RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in RiskOn International, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q1 2022
- Shares held
- 5.96M
- +411.8K (+7.4%) vs. Q1 2022
- Total value
- $15.6M
- +$2.80M (+21.9%) vs. Q1 2022
- New holders
- 3
- 11 more added
- Sold out
- 4
- 10 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 159 | $0 | 0.00% | +13+8.9% | Added |
| AdvisorNet Financial, Inc | 81 | $0 | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 600 | $2.00K | 0.00% | −1,990−76.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 1,695 | $4.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,340 | $4.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 2,221 | $6.00K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 2,500 | $7.00K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 2,920 | $8.00K | 0.00% | −2,644−47.5% | Reduced |
| Geneos Wealth Management Inc. | 3,569 | $9.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 5,375 | $14.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 10,000 | $26.8K | 0.00% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 10,197 | $27.0K | 0.00% | −2,972−22.6% | Reduced |
| Royal Bank of Canada | 10,334 | $27.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 10,671 | $28.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 13,789 | $36.0K | 0.00% | +12,256+799.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 14,100 | $37.0K | 0.00% | −400−2.8% | Reduced |
| Tradition Wealth Management, LLC | 14,000 | $37.0K | 0.01% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 15,690 | $41.0K | 0.00% | −2,239−12.5% | Reduced |
| Morgan Stanley | 16,350 | $43.0K | 0.00% | −19,300−54.1% | Reduced |
| Wolverine Trading, LLC | 16,319 | $45.0K | 0.00% | +16,319 | New |
| Sunbelt Securities, Inc. | 18,800 | $49.0K | 0.01% | −600−3.1% | Reduced |
| Wealthsource Partners, LLC | 18,631 | $49.0K | 0.00% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 19,239 | $50.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 19,926 | $52.0K | 0.00% | +18,901+1,844.0% | Added |
| Kestra Advisory Services, LLC | 20,814 | $55.0K | 0.00% | +4,000+23.8% | Added |
| HB Wealth Management, LLC | 21,383 | $56.0K | 0.00% | 00.0% | Unchanged |
| Silverhawk Asset Management, LLC | 26,644 | $59.0K | 0.05% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 24,213 | $63.0K | 0.00% | +500+2.1% | Added |
| Avantax Planning Partners, Inc. | 29,324 | $77.0K | 0.00% | +29,324 | New |
| Group One Trading, L.P. | 30,000 | $79.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 39,773 | $104.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 44,806 | $117.0K | 0.00% | −6,863−13.3% | Reduced |
| Northern Trust Corp | 44,617 | $117.0K | 0.00% | 00.0% | Unchanged |
| Personal Capital Advisors Corp | 46,898 | $123.0K | 0.00% | −7,200−13.3% | Reduced |
| Wagner Wealth Management, LLC | 49,716 | $130.0K | 0.10% | +30,000+152.2% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 53,804 | $140.0K | 0.01% | −1,403−2.5% | Reduced |
| BlackRock Inc. | 56,071 | $147.0K | 0.00% | +54,700+3,989.8% | Added |
| HighTower Advisors, LLC | 60,514 | $158.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 67,580 | $177.1K | 0.06% | 00.0% | Unchanged |
| State Street Corp | 78,974 | $207.0K | 0.00% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 90,831 | $238.0K | 0.02% | +90,831 | New |
| Pacific Capital Wealth Advisors, Inc | 109,366 | $287.0K | 0.08% | 00.0% | Unchanged |
| Hudson Portfolio Management LLC | 149,684 | $392.0K | 0.41% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 178,270 | $467.0K | 0.00% | +9,618+5.7% | Added |
| Advisor Group Holdings, Inc. | 295,387 | $773.0K | 0.00% | +221,082+297.5% | Added |
| Hexagon Capital Partners LLC | 465,414 | $1.22M | 0.36% | +129,959+38.7% | Added |
| Vanguard Group Inc | 923,993 | $2.42M | 0.00% | 00.0% | Unchanged |
| Nepsis, Inc. | 2,810,454 | $7.36M | 2.62% | +19,204+0.7% | Added |
| IFP Advisors, Inc | 12,576 | – | – | 00.0% | Unchanged |
| Stephens Inc | 0 | $0 | 0.00% | −98,100−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −29,505−100.0% | Sold out |
| Vise Technologies, Inc. | 0 | $0 | 0.00% | −28,632−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −23,035−100.0% | Sold out |