Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Salient Midstream & MLP Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +1 vs. Q1 2022
- Shares held
- 8.74M
- +1.15M (+15.2%) vs. Q1 2022
- Total value
- $66.2M
- +$3.67M (+5.9%) vs. Q1 2022
- New holders
- 5
- 13 more added
- Sold out
- 4
- 13 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 553 | $4.00K | 0.00% | +6+1.1% | Added |
| FourThought Financial, LLC | 3,667 | $28.0K | 0.00% | −412−10.1% | Reduced |
| Advisor Group Holdings, Inc. | 4,398 | $34.0K | 0.00% | −3,890−46.9% | Reduced |
| Venture Visionary Partners LLC | 4,793 | $36.3K | 0.00% | +4,793 | New |
| Thomas J. Herzfeld Advisors, Inc. | 5,000 | $38.0K | 0.02% | −101,934−95.3% | Reduced |
| Venturi Wealth Management, LLC | 10,000 | $76.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Securities, LLC | 11,000 | $83.0K | 0.08% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,000 | $83.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 15,496 | $117.0K | 0.01% | 00.0% | Unchanged |
| Regent Investment Management LLC | 16,000 | $121.0K | 0.03% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 16,073 | $122.0K | 0.01% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 16,322 | $124.0K | 0.08% | 00.0% | Unchanged |
| LPL Financial LLC | 16,575 | $125.0K | 0.00% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 17,210 | $130.0K | 0.01% | −5,700−24.9% | Reduced |
| Wetherby Asset Management Inc | 18,500 | $140.0K | 0.01% | +18,500 | New |
| Stifel Financial Corp | 21,311 | $161.0K | 0.00% | +89+0.4% | Added |
| Snowden Capital Advisors LLC | 22,056 | $166.0K | 0.01% | +16+0.1% | Added |
| Shepherd Kaplan Krochuk, LLC | 23,850 | $181.0K | 0.08% | −36,450−60.4% | Reduced |
| The PNC Financial Services Group, Inc. | 26,160 | $198.0K | 0.00% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 26,700 | $202.0K | 0.04% | +26,700 | New |
| Karpus Management, Inc. | 30,200 | $229.0K | 0.01% | +3,750+14.2% | Added |
| Wolverine Asset Management LLC | 32,611 | $246.0K | 0.00% | +32,611 | New |
| Advisors Asset Management, Inc. | 38,833 | $294.0K | 0.01% | +38,833 | New |
| Gill Capital Partners, LLC | 35,906 | $296.0K | 0.13% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 43,170 | $327.0K | 0.07% | −39,917−48.0% | Reduced |
| Nations Financial Group Inc, | 49,958 | $378.0K | 0.05% | −400−0.8% | Reduced |
| UBS Group AG | 66,525 | $503.0K | 0.00% | −8,940−11.8% | Reduced |
| First Trust Advisors LP | 71,541 | $542.0K | 0.00% | +42,915+149.9% | Added |
| Logan Stone Capital, LLC | 101,577 | $769.0K | 0.57% | +57,907+132.6% | Added |
| Commonwealth Equity Services, LLC | 108,243 | $819.0K | 0.00% | −9,850−8.3% | Reduced |
| Clough Capital Partners L P | 132,832 | $1.01M | 0.13% | 00.0% | Unchanged |
| Wells Fargo & Company | 161,907 | $1.23M | 0.00% | −10,692−6.2% | Reduced |
| Bank of America Corp | 181,063 | $1.37M | 0.00% | −38,345−17.5% | Reduced |
| Royal Bank of Canada | 204,732 | $1.55M | 0.00% | +73,320+55.8% | Added |
| Kayne Anderson Capital Advisors LP | 209,112 | $1.58M | 0.04% | −15,988−7.1% | Reduced |
| Almitas Capital LLC | 217,168 | $1.64M | 0.85% | +94,555+77.1% | Added |
| Zazove Associates LLC | 217,310 | $1.65M | 0.16% | +60,660+38.7% | Added |
| CSS LLC | 253,632 | $1.92M | 0.09% | +200,632+378.6% | Added |
| City of London Investment Management Co Ltd | 475,165 | $3.62M | 0.26% | +35,766+8.1% | Added |
| Morgan Stanley | 596,349 | $4.51M | 0.00% | −45,702−7.1% | Reduced |
| Sit Investment Associates Inc | 1,007,673 | $7.63M | 0.23% | +366,426+57.1% | Added |
| Saba Capital Management, L.P. | 4,216,057 | $31.9M | 0.43% | +493,803+13.3% | Added |
| Pettinga Financial Advisors, LLC | 0 | $0 | 0.00% | −57,850−100.0% | Sold out |
| Hightower 6M Holding, LLC | 0 | $0 | 0.00% | −23,740−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −372−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1−100.0% | Sold out |