Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Smith Micro Software, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +2 vs. Q2 2023
- Shares held
- 9.94M
- +973.9K (+10.9%) vs. Q2 2023
- Total value
- $12.0M
- +$2.07M (+20.9%) vs. Q2 2023
- New holders
- 8
- 14 more added
- Sold out
- 6
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 27 | $0 | 0.00% | −593−95.6% | Reduced |
| Allworth Financial LP | 50 | $61 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 54 | $65 | 0.00% | +54 | New |
| Advisor Group Holdings, Inc. | 100 | $121 | 0.00% | −400−80.0% | Reduced |
| Iron Horse Wealth Management, LLC | 107 | $129 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 156 | $188 | 0.00% | +68+77.3% | Added |
| New England Capital Financial Advisors LLC | 250 | $303 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 678 | $820 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,433 | $1.73K | 0.00% | +34+2.4% | Added |
| Steward Partners Investment Advisory, LLC | 1,470 | $1.78K | 0.00% | +1,470 | New |
| West Paces Advisors Inc. | 5,735 | $6.94K | 0.00% | +700+13.9% | Added |
| Davenport & Co LLC | 10,000 | $12.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 13,786 | $16.7K | 0.00% | 00.0% | Unchanged |
| Malaga Cove Capital, LLC | 14,600 | $17.7K | 0.01% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 17,200 | $20.8K | 0.00% | +17,200 | New |
| Bank of New York Mellon Corp | 23,294 | $28.2K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 23,980 | $29.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 24,721 | $29.9K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 27,240 | $33.0K | 0.00% | +27,240 | New |
| D. E. Shaw & Co., Inc. | 27,394 | $33.1K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 28,977 | $35.1K | 0.00% | +5,513+23.5% | Added |
| Occudo Quantitative Strategies LP | 29,415 | $35.6K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 38,935 | $47.1K | 0.00% | +38,935 | New |
| Tudor Investment Corp Et Al | 40,797 | $49.4K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 45,207 | $55.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 45,770 | $55.0K | 0.00% | +27,771+154.3% | Added |
| Sonora Investment Management Group, LLC | 49,100 | $59.4K | 0.01% | +49,100 | New |
| XTX Topco Ltd | 49,186 | $59.5K | 0.01% | +16,106+48.7% | Added |
| Sunbelt Securities, Inc. | 50,000 | $60.5K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68,250 | $82.6K | 0.01% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 74,289 | $89.9K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 80,242 | $97.1K | 0.00% | +174+0.2% | Added |
| Northern Trust Corp | 96,313 | $116.5K | 0.00% | −441−0.5% | Reduced |
| Two Sigma Investments, LP | 111,155 | $134.5K | 0.00% | +111,155 | New |
| Marshall Wace, LLP | 151,275 | $183.0K | 0.00% | +151,275 | New |
| Group One Trading, L.P. | 167,330 | $202.5K | 0.01% | +23,900+16.7% | Added |
| Dimensional Fund Advisors LP | 175,353 | $212.2K | 0.00% | −3,613−2.0% | Reduced |
| State Street Corp | 203,394 | $246.1K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 233,118 | $282.1K | 0.00% | −8,121−3.4% | Reduced |
| Millennium Management LLC | 242,547 | $293.5K | 0.00% | +224,748+1,262.7% | Added |
| CM Management, LLC | 300,000 | $363.0K | 0.39% | +75,000+33.3% | Added |
| Citadel Advisors LLC | 330,248 | $399.6K | 0.00% | −17,734−5.1% | Reduced |
| BlackRock Inc. | 524,009 | $634.1K | 0.00% | −22,563−4.1% | Reduced |
| Susquehanna International Group, LLP | 548,425 | $663.6K | 0.00% | +190,681+53.3% | Added |
| Geode Capital Management, LLC | 672,252 | $813.6K | 0.00% | +77,985+13.1% | Added |
| Renaissance Technologies LLC | 876,300 | $1.06M | 0.00% | +273,800+45.4% | Added |
| Pacific Ridge Capital Partners, LLC | 1,753,227 | $2.12M | 0.49% | −235,221−11.8% | Reduced |
| Vanguard Group Inc | 2,758,693 | $3.34M | 0.00% | +5,787+0.2% | Added |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −18,821−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,243−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −10,725−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −10,437−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −166−100.0% | Sold out |