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Rocket Pharmaceuticals, Inc.

RCKT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
SEC CIK
0001281895

In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.

13F holders, Q1 2026

Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
199
+16 vs. Q4 2025
Shares held
97.2M
+14.5M (+17.5%) vs. Q4 2025
Total value
$347.9M
+$57.8M (+19.9%) vs. Q4 2025
New holders
48
81 more added
Sold out
32
52 more reduced

3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 199 institutions
Q1 2021: 173 institutionsQ2 2021: 150 institutionsQ3 2021: 147 institutionsQ4 2021: 148 institutionsQ1 2022: 149 institutionsQ2 2022: 147 institutionsQ3 2022: 164 institutionsQ4 2022: 168 institutionsQ1 2023: 163 institutionsQ2 2023: 164 institutionsQ3 2023: 175 institutionsQ4 2023: 194 institutionsQ1 2024: 185 institutionsQ2 2024: 178 institutionsQ3 2024: 192 institutionsQ4 2024: 225 institutionsQ1 2025: 236 institutionsQ2 2025: 196 institutionsQ3 2025: 173 institutionsQ4 2025: 186 institutionsQ1 2026: 199 institutionsQ2 2026: 180 institutions
Value heldQ1 2026: $347.9M
Q1 2021: $2.75BQ2 2021: $2.74BQ3 2021: $1.85BQ4 2021: $1.38BQ1 2022: $1.02BQ2 2022: $891.6MQ3 2022: $1.10BQ4 2022: $1.49BQ1 2023: $1.34BQ2 2023: $1.52BQ3 2023: $1.83BQ4 2023: $2.67BQ1 2024: $2.48BQ2 2024: $1.96BQ3 2024: $1.71BQ4 2024: $1.38BQ1 2025: $722.5MQ2 2025: $233.0MQ3 2025: $314.8MQ4 2025: $320.0MQ1 2026: $347.9MQ2 2026: $340.9M
Institutions holding RCKT and their total value by quarter
QuarterHoldersValue
Q2 2026180$340.9M
Q1 2026199$347.9M
Q4 2025186$320.0M
Q3 2025173$314.8M
Q2 2025196$233.0M
Q1 2025236$722.5M
Q4 2024225$1.38B
Q3 2024192$1.71B
Q2 2024178$1.96B
Q1 2024185$2.48B
Q4 2023194$2.67B
Q3 2023175$1.83B
Q2 2023164$1.52B
Q1 2023163$1.34B
Q4 2022168$1.49B
Q3 2022164$1.10B
Q2 2022147$891.6M
Q1 2022149$1.02B
Q4 2021148$1.38B
Q3 2021147$1.85B
Q2 2021150$2.74B
Q1 2021173$2.75B

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2025.

Institutions holding RCKT in Q1 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Vanguard Global Advisers, LLC30,623$109.6K0.00%+30,623New
Diadema Partners LP30,579$109.5K0.05%+30,579New
Axq Capital, LP28,995$103.8K0.01%−4,282−12.9%Reduced
Squarepoint Ops LLC28,986$103.8K0.00%−39,331−57.6%Reduced
SEI Investments Co28,093$100.6K0.00%+28,093New
Sanders Morris Harris LLC27,709$99.2K0.02%+27,709New
Intech Investment Management LLC26,911$96.3K0.00%−13,816−33.9%Reduced
JustInvest LLC25,732$92.1K0.00%+25,732New
Brighton Jones LLC24,766$88.7K0.00%+24,766New
Buckingham Strategic Partners24,653$88.3K0.00%+24,653New
Merit Financial Group, LLC22,316$79.9K0.00%+22,316New
Police & Firemen's Retirement System of New Jersey22,110$79.2K0.00%00.0%Unchanged
DRW Securities, LLC20,488$73.3K0.00%+20,488New
Colony Group, LLC20,355$72.9K0.00%+20,355New
Sequoia Financial Advisors, LLC20,349$72.8K0.00%+8,298+68.9%Added
Pallas Capital Advisors LLC19,635$70.3K0.00%+19,635New
Quadrant Capital Group LLC19,417$69.5K0.00%−3,679−15.9%Reduced
China Universal Asset Management Co., Ltd.19,266$69.0K0.01%+1,631+9.2%Added
Integrated Wealth Concepts LLC19,109$68.4K0.00%+19,109New
SG Americas Securities, LLC19,133$68.0K0.00%−44,615−70.0%Reduced
Frec Markets, Inc.18,176$65.1K0.01%+18,176New
E Fund Management Co., Ltd.17,751$63.5K0.00%+17,751New
Mirabella Financial Services LLP17,639$63.1K0.01%+17,639New
Krilogy Financial LLC15,963$62.3K0.00%+15,963New
Caitong International Asset Management Co., Ltd17,373$62.2K0.01%+11,551+198.4%Added
ProShare Advisors LLC17,143$61.4K0.00%−3,125−15.4%Reduced
Barclays PLC16,578$59.4K0.00%−136,471−89.2%Reduced
Steward Partners Investment Advisory, LLC16,340$58.5K0.00%00.0%Unchanged
New York State Common Retirement Fund15,117$54.1K0.00%00.0%Unchanged
Voya Investment Management LLC14,650$52.4K0.00%00.0%Unchanged
Prudential Financial Inc14,175$50.7K0.00%+14,175New
Ground Swell Capital, LLC14,001$50.1K0.10%+14,001New
Essential Partners LLC13,541$48.5K0.02%+10,670+371.6%Added
Ameriprise Financial Inc12,998$46.5K0.00%−62−0.5%Reduced
Optiver Holding B.V.12,484$44.7K0.00%+10,659+584.1%Added
Great West Life Assurance Co12,190$44.0K0.00%+2,756+29.2%Added
Skopos Labs, Inc.11,825$42.3K0.00%−7,374−38.4%Reduced
Victory Capital Management Inc11,558$41.4K0.00%+89+0.8%Added
Sanctuary Advisors, LLC11,557$41.4K0.00%−5,880−33.7%Reduced
Grimes & Company, Inc.11,547$41.3K0.00%−1,098−8.7%Reduced
Evergreen Capital Management LLC11,468$41.1K0.00%−1,447−11.2%Reduced
a16z Perennial Management, L.P.11,335$40.6K0.00%00.0%Unchanged
Verition Fund Management LLC11,197$40.1K0.00%+11,197New
Signaturefd, LLC11,185$40.0K0.00%−2,307−17.1%Reduced
Franklin Resources Inc11,095$39.7K0.00%+247+2.3%Added
Tower Research Capital LLC (TRC)10,687$38.3K0.00%+6,468+153.3%Added
Abel Hall, LLC10,402$37.2K0.01%−3,755−26.5%Reduced
Allworth Financial LP8,700$31.1K0.00%+5,712+191.2%Added
The PNC Financial Services Group, Inc.8,310$29.7K0.00%+1,165+16.3%Added
Ameritas Investment Partners, Inc.7,797$27.9K0.00%00.0%Unchanged
Persistent Asset Partners Ltd7,731$27.7K0.01%+7,731New
Legal & General Group Plc7,632$27.3K0.00%−256−3.2%Reduced
Mirae Asset Global Investments Co., Ltd.5,663$20.3K0.00%+404+7.7%Added
EverSource Wealth Advisors, LLC5,392$19.3K0.00%+2,581+91.8%Added
California State Teachers Retirement System4,586$16.4K0.00%−631−12.1%Reduced
MAI Capital Management4,365$15.6K0.00%+4,234+3,232.1%Added
Parallel Advisors, LLC4,048$14.5K0.00%+3,997+7,837.3%Added
Zurcher Kantonalbank (Zurich Cantonalbank)3,557$12.7K0.00%00.0%Unchanged
Farther Finance Advisors, LLC3,025$11.0K0.00%+1,273+72.7%Added
Pinnacle Wealth Planning Services, Inc.2,566$9.19K0.00%00.0%Unchanged
Sterling Capital Management LLC2,462$8.81K0.00%−1,762−41.7%Reduced
Jones Financial Companies LLLP2,310$8.71K0.00%+325+16.4%Added
GF Fund Management Co. Ltd.2,414$8.64K0.00%+289+13.6%Added
GAMMA Investing LLC2,279$8.16K0.00%+2,188+2,404.4%Added
US Bancorp1,824$6.53K0.00%−1,163−38.9%Reduced
Advisor Group Holdings, Inc.1,592$5.70K0.00%−19−1.2%Reduced
IFP Advisors, Inc1,544$5.53K0.00%+1,218+373.6%Added
Harbour Investments, Inc.1,315$4.71K0.00%−4,052−75.5%Reduced
SRS Capital Advisors, Inc.1,309$4.69K0.00%+1,274+3,640.0%Added
Owl Creek Wealth Partners LLC1,300$4.65K0.00%+1,300New
Advisory Services Network, LLC1,000$3.58K0.00%+1,000New
Nisa Investment Advisors, LLC989$3.54K0.00%+56+6.0%Added
Rothschild Investment LLC932$3.34K0.00%+901+2,906.5%Added
National Bank of Canada900$3.21K0.00%+900New
Sankala Group LLC828$3.21K0.00%00.0%Unchanged
Root Financial Partners, LLC840$3.01K0.00%+840New
Aster Capital Management (DIFC) Ltd434$2.90K0.00%+434New
True Wealth Design, LLC702$2.51K0.00%+492+234.3%Added
GWM Advisors LLC700$2.51K0.00%00.0%Unchanged
Umb Bank N A572$2.05K0.00%−1,474−72.0%Reduced
UMA Financial Services, Inc.568$2.03K0.00%00.0%Unchanged
Quantbot Technologies LP331$1.19K0.00%+331New
Royal Bank of Canada313$1.00K0.00%−2,559−89.1%Reduced
Avion Wealth291$1.00K0.00%+158+118.8%Added
Fifth Third Bancorp273$9770.00%+273New
SBI Securities Co., Ltd.266$9520.00%+149+127.4%Added
Versant Capital Management, Inc266$9520.00%+266New
UBS Asset Management Americas Inc261$9340.00%+169+183.7%Added
Basecamp Wealth Advisors LLC227$8130.00%+122+116.2%Added
Massmutual Trust Co FSB218$7800.00%−607−73.6%Reduced
Wealth Preservation Advisors, LLC207$7410.00%+207New
SJS Investment Consulting Inc.195$6990.00%+195New
Fortitude Family Office, LLC164$5870.00%00.0%Unchanged
Parkside Financial Bank & Trust130$4650.00%+130New
Larson Financial Group LLC128$4580.00%−1,501−92.1%Reduced
Sunbelt Securities, Inc.90$3220.00%+28+45.2%Added
JPL Wealth Management, LLC44$1580.00%+44New
Gill Capital Partners, LLC4$140.00%+4New
Covestor Ltd26$00.00%+16+160.0%Added
Suvretta Capital Management, LLC0$00.00%−2,992,735−100.0%Sold out