Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Smith Micro Software, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- 0 vs. Q3 2021
- Shares held
- 16.0M
- −1.72M (−9.7%) vs. Q3 2021
- Total value
- $78.5M
- −$6.99M (−8.2%) vs. Q3 2021
- New holders
- 11
- 27 more added
- Sold out
- 11
- 34 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,779,023 | $13.7M | 0.00% | +45,651+1.7% | Added |
| Vanguard Group Inc | 2,485,219 | $12.2M | 0.00% | +92,425+3.9% | Added |
| Pacific Ridge Capital Partners, LLC | 1,914,188 | $9.42M | 1.68% | −19,467−1.0% | Reduced |
| Geode Capital Management, LLC | 839,204 | $4.13M | 0.00% | +3,004+0.4% | Added |
| State Street Corp | 673,593 | $3.31M | 0.00% | +5,141+0.8% | Added |
| Wellington Management Group LLP | 645,600 | $3.18M | 0.00% | −285,700−30.7% | Reduced |
| Renaissance Technologies LLC | 642,776 | $3.16M | 0.00% | +213,722+49.8% | Added |
| Susquehanna International Group, LLP | 586,325 | $2.88M | 0.00% | −131,690−18.3% | Reduced |
| Neuberger Berman Group LLC | 560,764 | $2.76M | 0.00% | −59,375−9.6% | Reduced |
| Northern Trust Corp | 422,991 | $2.08M | 0.00% | +396+0.1% | Added |
| Dimensional Fund Advisors LP | 330,059 | $1.62M | 0.00% | −10,842−3.2% | Reduced |
| Group One Trading, L.P. | 272,292 | $1.34M | 0.03% | +100,780+58.8% | Added |
| Deutsche Bank AG | 271,656 | $1.34M | 0.00% | −432,737−61.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 270,161 | $1.33M | 0.00% | +13,244+5.2% | Added |
| Nuveen Asset Management, LLC | 260,314 | $1.31M | 0.00% | −71,375−21.5% | Reduced |
| Goldman Sachs Group Inc | 251,346 | $1.24M | 0.00% | +210,701+518.4% | Added |
| Bank of New York Mellon Corp | 234,171 | $1.15M | 0.00% | −8,055−3.3% | Reduced |
| CM Management, LLC | 160,000 | $787.0K | 0.59% | 00.0% | Unchanged |
| UBS Group AG | 147,200 | $725.0K | 0.00% | +17,200+13.2% | Added |
| Charles Schwab Investment Management Inc | 126,376 | $622.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 115,105 | $566.0K | 0.00% | −33,516−22.6% | Reduced |
| Morgan Stanley | 113,296 | $556.0K | 0.00% | −517−0.5% | Reduced |
| D. E. Shaw & Co., Inc. | 105,257 | $518.0K | 0.00% | +87,859+505.0% | Added |
| Gsa Capital Partners LLP | 103,315 | $508.0K | 0.06% | −38,136−27.0% | Reduced |
| Bluefin Capital Management, LLC | 101,206 | $498.0K | 0.04% | −29,939−22.8% | Reduced |
| ARS Investment Partners, LLC | 92,468 | $455.0K | 0.04% | +2,969+3.3% | Added |
| Redmond Asset Management, LLC | 84,061 | $414.0K | 0.12% | +1,076+1.3% | Added |
| IndexIQ Advisors LLC | 76,713 | $377.0K | 0.01% | −4,958−6.1% | Reduced |
| Susquehanna Fundamental Investments, LLC | 74,154 | $365.0K | 0.01% | +24,973+50.8% | Added |
| Equitec Proprietary Markets, LLC | 69,380 | $341.0K | 0.18% | −112,520−61.9% | Reduced |
| Caption Management, LLC | 65,000 | $321.0K | 0.02% | +21,200+48.4% | Added |
| JPMorgan Chase & Co | 62,541 | $307.0K | 0.00% | +44,796+252.4% | Added |
| Shay Capital LLC | 62,285 | $306.0K | 0.11% | −283,817−82.0% | Reduced |
| Tudor Investment Corp Et Al | 58,914 | $290.0K | 0.01% | −16,198−21.6% | Reduced |
| Kovack Advisors, Inc. | 57,875 | $285.0K | 0.03% | +5,725+11.0% | Added |
| Cito Capital Group, LLC | 56,000 | $276.0K | 0.12% | −2,000−3.4% | Reduced |
| Barclays PLC | 55,914 | $275.0K | 0.00% | +37,088+197.0% | Added |
| Rhumbline Advisers | 51,006 | $251.0K | 0.00% | +432+0.9% | Added |
| Bank of America Corp | 48,396 | $239.0K | 0.00% | −144,657−74.9% | Reduced |
| Two Sigma Advisers, LP | 46,600 | $229.0K | 0.00% | −158,200−77.2% | Reduced |
| Eidelman Virant Capital | 42,000 | $205.0K | 0.08% | −120,000−74.1% | Reduced |
| Wells Fargo & Company | 41,399 | $204.0K | 0.00% | −21,413−34.1% | Reduced |
| Victory Capital Management Inc | 32,014 | $158.0K | 0.00% | +546+1.7% | Added |
| Wolverine Trading, LLC | 31,962 | $157.0K | 0.00% | −7,004−18.0% | Reduced |
| Simplex Trading, LLC | 31,035 | $152.0K | 0.00% | −29,566−48.8% | Reduced |
| Skylands Capital, LLC | 28,150 | $138.0K | 0.02% | −152,350−84.4% | Reduced |
| Virtu Financial LLC | 26,214 | $129.0K | 0.01% | +26,214 | New |
| American International Group, Inc. | 24,481 | $120.0K | 0.00% | −732−2.9% | Reduced |
| California State Teachers Retirement System | 23,981 | $118.0K | 0.00% | −1,984−7.6% | Reduced |
| Squarepoint Ops LLC | 23,961 | $118.0K | 0.00% | +13,611+131.5% | Added |
| HighTower Advisors, LLC | 19,545 | $96.0K | 0.00% | +19,545 | New |
| Allspring Global Investments Holdings, LLC | 18,946 | $93.0K | 0.00% | +18,946 | New |
| Parametric Portfolio Associates LLC | 18,453 | $91.0K | 0.00% | +1,373+8.0% | Added |
| Voya Investment Management LLC | 18,322 | $90.0K | 0.00% | −170−0.9% | Reduced |
| New York State Common Retirement Fund | 18,191 | $89.0K | 0.00% | +41+0.2% | Added |
| B. Riley Wealth Management, Inc. | 18,000 | $89.0K | 0.01% | 00.0% | Unchanged |
| MetLife Investment Management | 16,509 | $81.2K | 0.00% | +16,509 | New |
| Manufacturers Life Insurance Company, The | 14,788 | $73.0K | 0.00% | −1,076−6.8% | Reduced |
| Two Sigma Investments, LP | 14,176 | $70.0K | 0.00% | −236,109−94.3% | Reduced |
| PDT Partners, LLC | 13,649 | $67.0K | 0.01% | +13,649 | New |
| Invesco Ltd. | 12,963 | $64.0K | 0.00% | −1,142−8.1% | Reduced |
| Citigroup Inc | 11,966 | $59.0K | 0.00% | +6,473+117.8% | Added |
| SG Americas Securities, LLC | 11,890 | $58.0K | 0.00% | −15,669−56.9% | Reduced |
| ProShare Advisors LLC | 10,062 | $50.0K | 0.00% | +10,062 | New |
| BNP Paribas Arbitrage, SA | 9,926 | $48.8K | 0.00% | −2,191−18.1% | Reduced |
| Royal Bank of Canada | 9,241 | $45.0K | 0.00% | +3,080+50.0% | Added |
| Cutler Group LP | 9,118 | $44.0K | 0.00% | +1,227+15.5% | Added |
| Tower Research Capital LLC (TRC) | 7,963 | $39.0K | 0.00% | −9,898−55.4% | Reduced |
| State of Wyoming | 5,882 | $29.0K | 0.01% | +5,882 | New |
| West Paces Advisors Inc. | 4,685 | $23.1K | 0.01% | +300+6.8% | Added |
| Metropolitan Life Insurance Co | 3,756 | $18.5K | 0.00% | +3,756 | New |
| Legal & General Group Plc | 3,544 | $17.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,954 | $15.0K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 655 | $3.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 107 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 91 | $0 | 0.00% | −25,706−99.6% | Reduced |
| Captrust Financial Advisors | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 38 | $0 | 0.00% | +38 | New |
| Toronto Dominion Bank | 5 | $0 | 0.00% | +5 | New |
| Cornerstone Advisory, LLC | 5 | $0 | 0.00% | +5 | New |
| NorthRock Partners, LLC | 0 | $0 | 0.00% | −138,596−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −100,821−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −26,400−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −12,454−100.0% | Sold out |
| HighVista Strategies LLC | 0 | $0 | 0.00% | −11,704−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,399−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −10,042−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −129−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −66−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Black Maple Capital Management LP | – | – | – | – | Not filed |