Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Smith Micro Software, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −19 vs. Q2 2022
- Shares held
- 9.01M
- −1.59M (−15.0%) vs. Q2 2022
- Total value
- $20.4M
- −$5.79M (−22.1%) vs. Q2 2022
- New holders
- 3
- 9 more added
- Sold out
- 22
- 22 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 88 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 389 | $879 | 0.00% | −3,476−89.9% | Reduced |
| FMR LLC | 630 | $1.00K | 0.00% | −452−41.8% | Reduced |
| Wells Fargo & Company | 332 | $1.00K | 0.00% | +11+3.4% | Added |
| Advisor Group Holdings, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,772 | $6.00K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 5,035 | $11.4K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,000 | $23.0K | 0.00% | +10,000 | New |
| Malaga Cove Capital, LLC | 13,100 | $30.0K | 0.02% | +2,000+18.0% | Added |
| Verition Fund Management LLC | 14,220 | $32.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 14,692 | $33.0K | 0.00% | −688−4.5% | Reduced |
| Tower Research Capital LLC (TRC) | 15,887 | $36.0K | 0.00% | −24,238−60.4% | Reduced |
| LMR Partners LLP | 16,761 | $38.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 18,247 | $41.0K | 0.00% | +9,247+102.7% | Added |
| National Asset Management, Inc. | 19,789 | $45.0K | 0.00% | +19,789 | New |
| Charles Schwab Investment Management Inc | 24,721 | $56.0K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 25,079 | $57.0K | 0.00% | −17,900−41.6% | Reduced |
| State of Wisconsin Investment Board | 26,400 | $60.0K | 0.00% | −51,600−66.2% | Reduced |
| Two Sigma Securities, LLC | 26,718 | $60.0K | 0.01% | +26,718 | New |
| Morgan Stanley | 27,552 | $62.0K | 0.00% | −29,334−51.6% | Reduced |
| Two Sigma Investments, LP | 29,607 | $67.0K | 0.00% | −19,180−39.3% | Reduced |
| Cito Capital Group, LLC | 35,000 | $79.0K | 0.05% | −5,000−12.5% | Reduced |
| Qube Research & Technologies Ltd | 38,629 | $87.0K | 0.00% | −5,053−11.6% | Reduced |
| Tudor Investment Corp Et Al | 40,797 | $92.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 45,508 | $103.0K | 0.00% | +729+1.6% | Added |
| Equitec Proprietary Markets, LLC | 64,880 | $147.0K | 0.07% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68,250 | $154.0K | 0.03% | 00.0% | Unchanged |
| Northern Trust Corp | 83,250 | $188.0K | 0.00% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 86,814 | $196.0K | 0.03% | −47,751−35.5% | Reduced |
| Simplex Trading, LLC | 116,977 | $264.0K | 0.01% | +109+0.1% | Added |
| UBS Group AG | 130,068 | $294.0K | 0.00% | +190.0% | Added |
| Citadel Advisors LLC | 136,589 | $309.0K | 0.00% | −122,044−47.2% | Reduced |
| State Street Corp | 162,894 | $368.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 181,245 | $410.0K | 0.01% | −19,855−9.9% | Reduced |
| Millennium Management LLC | 183,718 | $415.0K | 0.00% | −245,615−57.2% | Reduced |
| Group One Trading, L.P. | 212,943 | $481.0K | 0.02% | −9,300−4.2% | Reduced |
| CM Management, LLC | 215,000 | $486.0K | 0.54% | +40,000+22.9% | Added |
| Renaissance Technologies LLC | 268,400 | $607.0K | 0.00% | −454,804−62.9% | Reduced |
| Susquehanna International Group, LLP | 311,115 | $703.0K | 0.00% | −21,331−6.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 315,604 | $713.0K | 0.00% | −6,871−2.1% | Reduced |
| Neuberger Berman Group LLC | 366,606 | $828.0K | 0.00% | −115,996−24.0% | Reduced |
| Dimensional Fund Advisors LP | 413,127 | $934.0K | 0.00% | −190,050−31.5% | Reduced |
| BlackRock Inc. | 517,647 | $1.17M | 0.00% | −5,590−1.1% | Reduced |
| Geode Capital Management, LLC | 525,890 | $1.19M | 0.00% | +12,235+2.4% | Added |
| Pacific Ridge Capital Partners, LLC | 1,931,167 | $4.36M | 1.13% | −57,934−2.9% | Reduced |
| Vanguard Group Inc | 2,262,809 | $5.11M | 0.00% | +88,863+4.1% | Added |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −68,206−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −49,645−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −38,543−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −29,120−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −20,728−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −19,127−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −17,662−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −14,535−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −14,090−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −12,505−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −18,821−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −699−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −348−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −221−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −144−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −69−100.0% | Sold out |
| Iron Horse Wealth Management, LLC | 0 | $0 | 0.00% | −107−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |