | $1.37K | 0.00% | +1,508+68.8% | Added |
| FMR LLC | 5,325 | $1.96K | 0.00% | +4,495+541.6% | Added |
| Moors & Cabot, Inc. | 10,000 | $3.69K | 0.00% | −2,400−19.4% | Reduced |
| Vontobel Holding Ltd. | 10,000 | $3.69K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $3.69K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $3.69K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,000 | $3.69K | 0.00% | +10,000 | New |
| Arista Wealth Management, LLC | 10,000 | $3.69K | 0.00% | +10,000 | New |
| Tower Research Capital LLC (TRC) | 11,698 | $4.00K | 0.00% | +143+1.2% | Added |
| Independent Advisor Alliance | 10,800 | $4.00K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 12,503 | $4.61K | 0.00% | −431−3.3% | Reduced |
| Qube Research & Technologies Ltd | 12,582 | $4.64K | 0.00% | −111,787−89.9% | Reduced |
| Goldman Sachs Group Inc | 12,931 | $4.76K | 0.00% | −71,894−84.8% | Reduced |
| Parallel Advisors, LLC | 14,000 | $5.16K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 16,362 | $6.03K | 0.00% | +16,362 | New |
| Creative Planning | 16,432 | $6.05K | 0.00% | −99−0.6% | Reduced |
| Victory Capital Management Inc | 19,006 | $7.00K | 0.00% | −70.0% | Reduced |
| Engineers Gate Manager LP | 28,324 | $10.4K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 30,401 | $11.2K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 34,751 | $13.0K | 0.00% | −601−1.7% | Reduced |
| McDonald Partners LLC | 40,470 | $14.9K | 0.01% | −2,100−4.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 45,200 | $16.7K | 0.00% | +8,000+21.5% | Added |
| Ergoteles LLC | 51,196 | $18.9K | 0.00% | −330,706−86.6% | Reduced |
| Gsa Capital Partners LLP | 59,677 | $22.0K | 0.00% | −577,895−90.6% | Reduced |
| Charles Schwab Investment Management Inc | 82,687 | $30.5K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 83,012 | $30.6K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 88,579 | $32.6K | 0.00% | −83−0.1% | Reduced |
| Advisor Group Holdings, Inc. | 91,972 | $34.0K | 0.00% | +50,376+121.1% | Added |
| Winton Group Ltd | 95,394 | $35.2K | 0.00% | +6,048+6.8% | Added |
| Two Sigma Securities, LLC | 102,399 | $37.7K | 0.01% | +58,689+134.3% | Added |
| Sonora Investment Management Group, LLC | 103,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Tekla Capital Management LLC | 114,670 | $42.3K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 141,207 | $52.0K | 0.00% | +1,600+1.1% | Added |
| Bank of America Corp | 154,470 | $56.8K | 0.00% | −645,344−80.7% | Reduced |
| Ikarian Capital, LLC | 176,980 | $65.2K | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 249,141 | $91.8K | 0.00% | +181,419+267.9% | Added |
| Citadel Advisors LLC | 296,392 | $109.2K | 0.00% | +296,392 | New |
| Northern Trust Corp | 326,906 | $120.5K | 0.00% | −1,372−0.4% | Reduced |
| Wells Fargo & Company | 382,296 | $140.9K | 0.00% | −48,078−11.2% | Reduced |
| US Bancorp | 389,142 | $143.4K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 393,485 | $145.0K | 0.00% | −135,734−25.6% | Reduced |
| Dimensional Fund Advisors LP | 439,723 | $162.0K | 0.00% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 464,600 | $171.2K | 0.05% | −110,000−19.1% | Reduced |
| State Street Corp | 573,869 | $211.5K | 0.00% | −49,700−8.0% | Reduced |
| CM Management, LLC | 675,000 | $249.0K | 0.30% | −125,000−15.6% | Reduced |
| Alethea Capital Management, LLC | 787,973 | $290.4K | 0.28% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,066,400 | $393.0K | 0.00% | +69,000+6.9% | Added |
| D. E. Shaw & Co., Inc. | 1,073,491 | $395.6K | 0.00% | −2,771,497−72.1% | Reduced |
| Millennium Management LLC | 1,253,722 | $462.0K | 0.00% | −301,460−19.4% | Reduced |
| Morgan Stanley | 1,271,687 | $468.6K | 0.00% | −240,902−15.9% | Reduced |
| Geode Capital Management, LLC | 1,512,202 | $557.0K | 0.00% | −39,550−2.5% | Reduced |
| Acadian Asset Management LLC | 3,556,543 | $1.31M | 0.01% | +2,401,203+207.8% | Added |
| BlackRock Inc. | 3,874,707 | $1.43M | 0.00% | −3,344,460−46.3% | Reduced |
| Vanguard Group Inc | 8,400,287 | $3.10M | 0.00% | −266,833−3.1% | Reduced |
| Armistice Capital, LLC | 17,000,000 | $6.26M | 0.17% | +324,000+1.9% | Added |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −594,108−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −285,441−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −77,541−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −40,256−100.0% | Sold out |
| Knott David M Jr | 0 | $0 | 0.00% | −36,900−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −34,208−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,599−100.0% | Sold out |
| United Asset Strategies, Inc. | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −15,826−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,064−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −1,763−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −321−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −295−100.0% | Sold out |