Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Smith Micro Software, Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 83 | 1 | 82 | 0 |
| Shares | 17.7M | 37.9K | 16.0M | −1.72M (−9.7%) |
| Value | $85.7M | $184.0K | $78.5M | −$6.99M (−8.2%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Smith Micro Software, Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Virtu Financial LLC | 26,214 | $129.0K | 0.01% |
| HighTower Advisors, LLC | 19,545 | $96.0K | 0.00% |
| Allspring Global Investments Holdings, LLC | 18,946 | $93.0K | 0.00% |
| MetLife Investment Management | 16,509 | $81.2K | 0.00% |
| PDT Partners, LLC | 13,649 | $67.0K | 0.01% |
| ProShare Advisors LLC | 10,062 | $50.0K | 0.00% |
| State of Wyoming | 5,882 | $29.0K | 0.01% |
| Metropolitan Life Insurance Co | 3,756 | $18.5K | 0.00% |
| The PNC Financial Services Group, Inc. | 38 | $0 | 0.00% |
| Toronto Dominion Bank | 5 | $0 | 0.00% |
| Cornerstone Advisory, LLC | 5 | $0 | 0.00% |
Sold out (11)
Institutions that held Smith Micro Software, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| NorthRock Partners, LLC | 138,596 | $671.0K |
| AQR Capital Management LLC | 100,821 | $488.0K |
| Jump Financial, LLC | 26,400 | $128.0K |
| Occudo Quantitative Strategies LP | 12,454 | $60.0K |
| HighVista Strategies LLC | 11,704 | $57.0K |
| Engineers Gate Manager LP | 11,399 | $55.0K |
| Cetera Advisors LLC | 11,100 | $54.0K |
| Eqis Capital Management, Inc. | 10,042 | $49.0K |
| Advisor Group Holdings, Inc. | 129 | $1.00K |
| Harbour Investments, Inc. | 66 | $0 |
| Northwestern Mutual Wealth Management Co | 20 | $0 |
Not filed for Q4 2021 yet (1)
Institutions that held Smith Micro Software, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Black Maple Capital Management LP | 37,938 | $184.0K |