Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2024
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 192
- +15 vs. Q2 2024
- Shares held
- 92.7M
- +7.66M (+9.0%) vs. Q2 2024
- Total value
- $1.71B
- −$121.4M (−6.6%) vs. Q2 2024
- New holders
- 34
- 66 more added
- Sold out
- 19
- 53 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MetLife Investment Management | 37,501 | $692.6K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 38,957 | $719.5K | 0.00% | +27,914+252.8% | Added |
| Jennison Associates LLC | 40,740 | $752.5K | 0.00% | +10,162+33.2% | Added |
| Boothbay Fund Management, LLC | 43,236 | $798.6K | 0.03% | 00.0% | Unchanged |
| Sectoral Asset Management Inc | 43,383 | $801.3K | 0.47% | +30,853+246.2% | Added |
| Deutsche Bank AG | 44,468 | $821.3K | 0.00% | +4,797+12.1% | Added |
| Erste Asset Management GmbH | 44,700 | $825.2K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 48,035 | $887.2K | 0.00% | −2,462−4.9% | Reduced |
| Point72 Asset Management, L.P. | 48,096 | $888.3K | 0.00% | +48,096 | New |
| Harbour Capital Advisors, LLC | 53,690 | $892.9K | 0.21% | +17,510+48.4% | Added |
| Citigroup Inc | 51,496 | $951.1K | 0.00% | +17,406+51.1% | Added |
| Squarepoint Ops LLC | 53,039 | $979.6K | 0.00% | +53,039 | New |
| Macquarie Group Ltd | 58,000 | $1.07M | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 60,293 | $1.11M | 0.00% | −1,827−2.9% | Reduced |
| Hudson Bay Capital Management LP | 65,000 | $1.20M | 0.01% | +65,000 | New |
| ExodusPoint Capital Management, LP | 65,618 | $1.21M | 0.01% | +65,618 | New |
| Legal & General Group Plc | 67,187 | $1.24M | 0.00% | +130+0.2% | Added |
| Torray LLC | 73,424 | $1.36M | 0.19% | +6,208+9.2% | Added |
| Thrivent Financial for Lutherans | 75,177 | $1.39M | 0.00% | 00.0% | Unchanged |
| DekaBank Deutsche Girozentrale | 89,700 | $1.61M | 0.00% | 00.0% | Unchanged |
| Rice Hall James & Associates, LLC | 92,142 | $1.70M | 0.09% | +16,719+22.2% | Added |
| Synovus Financial Corp | 95,504 | $1.76M | 0.02% | −72,586−43.2% | Reduced |
| Rhumbline Advisers | 98,097 | $1.81M | 0.00% | −3,037−3.0% | Reduced |
| Rockefeller Capital Management L.P. | 107,912 | $1.99M | 0.01% | +20,939+24.1% | Added |
| NEOS Investment Management LLC | 111,454 | $2.06M | 0.06% | +8,607+8.4% | Added |
| UBS Asset Management Americas Inc | 119,633 | $2.21M | 0.00% | +1,561+1.3% | Added |
| Swiss National Bank | 124,600 | $2.30M | 0.00% | 00.0% | Unchanged |
| Nordea Investment Management AB | 126,769 | $2.35M | 0.00% | −5,717−4.3% | Reduced |
| Rafferty Asset Management, LLC | 128,726 | $2.38M | 0.01% | +11,081+9.4% | Added |
| Blair William & Co | 134,969 | $2.49M | 0.01% | −7,745−5.4% | Reduced |
| Walleye Capital LLC | 138,403 | $2.56M | 0.03% | +138,403 | New |
| New Leaf Venture Partners, L.L.C. | 150,706 | $2.78M | 2.86% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 152,293 | $2.81M | 0.00% | +12,680+9.1% | Added |
| Barclays PLC | 154,974 | $2.86M | 0.00% | +24,177+18.5% | Added |
| Norges Bank | 159,094 | $2.94M | 0.00% | +124,342+357.8% | Added |
| Prosight Management, LP | 159,369 | $2.94M | 0.75% | +159,369 | New |
| Nuveen Asset Management, LLC | 167,716 | $3.10M | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 168,506 | $3.11M | 0.14% | +71,372+73.5% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 173,563 | $3.21M | 0.01% | −25,208−12.7% | Reduced |
| TD Asset Management Inc | 177,610 | $3.28M | 0.00% | −554−0.3% | Reduced |
| Jane Street Group, LLC | 177,672 | $3.28M | 0.01% | +47,134+36.1% | Added |
| Bank of New York Mellon Corp | 184,233 | $3.40M | 0.00% | −55,644−23.2% | Reduced |
| Acuta Capital Partners, LLC | 190,000 | $3.51M | 2.84% | −60,370−24.1% | Reduced |
| Ikarian Capital, LLC | 197,096 | $3.64M | 1.13% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 221,046 | $4.08M | 0.19% | +16,936+8.3% | Added |
| Sphera Funds Management Ltd. | 231,792 | $4.28M | 0.70% | +24,859+12.0% | Added |
| Schroder Investment Management Group | 235,004 | $4.34M | 0.00% | −151,992−39.3% | Reduced |
| EFG Asset Management (North America) Corp. | 244,420 | $4.52M | 0.76% | +22,374+10.1% | Added |
| WCM Investment Management, LLC | 285,665 | $5.27M | 0.01% | −7,236−2.5% | Reduced |
| Alliancebernstein L.P. | 291,106 | $5.38M | 0.00% | +29,759+11.4% | Added |
| Privium Fund Management B.V. | 294,800 | $5.44M | 1.35% | +43,820+17.5% | Added |
| Logos Global Management LP | 325,000 | $6.00M | 0.67% | −25,000−7.1% | Reduced |
| UBS Group AG | 338,134 | $6.25M | 0.00% | −67,648−16.7% | Reduced |
| Great Lakes Advisors, LLC | 347,625 | $6.42M | 0.05% | +347,625 | New |
| Invesco Ltd. | 352,622 | $6.51M | 0.00% | +596+0.2% | Added |
| M28 Capital Management LP | 385,680 | $7.12M | 7.83% | 00.0% | Unchanged |
| Bank of America Corp | 406,159 | $7.50M | 0.00% | −831,885−67.2% | Reduced |
| Goldman Sachs Group Inc | 424,073 | $7.83M | 0.00% | −271,835−39.1% | Reduced |
| FMR LLC | 465,456 | $8.60M | 0.00% | −113,823−19.6% | Reduced |
| JPMorgan Chase & Co | 556,552 | $10.3M | 0.00% | −23,186−4.0% | Reduced |
| Charles Schwab Investment Management Inc | 569,814 | $10.5M | 0.00% | +20,322+3.7% | Added |
| Northern Trust Corp | 580,836 | $10.7M | 0.00% | −7,761−1.3% | Reduced |
| Woodline Partners LP | 601,063 | $11.1M | 0.09% | +39,097+7.0% | Added |
| Morgan Stanley | 615,528 | $11.4M | 0.00% | +139,540+29.3% | Added |
| First Turn Management, LLC | 621,306 | $11.5M | 1.82% | +60,317+10.8% | Added |
| Avidity Partners Management LP | 749,000 | $13.8M | 0.71% | −351,000−31.9% | Reduced |
| Tang Capital Management LLC | 750,000 | $13.9M | 0.99% | 00.0% | Unchanged |
| Eventide Asset Management, LLC | 770,691 | $14.2M | 0.25% | 00.0% | Unchanged |
| Comerica Bank | 785,526 | $14.5M | 0.06% | +98,872+14.4% | Added |
| Russell Investments Group, Ltd. | 812,310 | $15.0M | 0.02% | +134,566+19.9% | Added |
| Bamco Inc | 884,341 | $16.3M | 0.04% | −94,990−9.7% | Reduced |
| Dimensional Fund Advisors LP | 912,605 | $16.9M | 0.00% | −33,570−3.5% | Reduced |
| Perceptive Advisors LLC | 931,851 | $17.2M | 0.37% | −314,746−25.2% | Reduced |
| MPM Oncology Impact Management LP | 1,066,373 | $19.7M | 2.95% | +1,066,373 | New |
| Cowen and Company, LLC | 1,100,000 | $20.3M | 0.70% | 00.0% | Unchanged |
| Novo Holdings A/S | 1,100,000 | $20.3M | 1.01% | 00.0% | Unchanged |
| Millennium Management LLC | 1,202,495 | $22.2M | 0.02% | +1,097,170+1,041.7% | Added |
| Pictet Asset Management Holding SA | 1,386,705 | $25.6M | 0.03% | +160,318+13.1% | Added |
| Boxer Capital, LLC | 1,466,051 | $27.1M | 1.33% | 00.0% | Unchanged |
| Frazier Life Sciences Management, L.P. | 1,485,630 | $27.4M | 1.10% | −75,600−4.8% | Reduced |
| Franklin Resources Inc | 1,730,344 | $29.2M | 0.01% | −143,345−7.7% | Reduced |
| Geode Capital Management, LLC | 1,617,866 | $29.9M | 0.00% | +14,256+0.9% | Added |
| Janus Henderson Group PLC | 1,897,340 | $35.1M | 0.02% | −1,021,738−35.0% | Reduced |
| Citadel Advisors LLC | 2,148,093 | $39.7M | 0.04% | −669,976−23.8% | Reduced |
| State Street Corp | 3,102,022 | $57.3M | 0.00% | +322,156+11.6% | Added |
| Price T Rowe Associates Inc | 3,207,781 | $59.2M | 0.01% | +38,333+1.2% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,118,672 | $76.1M | 1.48% | +190,360+4.8% | Added |
| Westfield Capital Management Co LP | 4,493,833 | $83.0M | 0.37% | +165,911+3.8% | Added |
| Vanguard Group Inc | 5,536,940 | $102.3M | 0.00% | −271,610−4.7% | Reduced |
| BlackRock, Inc. | 6,370,721 | $117.7M | 0.00% | +6,370,721 | New |
| Wellington Management Group LLP | 11,242,144 | $207.6M | 0.04% | +2,086,424+22.8% | Added |
| RTW Investments, LP | 17,687,772 | $326.7M | 4.73% | 00.0% | Unchanged |
| EcoR1 Capital, LLC | 0 | $0 | 0.00% | −508,393−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| GMT Capital Corp | 0 | $0 | 0.00% | −188,100−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −150,578−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −102,705−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −99,574−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −21,981−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −29,986−100.0% | Sold out |