Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +12 vs. Q2 2023
- Shares held
- 89.4M
- +13.1M (+17.1%) vs. Q2 2023
- Total value
- $1.83B
- +$314.9M (+20.8%) vs. Q2 2023
- New holders
- 29
- 78 more added
- Sold out
- 17
- 45 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thrivent Financial for Lutherans | 82,214 | $1.68M | 0.00% | +82,214 | New |
| State of Wisconsin Investment Board | 84,568 | $1.73M | 0.01% | +28,118+49.8% | Added |
| Synovus Financial Corp | 84,681 | $1.74M | 0.02% | +3,699+4.6% | Added |
| Rhumbline Advisers | 87,527 | $1.79M | 0.00% | +3,966+4.7% | Added |
| DekaBank Deutsche Girozentrale | 89,700 | $1.85M | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 91,864 | $1.88M | 0.01% | +9,750+11.9% | Added |
| Simplex Trading, LLC | 101,928 | $2.09M | 0.08% | +101,928 | New |
| Manufacturers Life Insurance Company, The | 105,618 | $2.16M | 0.00% | +33,040+45.5% | Added |
| TD Asset Management Inc | 112,030 | $2.30M | 0.00% | +56,015+100.0% | Added |
| New Leaf Venture Partners, L.L.C. | 118,242 | $2.42M | 3.11% | 00.0% | Unchanged |
| Swiss National Bank | 123,800 | $2.54M | 0.00% | +2,900+2.4% | Added |
| Alliancebernstein L.P. | 126,602 | $2.59M | 0.00% | +2,692+2.2% | Added |
| Qube Research & Technologies Ltd | 126,862 | $2.60M | 0.01% | −139,994−52.5% | Reduced |
| Boothbay Fund Management, LLC | 132,192 | $2.71M | 0.10% | +132,192 | New |
| Privium Fund Management B.V. | 143,350 | $2.94M | 0.87% | +84,000+141.5% | Added |
| Blair William & Co | 149,789 | $3.07M | 0.01% | +149,789 | New |
| Tang Capital Management LLC | 150,000 | $3.07M | 0.43% | +150,000 | New |
| EFG Asset Management (North America) Corp. | 151,068 | $3.09M | 0.73% | +11,045+7.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 151,074 | $3.10M | 0.20% | +25,845+20.6% | Added |
| Nuveen Asset Management, LLC | 151,681 | $3.11M | 0.00% | −2,764−1.8% | Reduced |
| Barclays PLC | 154,409 | $3.16M | 0.00% | +11,192+7.8% | Added |
| International Biotechnology Trust PLC | 156,000 | $3.19M | 1.08% | 00.0% | Unchanged |
| Nordea Investment Management AB | 158,571 | $3.25M | 0.00% | −4,201−2.6% | Reduced |
| Citigroup Inc | 161,115 | $3.30M | 0.00% | +75,071+87.2% | Added |
| Two Sigma Advisers, LP | 185,751 | $3.81M | 0.01% | −42,700−18.7% | Reduced |
| Renaissance Technologies LLC | 193,474 | $3.96M | 0.01% | +164,600+570.1% | Added |
| Sphera Funds Management Ltd. | 209,040 | $4.28M | 1.03% | −26,960−11.4% | Reduced |
| Sectoral Asset Management Inc | 227,030 | $4.65M | 0.91% | +36,240+19.0% | Added |
| Rafferty Asset Management, LLC | 241,642 | $4.95M | 0.03% | +8,558+3.7% | Added |
| Norges Bank | 243,351 | $4.99M | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 244,252 | $5.00M | 0.00% | +43,754+21.8% | Added |
| UBS Group AG | 258,229 | $5.29M | 0.00% | +230,812+841.9% | Added |
| WCM Investment Management, LLC | 288,801 | $5.89M | 0.02% | +5,867+2.1% | Added |
| Bank of America Corp | 332,892 | $6.82M | 0.00% | −98,949−22.9% | Reduced |
| FMR LLC | 342,699 | $7.02M | 0.00% | +74,431+27.7% | Added |
| Acuta Capital Partners, LLC | 362,000 | $7.42M | 5.39% | +55,806+18.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 387,704 | $7.94M | 0.02% | +31,653+8.9% | Added |
| Two Sigma Investments, LP | 396,339 | $8.12M | 0.02% | +352,239+798.7% | Added |
| GMT Capital Corp | 411,200 | $8.43M | 0.32% | −20,900−4.8% | Reduced |
| Comerica Bank | 440,076 | $9.02M | 0.05% | +440,076 | New |
| Cormorant Asset Management, LP | 450,000 | $9.22M | 0.54% | −418,550−48.2% | Reduced |
| Charles Schwab Investment Management Inc | 468,206 | $9.59M | 0.00% | +32,836+7.5% | Added |
| M28 Capital Management LP | 523,280 | $10.7M | 12.30% | −107,100−17.0% | Reduced |
| Goldman Sachs Group Inc | 529,719 | $10.9M | 0.00% | −911,191−63.2% | Reduced |
| Northern Trust Corp | 582,895 | $11.9M | 0.00% | +9,097+1.6% | Added |
| Ikarian Capital, LLC | 654,726 | $13.4M | 4.98% | +654,726 | New |
| Franklin Resources Inc | 667,055 | $13.7M | 0.01% | −612−0.1% | Reduced |
| Russell Investments Group, Ltd. | 728,409 | $14.9M | 0.03% | +143,695+24.6% | Added |
| JPMorgan Chase & Co | 762,885 | $15.6M | 0.00% | −53,409−6.5% | Reduced |
| Morgan Stanley | 778,751 | $16.0M | 0.00% | +276,627+55.1% | Added |
| Assenagon Asset Management S.A. | 877,140 | $18.0M | 0.06% | +449,569+105.1% | Added |
| Eventide Asset Management, LLC | 898,000 | $18.4M | 0.33% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 902,095 | $18.5M | 0.01% | +874,999+3,229.3% | Added |
| Putnam Investments LLC | 999,249 | $20.5M | 0.03% | +202,324+25.4% | Added |
| Novo Holdings A/S | 1,001,000 | $20.5M | 1.52% | +81,000+8.8% | Added |
| Millennium Management LLC | 1,005,808 | $20.6M | 0.02% | +826,592+461.2% | Added |
| Cowen and Company, LLC | 1,100,000 | $22.5M | 1.58% | 00.0% | Unchanged |
| Bamco Inc | 1,108,017 | $22.7M | 0.07% | +225,231+25.5% | Added |
| Geode Capital Management, LLC | 1,240,160 | $25.4M | 0.00% | +56,057+4.7% | Added |
| Avoro Capital Advisors LLC | 1,250,000 | $25.6M | 0.40% | +1,250,000 | New |
| Dimensional Fund Advisors LP | 1,336,672 | $27.4M | 0.01% | −2,487−0.2% | Reduced |
| Frazier Life Sciences Management, L.P. | 1,403,013 | $28.7M | 1.91% | +1,403,013 | New |
| Boxer Capital, LLC | 1,466,051 | $30.0M | 1.60% | 00.0% | Unchanged |
| Perceptive Advisors LLC | 1,517,467 | $31.1M | 1.05% | +349,104+29.9% | Added |
| Avidity Partners Management LP | 1,587,429 | $32.5M | 1.31% | +261,429+19.7% | Added |
| Logos Global Management LP | 1,975,000 | $40.5M | 5.77% | +1,725,000+690.0% | Added |
| Price T Rowe Associates Inc | 2,637,951 | $54.1M | 0.01% | +519,145+24.5% | Added |
| Citadel Advisors LLC | 2,678,501 | $54.9M | 0.06% | +90,393+3.5% | Added |
| State Street Corp | 3,139,505 | $64.3M | 0.00% | −39,019−1.2% | Reduced |
| Westfield Capital Management Co LP | 4,193,996 | $85.9M | 0.59% | +538,209+14.7% | Added |
| Vanguard Group Inc | 4,604,013 | $94.3M | 0.00% | +4,085+0.1% | Added |
| BlackRock Inc. | 5,113,627 | $104.8M | 0.00% | −22,180−0.4% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 5,629,970 | $115.4M | 2.70% | +1,250,000+28.5% | Added |
| Wellington Management Group LLP | 8,022,830 | $164.4M | 0.03% | +2,880,373+56.0% | Added |
| RTW Investments, LP | 17,687,772 | $362.4M | 7.65% | 00.0% | Unchanged |
| Lord, Abbett & Co. LLC | 0 | $0 | 0.00% | −1,197,182−100.0% | Sold out |
| PFM Health Sciences, LP | 0 | $0 | 0.00% | −238,762−100.0% | Sold out |
| Ghost Tree Capital, LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Bellevue Group AG | 0 | $0 | 0.00% | −55,600−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −42,215−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −36,530−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −34,798−100.0% | Sold out |
| Kiwi Wealth Investments Limited Partnership | 0 | $0 | 0.00% | −26,734−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −22,873−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,435−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −14,089−100.0% | Sold out |
| NinePointTwo Capital | 0 | $0 | 0.00% | −11,936−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −15,575−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −10,702−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −399−100.0% | Sold out |
| Efg Capital International Corp. | – | – | – | – | Not filed |