Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Smith Micro Software, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −19 vs. Q2 2022
- Shares held
- 9.01M
- −1.59M (−15.0%) vs. Q2 2022
- Total value
- $20.4M
- −$5.79M (−22.1%) vs. Q2 2022
- New holders
- 3
- 9 more added
- Sold out
- 22
- 22 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,262,809 | $5.11M | 0.00% | +88,863+4.1% | Added |
| Pacific Ridge Capital Partners, LLC | 1,931,167 | $4.36M | 1.13% | −57,934−2.9% | Reduced |
| Geode Capital Management, LLC | 525,890 | $1.19M | 0.00% | +12,235+2.4% | Added |
| BlackRock Inc. | 517,647 | $1.17M | 0.00% | −5,590−1.1% | Reduced |
| Dimensional Fund Advisors LP | 413,127 | $934.0K | 0.00% | −190,050−31.5% | Reduced |
| Neuberger Berman Group LLC | 366,606 | $828.0K | 0.00% | −115,996−24.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 315,604 | $713.0K | 0.00% | −6,871−2.1% | Reduced |
| Susquehanna International Group, LLP | 311,115 | $703.0K | 0.00% | −21,331−6.4% | Reduced |
| Renaissance Technologies LLC | 268,400 | $607.0K | 0.00% | −454,804−62.9% | Reduced |
| CM Management, LLC | 215,000 | $486.0K | 0.54% | +40,000+22.9% | Added |
| Group One Trading, L.P. | 212,943 | $481.0K | 0.02% | −9,300−4.2% | Reduced |
| Millennium Management LLC | 183,718 | $415.0K | 0.00% | −245,615−57.2% | Reduced |
| Ergoteles LLC | 181,245 | $410.0K | 0.01% | −19,855−9.9% | Reduced |
| State Street Corp | 162,894 | $368.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 136,589 | $309.0K | 0.00% | −122,044−47.2% | Reduced |
| UBS Group AG | 130,068 | $294.0K | 0.00% | +190.0% | Added |
| Simplex Trading, LLC | 116,977 | $264.0K | 0.01% | +109+0.1% | Added |
| ARS Investment Partners, LLC | 86,814 | $196.0K | 0.03% | −47,751−35.5% | Reduced |
| Northern Trust Corp | 83,250 | $188.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68,250 | $154.0K | 0.03% | 00.0% | Unchanged |
| Equitec Proprietary Markets, LLC | 64,880 | $147.0K | 0.07% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 45,508 | $103.0K | 0.00% | +729+1.6% | Added |
| Tudor Investment Corp Et Al | 40,797 | $92.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 38,629 | $87.0K | 0.00% | −5,053−11.6% | Reduced |
| Cito Capital Group, LLC | 35,000 | $79.0K | 0.05% | −5,000−12.5% | Reduced |
| Two Sigma Investments, LP | 29,607 | $67.0K | 0.00% | −19,180−39.3% | Reduced |
| Morgan Stanley | 27,552 | $62.0K | 0.00% | −29,334−51.6% | Reduced |
| State of Wisconsin Investment Board | 26,400 | $60.0K | 0.00% | −51,600−66.2% | Reduced |
| Two Sigma Securities, LLC | 26,718 | $60.0K | 0.01% | +26,718 | New |
| D. E. Shaw & Co., Inc. | 25,079 | $57.0K | 0.00% | −17,900−41.6% | Reduced |
| Charles Schwab Investment Management Inc | 24,721 | $56.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 19,789 | $45.0K | 0.00% | +19,789 | New |
| Bank of America Corp | 18,247 | $41.0K | 0.00% | +9,247+102.7% | Added |
| LMR Partners LLP | 16,761 | $38.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 15,887 | $36.0K | 0.00% | −24,238−60.4% | Reduced |
| Victory Capital Management Inc | 14,692 | $33.0K | 0.00% | −688−4.5% | Reduced |
| Verition Fund Management LLC | 14,220 | $32.0K | 0.00% | 00.0% | Unchanged |
| Malaga Cove Capital, LLC | 13,100 | $30.0K | 0.02% | +2,000+18.0% | Added |
| Davenport & Co LLC | 10,000 | $23.0K | 0.00% | +10,000 | New |
| West Paces Advisors Inc. | 5,035 | $11.4K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,772 | $6.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 630 | $1.00K | 0.00% | −452−41.8% | Reduced |
| Wells Fargo & Company | 332 | $1.00K | 0.00% | +11+3.4% | Added |
| Advisor Group Holdings, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 389 | $879 | 0.00% | −3,476−89.9% | Reduced |
| JPMorgan Chase & Co | 88 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −68,206−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −49,645−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −38,543−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −29,120−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −20,728−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −19,127−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −17,662−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −14,535−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −14,090−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −12,505−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −18,821−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −699−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −348−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −221−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −144−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −69−100.0% | Sold out |
| Iron Horse Wealth Management, LLC | 0 | $0 | 0.00% | −107−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |