Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Smith Micro Software, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +2 vs. Q2 2023
- Shares held
- 9.94M
- +973.9K (+10.9%) vs. Q2 2023
- Total value
- $12.0M
- +$2.07M (+20.9%) vs. Q2 2023
- New holders
- 8
- 14 more added
- Sold out
- 6
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,758,693 | $3.34M | 0.00% | +5,787+0.2% | Added |
| Pacific Ridge Capital Partners, LLC | 1,753,227 | $2.12M | 0.49% | −235,221−11.8% | Reduced |
| Renaissance Technologies LLC | 876,300 | $1.06M | 0.00% | +273,800+45.4% | Added |
| Geode Capital Management, LLC | 672,252 | $813.6K | 0.00% | +77,985+13.1% | Added |
| Susquehanna International Group, LLP | 548,425 | $663.6K | 0.00% | +190,681+53.3% | Added |
| BlackRock Inc. | 524,009 | $634.1K | 0.00% | −22,563−4.1% | Reduced |
| Citadel Advisors LLC | 330,248 | $399.6K | 0.00% | −17,734−5.1% | Reduced |
| CM Management, LLC | 300,000 | $363.0K | 0.39% | +75,000+33.3% | Added |
| Millennium Management LLC | 242,547 | $293.5K | 0.00% | +224,748+1,262.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 233,118 | $282.1K | 0.00% | −8,121−3.4% | Reduced |
| State Street Corp | 203,394 | $246.1K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 175,353 | $212.2K | 0.00% | −3,613−2.0% | Reduced |
| Group One Trading, L.P. | 167,330 | $202.5K | 0.01% | +23,900+16.7% | Added |
| Marshall Wace, LLP | 151,275 | $183.0K | 0.00% | +151,275 | New |
| Two Sigma Investments, LP | 111,155 | $134.5K | 0.00% | +111,155 | New |
| Northern Trust Corp | 96,313 | $116.5K | 0.00% | −441−0.5% | Reduced |
| UBS Group AG | 80,242 | $97.1K | 0.00% | +174+0.2% | Added |
| ARS Investment Partners, LLC | 74,289 | $89.9K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68,250 | $82.6K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 50,000 | $60.5K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 49,186 | $59.5K | 0.01% | +16,106+48.7% | Added |
| Sonora Investment Management Group, LLC | 49,100 | $59.4K | 0.01% | +49,100 | New |
| Commonwealth Equity Services, LLC | 45,207 | $55.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 45,770 | $55.0K | 0.00% | +27,771+154.3% | Added |
| Tudor Investment Corp Et Al | 40,797 | $49.4K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 38,935 | $47.1K | 0.00% | +38,935 | New |
| Occudo Quantitative Strategies LP | 29,415 | $35.6K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 28,977 | $35.1K | 0.00% | +5,513+23.5% | Added |
| D. E. Shaw & Co., Inc. | 27,394 | $33.1K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 27,240 | $33.0K | 0.00% | +27,240 | New |
| Charles Schwab Investment Management Inc | 24,721 | $29.9K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 23,980 | $29.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 23,294 | $28.2K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 17,200 | $20.8K | 0.00% | +17,200 | New |
| Malaga Cove Capital, LLC | 14,600 | $17.7K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 13,786 | $16.7K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,000 | $12.1K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 5,735 | $6.94K | 0.00% | +700+13.9% | Added |
| Steward Partners Investment Advisory, LLC | 1,470 | $1.78K | 0.00% | +1,470 | New |
| Wells Fargo & Company | 1,433 | $1.73K | 0.00% | +34+2.4% | Added |
| FMR LLC | 678 | $820 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 250 | $303 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 156 | $188 | 0.00% | +68+77.3% | Added |
| Iron Horse Wealth Management, LLC | 107 | $129 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 100 | $121 | 0.00% | −400−80.0% | Reduced |
| Qube Research & Technologies Ltd | 54 | $65 | 0.00% | +54 | New |
| Allworth Financial LP | 50 | $61 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 27 | $0 | 0.00% | −593−95.6% | Reduced |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −18,821−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,243−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −10,725−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −10,437−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −166−100.0% | Sold out |