Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Smith Micro Software, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +2 vs. Q2 2021
- Shares held
- 17.7M
- −1.43M (−7.5%) vs. Q2 2021
- Total value
- $85.7M
- −$14.3M (−14.3%) vs. Q2 2021
- New holders
- 13
- 30 more added
- Sold out
- 11
- 29 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 66 | $0 | 0.00% | −45−40.5% | Reduced |
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 20 | $0 | 0.00% | +20 | New |
| Captrust Financial Advisors | 33 | $0 | 0.00% | +33 | New |
| Quadrant Capital Group LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 107 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 129 | $1.00K | 0.00% | +129 | New |
| McCarthy Asset Management, Inc. | 655 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,954 | $14.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 3,544 | $17.0K | 0.00% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 4,385 | $21.2K | 0.01% | +250+6.0% | Added |
| Citigroup Inc | 5,493 | $27.0K | 0.00% | +3,377+159.6% | Added |
| Royal Bank of Canada | 6,161 | $30.0K | 0.00% | +2,671+76.5% | Added |
| Cutler Group LP | 7,891 | $38.0K | 0.00% | −66−0.8% | Reduced |
| Eqis Capital Management, Inc. | 10,042 | $49.0K | 0.00% | −2,740−21.4% | Reduced |
| Squarepoint Ops LLC | 10,350 | $50.0K | 0.00% | +10,350 | New |
| Cetera Advisors LLC | 11,100 | $54.0K | 0.00% | +11,100 | New |
| Engineers Gate Manager LP | 11,399 | $55.0K | 0.00% | +11,399 | New |
| HighVista Strategies LLC | 11,704 | $57.0K | 0.04% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 12,117 | $58.6K | 0.00% | −1,775−12.8% | Reduced |
| Occudo Quantitative Strategies LP | 12,454 | $60.0K | 0.01% | +12,454 | New |
| Invesco Ltd. | 14,105 | $68.0K | 0.00% | +2,499+21.5% | Added |
| Manufacturers Life Insurance Company, The | 15,864 | $77.0K | 0.00% | −14,880−48.4% | Reduced |
| Parametric Portfolio Associates LLC | 17,080 | $83.0K | 0.00% | +5,231+44.1% | Added |
| D. E. Shaw & Co., Inc. | 17,398 | $84.0K | 0.00% | +17,398 | New |
| JPMorgan Chase & Co | 17,745 | $85.0K | 0.00% | −24,832−58.3% | Reduced |
| Tower Research Capital LLC (TRC) | 17,861 | $87.0K | 0.00% | +10,717+150.0% | Added |
| B. Riley Wealth Management, Inc. | 18,000 | $87.0K | 0.01% | +18,000 | New |
| New York State Common Retirement Fund | 18,150 | $88.0K | 0.00% | −20,204−52.7% | Reduced |
| Voya Investment Management LLC | 18,492 | $89.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 18,826 | $91.0K | 0.00% | +11,119+144.3% | Added |
| American International Group, Inc. | 25,213 | $122.0K | 0.00% | +291+1.2% | Added |
| FMR LLC | 25,797 | $124.0K | 0.00% | −3,200−11.0% | Reduced |
| California State Teachers Retirement System | 25,965 | $126.0K | 0.00% | −35,384−57.7% | Reduced |
| Jump Financial, LLC | 26,400 | $128.0K | 0.01% | −16,901−39.0% | Reduced |
| SG Americas Securities, LLC | 27,559 | $133.0K | 0.00% | +27,559 | New |
| Victory Capital Management Inc | 31,468 | $152.0K | 0.00% | +16,688+112.9% | Added |
| Black Maple Capital Management LP | 37,938 | $184.0K | 0.28% | −20,000−34.5% | Reduced |
| Wolverine Trading, LLC | 38,966 | $189.0K | 0.00% | +38,966 | New |
| Goldman Sachs Group Inc | 40,645 | $197.0K | 0.00% | −117,400−74.3% | Reduced |
| Caption Management, LLC | 43,800 | $212.0K | 0.01% | +18,010+69.8% | Added |
| Susquehanna Fundamental Investments, LLC | 49,181 | $238.0K | 0.00% | +49,181 | New |
| Rhumbline Advisers | 50,574 | $245.0K | 0.00% | +2,295+4.8% | Added |
| Kovack Advisors, Inc. | 52,150 | $252.0K | 0.03% | +800+1.6% | Added |
| Cito Capital Group, LLC | 58,000 | $281.0K | 0.13% | +3,000+5.5% | Added |
| Wells Fargo & Company | 62,812 | $304.0K | 0.00% | +21,686+52.7% | Added |
| Simplex Trading, LLC | 60,601 | $313.0K | 0.01% | −3,384−5.3% | Reduced |
| Tudor Investment Corp Et Al | 75,112 | $364.0K | 0.01% | −20,000−21.0% | Reduced |
| IndexIQ Advisors LLC | 81,671 | $395.0K | 0.01% | +8,181+11.1% | Added |
| Redmond Asset Management, LLC | 82,985 | $402.0K | 0.13% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 89,499 | $433.0K | 0.04% | +89,499 | New |
| AQR Capital Management LLC | 100,821 | $488.0K | 0.00% | −156,514−60.8% | Reduced |
| Morgan Stanley | 113,813 | $550.0K | 0.00% | −351,740−75.6% | Reduced |
| Charles Schwab Investment Management Inc | 126,376 | $612.0K | 0.00% | +18,058+16.7% | Added |
| UBS Group AG | 130,000 | $629.0K | 0.00% | −2,927−2.2% | Reduced |
| Bluefin Capital Management, LLC | 131,145 | $635.0K | 0.07% | −35,122−21.1% | Reduced |
| NorthRock Partners, LLC | 138,596 | $671.0K | 0.05% | +30,000+27.6% | Added |
| Gsa Capital Partners LLP | 141,451 | $685.0K | 0.07% | −99,241−41.2% | Reduced |
| Citadel Advisors LLC | 148,621 | $719.0K | 0.00% | −104,716−41.3% | Reduced |
| CM Management, LLC | 160,000 | $774.0K | 0.58% | 00.0% | Unchanged |
| Eidelman Virant Capital | 162,000 | $785.0K | 0.30% | −40,000−19.8% | Reduced |
| Group One Trading, L.P. | 171,512 | $830.0K | 0.02% | +75,417+78.5% | Added |
| Skylands Capital, LLC | 180,500 | $874.0K | 0.11% | +91,092+101.9% | Added |
| Equitec Proprietary Markets, LLC | 181,900 | $880.0K | 0.47% | −5,400−2.9% | Reduced |
| Bank of America Corp | 193,053 | $934.0K | 0.00% | +84,785+78.3% | Added |
| Two Sigma Advisers, LP | 204,800 | $991.0K | 0.00% | −49,400−19.4% | Reduced |
| Bank of New York Mellon Corp | 242,226 | $1.17M | 0.00% | −44,400−15.5% | Reduced |
| Two Sigma Investments, LP | 250,285 | $1.21M | 0.00% | −142,289−36.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 256,917 | $1.24M | 0.00% | +24,376+10.5% | Added |
| Nuveen Asset Management, LLC | 331,689 | $1.54M | 0.00% | −35,371−9.6% | Reduced |
| Dimensional Fund Advisors LP | 340,901 | $1.65M | 0.00% | +65,347+23.7% | Added |
| Shay Capital LLC | 346,102 | $1.68M | 0.53% | +155,228+81.3% | Added |
| Northern Trust Corp | 422,595 | $2.04M | 0.00% | +5,435+1.3% | Added |
| Renaissance Technologies LLC | 429,054 | $2.08M | 0.00% | +128,354+42.7% | Added |
| Neuberger Berman Group LLC | 620,139 | $3.00M | 0.00% | −30,422−4.7% | Reduced |
| State Street Corp | 668,452 | $3.23M | 0.00% | +84,196+14.4% | Added |
| Deutsche Bank AG | 704,393 | $3.41M | 0.00% | −5,632−0.8% | Reduced |
| Susquehanna International Group, LLP | 718,015 | $3.48M | 0.00% | +171,962+31.5% | Added |
| Geode Capital Management, LLC | 836,200 | $4.05M | 0.00% | +15,615+1.9% | Added |
| Wellington Management Group LLP | 931,300 | $4.51M | 0.00% | 00.0% | Unchanged |
| Pacific Ridge Capital Partners, LLC | 1,933,655 | $9.36M | 1.73% | +171,008+9.7% | Added |
| Vanguard Group Inc | 2,392,794 | $11.6M | 0.00% | −107,781−4.3% | Reduced |
| BlackRock Inc. | 2,733,372 | $13.2M | 0.00% | +45,594+1.7% | Added |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −975,000−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −216,210−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −112,108−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −76,059−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −41,428−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −26,150−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −17,301−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −12,892−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −11,539−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −921−100.0% | Sold out |