Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Smith Micro Software, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- 0 vs. Q3 2021
- Shares held
- 16.0M
- −1.72M (−9.7%) vs. Q3 2021
- Total value
- $78.5M
- −$6.99M (−8.2%) vs. Q3 2021
- New holders
- 11
- 27 more added
- Sold out
- 11
- 34 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 91 | $0 | 0.00% | −25,706−99.6% | Reduced |
| Captrust Financial Advisors | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 50 | $0 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 38 | $0 | 0.00% | +38 | New |
| Toronto Dominion Bank | 5 | $0 | 0.00% | +5 | New |
| Cornerstone Advisory, LLC | 5 | $0 | 0.00% | +5 | New |
| Quadrant Capital Group LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 107 | $1.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 655 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,954 | $15.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 3,544 | $17.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,756 | $18.5K | 0.00% | +3,756 | New |
| West Paces Advisors Inc. | 4,685 | $23.1K | 0.01% | +300+6.8% | Added |
| State of Wyoming | 5,882 | $29.0K | 0.01% | +5,882 | New |
| Tower Research Capital LLC (TRC) | 7,963 | $39.0K | 0.00% | −9,898−55.4% | Reduced |
| Cutler Group LP | 9,118 | $44.0K | 0.00% | +1,227+15.5% | Added |
| Royal Bank of Canada | 9,241 | $45.0K | 0.00% | +3,080+50.0% | Added |
| BNP Paribas Arbitrage, SA | 9,926 | $48.8K | 0.00% | −2,191−18.1% | Reduced |
| ProShare Advisors LLC | 10,062 | $50.0K | 0.00% | +10,062 | New |
| SG Americas Securities, LLC | 11,890 | $58.0K | 0.00% | −15,669−56.9% | Reduced |
| Citigroup Inc | 11,966 | $59.0K | 0.00% | +6,473+117.8% | Added |
| Invesco Ltd. | 12,963 | $64.0K | 0.00% | −1,142−8.1% | Reduced |
| PDT Partners, LLC | 13,649 | $67.0K | 0.01% | +13,649 | New |
| Two Sigma Investments, LP | 14,176 | $70.0K | 0.00% | −236,109−94.3% | Reduced |
| Manufacturers Life Insurance Company, The | 14,788 | $73.0K | 0.00% | −1,076−6.8% | Reduced |
| MetLife Investment Management | 16,509 | $81.2K | 0.00% | +16,509 | New |
| New York State Common Retirement Fund | 18,191 | $89.0K | 0.00% | +41+0.2% | Added |
| B. Riley Wealth Management, Inc. | 18,000 | $89.0K | 0.01% | 00.0% | Unchanged |
| Voya Investment Management LLC | 18,322 | $90.0K | 0.00% | −170−0.9% | Reduced |
| Parametric Portfolio Associates LLC | 18,453 | $91.0K | 0.00% | +1,373+8.0% | Added |
| Allspring Global Investments Holdings, LLC | 18,946 | $93.0K | 0.00% | +18,946 | New |
| HighTower Advisors, LLC | 19,545 | $96.0K | 0.00% | +19,545 | New |
| California State Teachers Retirement System | 23,981 | $118.0K | 0.00% | −1,984−7.6% | Reduced |
| Squarepoint Ops LLC | 23,961 | $118.0K | 0.00% | +13,611+131.5% | Added |
| American International Group, Inc. | 24,481 | $120.0K | 0.00% | −732−2.9% | Reduced |
| Virtu Financial LLC | 26,214 | $129.0K | 0.01% | +26,214 | New |
| Skylands Capital, LLC | 28,150 | $138.0K | 0.02% | −152,350−84.4% | Reduced |
| Simplex Trading, LLC | 31,035 | $152.0K | 0.00% | −29,566−48.8% | Reduced |
| Wolverine Trading, LLC | 31,962 | $157.0K | 0.00% | −7,004−18.0% | Reduced |
| Victory Capital Management Inc | 32,014 | $158.0K | 0.00% | +546+1.7% | Added |
| Wells Fargo & Company | 41,399 | $204.0K | 0.00% | −21,413−34.1% | Reduced |
| Eidelman Virant Capital | 42,000 | $205.0K | 0.08% | −120,000−74.1% | Reduced |
| Two Sigma Advisers, LP | 46,600 | $229.0K | 0.00% | −158,200−77.2% | Reduced |
| Bank of America Corp | 48,396 | $239.0K | 0.00% | −144,657−74.9% | Reduced |
| Rhumbline Advisers | 51,006 | $251.0K | 0.00% | +432+0.9% | Added |
| Barclays PLC | 55,914 | $275.0K | 0.00% | +37,088+197.0% | Added |
| Cito Capital Group, LLC | 56,000 | $276.0K | 0.12% | −2,000−3.4% | Reduced |
| Kovack Advisors, Inc. | 57,875 | $285.0K | 0.03% | +5,725+11.0% | Added |
| Tudor Investment Corp Et Al | 58,914 | $290.0K | 0.01% | −16,198−21.6% | Reduced |
| Shay Capital LLC | 62,285 | $306.0K | 0.11% | −283,817−82.0% | Reduced |
| JPMorgan Chase & Co | 62,541 | $307.0K | 0.00% | +44,796+252.4% | Added |
| Caption Management, LLC | 65,000 | $321.0K | 0.02% | +21,200+48.4% | Added |
| Equitec Proprietary Markets, LLC | 69,380 | $341.0K | 0.18% | −112,520−61.9% | Reduced |
| Susquehanna Fundamental Investments, LLC | 74,154 | $365.0K | 0.01% | +24,973+50.8% | Added |
| IndexIQ Advisors LLC | 76,713 | $377.0K | 0.01% | −4,958−6.1% | Reduced |
| Redmond Asset Management, LLC | 84,061 | $414.0K | 0.12% | +1,076+1.3% | Added |
| ARS Investment Partners, LLC | 92,468 | $455.0K | 0.04% | +2,969+3.3% | Added |
| Bluefin Capital Management, LLC | 101,206 | $498.0K | 0.04% | −29,939−22.8% | Reduced |
| Gsa Capital Partners LLP | 103,315 | $508.0K | 0.06% | −38,136−27.0% | Reduced |
| D. E. Shaw & Co., Inc. | 105,257 | $518.0K | 0.00% | +87,859+505.0% | Added |
| Morgan Stanley | 113,296 | $556.0K | 0.00% | −517−0.5% | Reduced |
| Citadel Advisors LLC | 115,105 | $566.0K | 0.00% | −33,516−22.6% | Reduced |
| Charles Schwab Investment Management Inc | 126,376 | $622.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 147,200 | $725.0K | 0.00% | +17,200+13.2% | Added |
| CM Management, LLC | 160,000 | $787.0K | 0.59% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 234,171 | $1.15M | 0.00% | −8,055−3.3% | Reduced |
| Goldman Sachs Group Inc | 251,346 | $1.24M | 0.00% | +210,701+518.4% | Added |
| Nuveen Asset Management, LLC | 260,314 | $1.31M | 0.00% | −71,375−21.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 270,161 | $1.33M | 0.00% | +13,244+5.2% | Added |
| Deutsche Bank AG | 271,656 | $1.34M | 0.00% | −432,737−61.4% | Reduced |
| Group One Trading, L.P. | 272,292 | $1.34M | 0.03% | +100,780+58.8% | Added |
| Dimensional Fund Advisors LP | 330,059 | $1.62M | 0.00% | −10,842−3.2% | Reduced |
| Northern Trust Corp | 422,991 | $2.08M | 0.00% | +396+0.1% | Added |
| Neuberger Berman Group LLC | 560,764 | $2.76M | 0.00% | −59,375−9.6% | Reduced |
| Susquehanna International Group, LLP | 586,325 | $2.88M | 0.00% | −131,690−18.3% | Reduced |
| Renaissance Technologies LLC | 642,776 | $3.16M | 0.00% | +213,722+49.8% | Added |
| Wellington Management Group LLP | 645,600 | $3.18M | 0.00% | −285,700−30.7% | Reduced |
| State Street Corp | 673,593 | $3.31M | 0.00% | +5,141+0.8% | Added |
| Geode Capital Management, LLC | 839,204 | $4.13M | 0.00% | +3,004+0.4% | Added |
| Pacific Ridge Capital Partners, LLC | 1,914,188 | $9.42M | 1.68% | −19,467−1.0% | Reduced |
| Vanguard Group Inc | 2,485,219 | $12.2M | 0.00% | +92,425+3.9% | Added |
| BlackRock Inc. | 2,779,023 | $13.7M | 0.00% | +45,651+1.7% | Added |
| NorthRock Partners, LLC | 0 | $0 | 0.00% | −138,596−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −100,821−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −26,400−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −12,454−100.0% | Sold out |
| HighVista Strategies LLC | 0 | $0 | 0.00% | −11,704−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,399−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −10,042−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −129−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −66−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Black Maple Capital Management LP | – | – | – | – | Not filed |