Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Smith Micro Software, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +2 vs. Q2 2021
- Shares held
- 17.7M
- −1.43M (−7.5%) vs. Q2 2021
- Total value
- $85.7M
- −$14.3M (−14.3%) vs. Q2 2021
- New holders
- 13
- 30 more added
- Sold out
- 11
- 29 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,733,372 | $13.2M | 0.00% | +45,594+1.7% | Added |
| Vanguard Group Inc | 2,392,794 | $11.6M | 0.00% | −107,781−4.3% | Reduced |
| Pacific Ridge Capital Partners, LLC | 1,933,655 | $9.36M | 1.73% | +171,008+9.7% | Added |
| Wellington Management Group LLP | 931,300 | $4.51M | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 836,200 | $4.05M | 0.00% | +15,615+1.9% | Added |
| Susquehanna International Group, LLP | 718,015 | $3.48M | 0.00% | +171,962+31.5% | Added |
| Deutsche Bank AG | 704,393 | $3.41M | 0.00% | −5,632−0.8% | Reduced |
| State Street Corp | 668,452 | $3.23M | 0.00% | +84,196+14.4% | Added |
| Neuberger Berman Group LLC | 620,139 | $3.00M | 0.00% | −30,422−4.7% | Reduced |
| Renaissance Technologies LLC | 429,054 | $2.08M | 0.00% | +128,354+42.7% | Added |
| Northern Trust Corp | 422,595 | $2.04M | 0.00% | +5,435+1.3% | Added |
| Shay Capital LLC | 346,102 | $1.68M | 0.53% | +155,228+81.3% | Added |
| Dimensional Fund Advisors LP | 340,901 | $1.65M | 0.00% | +65,347+23.7% | Added |
| Nuveen Asset Management, LLC | 331,689 | $1.54M | 0.00% | −35,371−9.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 256,917 | $1.24M | 0.00% | +24,376+10.5% | Added |
| Two Sigma Investments, LP | 250,285 | $1.21M | 0.00% | −142,289−36.2% | Reduced |
| Bank of New York Mellon Corp | 242,226 | $1.17M | 0.00% | −44,400−15.5% | Reduced |
| Two Sigma Advisers, LP | 204,800 | $991.0K | 0.00% | −49,400−19.4% | Reduced |
| Bank of America Corp | 193,053 | $934.0K | 0.00% | +84,785+78.3% | Added |
| Equitec Proprietary Markets, LLC | 181,900 | $880.0K | 0.47% | −5,400−2.9% | Reduced |
| Skylands Capital, LLC | 180,500 | $874.0K | 0.11% | +91,092+101.9% | Added |
| Group One Trading, L.P. | 171,512 | $830.0K | 0.02% | +75,417+78.5% | Added |
| Eidelman Virant Capital | 162,000 | $785.0K | 0.30% | −40,000−19.8% | Reduced |
| CM Management, LLC | 160,000 | $774.0K | 0.58% | 00.0% | Unchanged |
| Citadel Advisors LLC | 148,621 | $719.0K | 0.00% | −104,716−41.3% | Reduced |
| Gsa Capital Partners LLP | 141,451 | $685.0K | 0.07% | −99,241−41.2% | Reduced |
| NorthRock Partners, LLC | 138,596 | $671.0K | 0.05% | +30,000+27.6% | Added |
| Bluefin Capital Management, LLC | 131,145 | $635.0K | 0.07% | −35,122−21.1% | Reduced |
| UBS Group AG | 130,000 | $629.0K | 0.00% | −2,927−2.2% | Reduced |
| Charles Schwab Investment Management Inc | 126,376 | $612.0K | 0.00% | +18,058+16.7% | Added |
| Morgan Stanley | 113,813 | $550.0K | 0.00% | −351,740−75.6% | Reduced |
| AQR Capital Management LLC | 100,821 | $488.0K | 0.00% | −156,514−60.8% | Reduced |
| ARS Investment Partners, LLC | 89,499 | $433.0K | 0.04% | +89,499 | New |
| Redmond Asset Management, LLC | 82,985 | $402.0K | 0.13% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 81,671 | $395.0K | 0.01% | +8,181+11.1% | Added |
| Tudor Investment Corp Et Al | 75,112 | $364.0K | 0.01% | −20,000−21.0% | Reduced |
| Simplex Trading, LLC | 60,601 | $313.0K | 0.01% | −3,384−5.3% | Reduced |
| Wells Fargo & Company | 62,812 | $304.0K | 0.00% | +21,686+52.7% | Added |
| Cito Capital Group, LLC | 58,000 | $281.0K | 0.13% | +3,000+5.5% | Added |
| Kovack Advisors, Inc. | 52,150 | $252.0K | 0.03% | +800+1.6% | Added |
| Rhumbline Advisers | 50,574 | $245.0K | 0.00% | +2,295+4.8% | Added |
| Susquehanna Fundamental Investments, LLC | 49,181 | $238.0K | 0.00% | +49,181 | New |
| Caption Management, LLC | 43,800 | $212.0K | 0.01% | +18,010+69.8% | Added |
| Goldman Sachs Group Inc | 40,645 | $197.0K | 0.00% | −117,400−74.3% | Reduced |
| Wolverine Trading, LLC | 38,966 | $189.0K | 0.00% | +38,966 | New |
| Black Maple Capital Management LP | 37,938 | $184.0K | 0.28% | −20,000−34.5% | Reduced |
| Victory Capital Management Inc | 31,468 | $152.0K | 0.00% | +16,688+112.9% | Added |
| SG Americas Securities, LLC | 27,559 | $133.0K | 0.00% | +27,559 | New |
| Jump Financial, LLC | 26,400 | $128.0K | 0.01% | −16,901−39.0% | Reduced |
| California State Teachers Retirement System | 25,965 | $126.0K | 0.00% | −35,384−57.7% | Reduced |
| FMR LLC | 25,797 | $124.0K | 0.00% | −3,200−11.0% | Reduced |
| American International Group, Inc. | 25,213 | $122.0K | 0.00% | +291+1.2% | Added |
| Barclays PLC | 18,826 | $91.0K | 0.00% | +11,119+144.3% | Added |
| Voya Investment Management LLC | 18,492 | $89.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 18,150 | $88.0K | 0.00% | −20,204−52.7% | Reduced |
| Tower Research Capital LLC (TRC) | 17,861 | $87.0K | 0.00% | +10,717+150.0% | Added |
| B. Riley Wealth Management, Inc. | 18,000 | $87.0K | 0.01% | +18,000 | New |
| JPMorgan Chase & Co | 17,745 | $85.0K | 0.00% | −24,832−58.3% | Reduced |
| D. E. Shaw & Co., Inc. | 17,398 | $84.0K | 0.00% | +17,398 | New |
| Parametric Portfolio Associates LLC | 17,080 | $83.0K | 0.00% | +5,231+44.1% | Added |
| Manufacturers Life Insurance Company, The | 15,864 | $77.0K | 0.00% | −14,880−48.4% | Reduced |
| Invesco Ltd. | 14,105 | $68.0K | 0.00% | +2,499+21.5% | Added |
| Occudo Quantitative Strategies LP | 12,454 | $60.0K | 0.01% | +12,454 | New |
| BNP Paribas Arbitrage, SA | 12,117 | $58.6K | 0.00% | −1,775−12.8% | Reduced |
| HighVista Strategies LLC | 11,704 | $57.0K | 0.04% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 11,399 | $55.0K | 0.00% | +11,399 | New |
| Cetera Advisors LLC | 11,100 | $54.0K | 0.00% | +11,100 | New |
| Squarepoint Ops LLC | 10,350 | $50.0K | 0.00% | +10,350 | New |
| Eqis Capital Management, Inc. | 10,042 | $49.0K | 0.00% | −2,740−21.4% | Reduced |
| Cutler Group LP | 7,891 | $38.0K | 0.00% | −66−0.8% | Reduced |
| Royal Bank of Canada | 6,161 | $30.0K | 0.00% | +2,671+76.5% | Added |
| Citigroup Inc | 5,493 | $27.0K | 0.00% | +3,377+159.6% | Added |
| West Paces Advisors Inc. | 4,385 | $21.2K | 0.01% | +250+6.0% | Added |
| Legal & General Group Plc | 3,544 | $17.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,954 | $14.0K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 655 | $3.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 107 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 129 | $1.00K | 0.00% | +129 | New |
| Harbour Investments, Inc. | 66 | $0 | 0.00% | −45−40.5% | Reduced |
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 20 | $0 | 0.00% | +20 | New |
| Captrust Financial Advisors | 33 | $0 | 0.00% | +33 | New |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −975,000−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −216,210−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −112,108−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −76,059−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −41,428−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −26,150−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −17,301−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −12,892−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −11,539−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −921−100.0% | Sold out |