PIMCO Corporate & Income Opportunity Fund
PTY- Exchange
- NYSE
- SEC CIK
- 0001190935
No open-market purchases or sales by PIMCO Corporate & Income Opportunity Fund insiders were filed in the last 90 days; 222 institutions reported holding it in 13F filings for Q2 2026, worth $427.5M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in PIMCO Corporate & Income Opportunity Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 138
- +8 vs. Q2 2021
- Shares held
- 10.3M
- +1.46M (+16.5%) vs. Q2 2021
- Total value
- $187.5M
- +$13.4M (+7.7%) vs. Q2 2021
- New holders
- 19
- 54 more added
- Sold out
- 11
- 30 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PTY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 222 | $427.5M |
| Q1 2026 | 222 | $405.7M |
| Q4 2025 | 217 | $415.6M |
| Q3 2025 | 203 | $403.8M |
| Q2 2025 | 204 | $375.7M |
| Q1 2025 | 192 | $337.2M |
| Q4 2024 | 194 | $317.9M |
| Q3 2024 | 181 | $293.1M |
| Q2 2024 | 166 | $455.3M |
| Q1 2024 | 157 | $310.9M |
| Q4 2023 | 169 | $239.8M |
| Q3 2023 | 159 | $219.0M |
| Q2 2023 | 151 | $229.5M |
| Q1 2023 | 145 | $189.4M |
| Q4 2022 | 155 | $150.2M |
| Q3 2022 | 142 | $122.3M |
| Q2 2022 | 148 | $133.3M |
| Q1 2022 | 142 | $165.6M |
| Q4 2021 | 148 | $164.7M |
| Q3 2021 | 138 | $187.5M |
| Q2 2021 | 132 | $174.3M |
| Q1 2021 | 126 | $161.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Corporate & Income Opportunity Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 1,226,155 | $22.4M | 0.02% | +70,482+6.1% | Added |
| Morgan Stanley | 1,217,464 | $22.3M | 0.00% | +134,123+12.4% | Added |
| Penserra Capital Management LLC | 754,337 | $13.8M | 0.29% | +754,337 | New |
| Commonwealth Equity Services, LLC | 684,528 | $12.5M | 0.03% | +25,333+3.8% | Added |
| Bank of America Corp | 601,064 | $11.0M | 0.00% | +11,443+1.9% | Added |
| Cetera Advisor Networks LLC | 440,899 | $8.06M | 0.11% | +150,056+51.6% | Added |
| Advisor Group Holdings, Inc. | 434,667 | $7.95M | 0.02% | −53,535−11.0% | Reduced |
| Beacon Pointe Advisors, LLC | 351,586 | $6.43M | 0.16% | −95,318−21.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 332,519 | $6.08M | 0.01% | +14,082+4.4% | Added |
| Kestra Advisory Services, LLC | 312,703 | $5.72M | 0.06% | +245,545+365.6% | Added |
| UBS Group AG | 206,086 | $3.77M | 0.00% | +2,647+1.3% | Added |
| MML Investors Services, LLC | 202,950 | $3.71M | 0.03% | +51,068+33.6% | Added |
| Sym Financial Corp | 167,551 | $3.06M | 1.80% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 139,713 | $2.56M | 0.01% | +1,696+1.2% | Added |
| Accel Wealth Management | 136,983 | $2.50M | 1.62% | +31,626+30.0% | Added |
| Cetera Investment Advisers | 123,717 | $2.26M | 0.04% | −27,205−18.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 104,348 | $1.91M | 0.01% | −1,591−1.5% | Reduced |
| Envestnet Asset Management Inc | 98,000 | $1.79M | 0.00% | −10,697−9.8% | Reduced |
| Royal Bank of Canada | 95,982 | $1.76M | 0.00% | +9,335+10.8% | Added |
| Plotkin Financial Advisors, LLC | 95,310 | $1.74M | 1.04% | −355−0.4% | Reduced |
| Terra Nova Asset Management LLC | 95,184 | $1.74M | 1.40% | +95,184 | New |
| Certified Advisory Corp | 95,016 | $1.74M | 0.42% | +78,285+467.9% | Added |
| BDO Wealth Advisors, LLC | 91,389 | $1.67M | 0.18% | – | – |
| Focus Financial Network, Inc. | 86,007 | $1.58M | 0.21% | +12,114+16.4% | Added |
| Spire Wealth Management | 84,824 | $1.55M | 0.04% | −8,535−9.1% | Reduced |
| Private Advisor Group, LLC | 80,609 | $1.47M | 0.01% | +10,461+14.9% | Added |
| Raymond James & Associates | 74,894 | $1.37M | 0.00% | +6,550+9.6% | Added |
| Ascendant Capital Management, LLC | 73,000 | $1.33M | 1.01% | +18,000+32.7% | Added |
| Aurora Private Wealth, Inc. | 69,763 | $1.28M | 0.52% | +1,976+2.9% | Added |
| The PNC Financial Services Group, Inc. | 67,786 | $1.24M | 0.00% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 64,787 | $1.19M | 0.13% | −247−0.4% | Reduced |
| Centaurus Financial, Inc. | 63,443 | $1.16M | 0.10% | +130+0.2% | Added |
| Janney Montgomery Scott LLC | 63,043 | $1.15M | 0.00% | +6,477+11.5% | Added |
| M&T Bank Corp | 59,350 | $1.09M | 0.00% | +4,435+8.1% | Added |
| Nwam LLC | 57,788 | $1.06M | 0.10% | +28,014+94.1% | Added |
| International Assets Investment Management, LLC | 53,398 | $965.0K | 0.17% | +53,398 | New |
| AdvisorNet Financial, Inc | 52,349 | $957.0K | 0.07% | +812+1.6% | Added |
| Wells Fargo & Company | 51,967 | $951.0K | 0.00% | +1,853+3.7% | Added |
| Homrich & Berg | 47,221 | $864.0K | 0.02% | −4,986−9.6% | Reduced |
| All Season Financial Advisors, Inc. | 47,087 | $861.0K | 0.69% | +2,991+6.8% | Added |
| Hollencrest Capital Management | 44,441 | $813.0K | 0.07% | −15,027−25.3% | Reduced |
| HCR Wealth Advisors | 39,398 | $721.0K | 0.12% | +917+2.4% | Added |
| Creative Planning | 38,992 | $713.0K | 0.00% | −2,193−5.3% | Reduced |
| Sigma Planning Corp | 38,576 | $706.0K | 0.02% | −18,586−32.5% | Reduced |
| Neuberger Berman Group LLC | 37,810 | $692.0K | 0.00% | +12,000+46.5% | Added |
| D.A. Davidson & Co. | 36,632 | $670.0K | 0.01% | −1,462−3.8% | Reduced |
| Covenant Asset Management, LLC | 36,214 | $662.0K | 0.20% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 32,417 | $593.0K | 0.02% | +2,187+7.2% | Added |
| Stratos Wealth Partners, LTD. | 31,709 | $580.0K | 0.01% | +910+3.0% | Added |
| Independent Financial Group, LLC | 28,190 | $515.6K | 0.05% | −800−2.8% | Reduced |
| Peapack Gladstone Financial Corp | 27,800 | $508.0K | 0.01% | 00.0% | Unchanged |
| XML Financial, LLC | 27,597 | $505.0K | 0.07% | −91,593−76.8% | Reduced |
| Wealthcare Advisory Partners LLC | 25,489 | $466.0K | 0.03% | +4,432+21.0% | Added |
| Oarsman Capital, Inc. | 25,312 | $463.0K | 0.19% | +175+0.7% | Added |
| Ameritas Investment Company, LLC | 24,531 | $449.0K | 0.02% | +17,631+255.5% | Added |
| Mid Atlantic Financial Management Inc | 23,850 | $436.0K | 0.03% | +2,700+12.8% | Added |
| American Portfolios Advisors | 21,271 | $389.1K | 0.01% | +10,112+90.6% | Added |
| Mariner, LLC | 20,780 | $380.0K | 0.00% | +1,914+10.1% | Added |
| Redhawk Wealth Advisors, Inc. | 20,077 | $367.0K | 0.10% | +20,077 | New |
| Rocky Mountain Advisers, LLC | 20,000 | $366.0K | 0.45% | 00.0% | Unchanged |
| Millennium Management LLC | 19,938 | $365.0K | 0.00% | +19,938 | New |
| Stifel Financial Corp | 19,343 | $353.0K | 0.00% | −2,293−10.6% | Reduced |
| United Capital Financial Advisers, LLC | 19,144 | $350.0K | 0.00% | +1,950+11.3% | Added |
| Gill Capital Partners, LLC | 18,686 | $342.0K | 0.16% | −1,955−9.5% | Reduced |
| Camden Capital, LLC | 18,315 | $335.0K | 0.07% | −327−1.8% | Reduced |
| Advisory Services Network, LLC | 18,279 | $334.0K | 0.01% | +17,416+2,018.1% | Added |
| BEAM Asset Management, LLC | 17,986 | $329.0K | 0.28% | +2,984+19.9% | Added |
| HighTower Advisors, LLC | 17,070 | $312.0K | 0.00% | +1,030+6.4% | Added |
| Ausdal Financial Partners, Inc. | 16,948 | $310.0K | 0.05% | +16,948 | New |
| TFG Advisers LLC | 16,866 | $308.0K | 0.15% | +149+0.9% | Added |
| Lincoln National Corp | 16,481 | $302.0K | 0.01% | −2,083−11.2% | Reduced |
| Whittier Trust Co | 15,886 | $290.0K | 0.01% | +2,800+21.4% | Added |
| Bank of New York Mellon Corp | 14,778 | $271.0K | 0.00% | +2,289+18.3% | Added |
| Gradient Investments LLC | 14,650 | $268.0K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 14,299 | $262.0K | 0.00% | +337+2.4% | Added |
| Ahrens Investment Partners LLC | 13,850 | $253.0K | 0.12% | −15,600−53.0% | Reduced |
| Wealth Alliance Advisory Group, LLC | 13,347 | $244.0K | 0.12% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 13,138 | $240.0K | 0.04% | +250+1.9% | Added |
| Webster Bank, N. A. | 12,495 | $228.0K | 0.03% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 11,500 | $228.0K | 0.23% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 12,004 | $220.0K | 0.00% | +12,004 | New |
| First Foundation Advisors | 11,628 | $213.0K | 0.01% | −6,777−36.8% | Reduced |
| Triton Wealth Management, PLLC | 11,637 | $210.0K | 0.10% | −620−5.1% | Reduced |
| Southland Equity Partners LLC | 11,408 | $208.7K | 0.10% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 11,201 | $205.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 11,030 | $202.0K | 0.00% | +935+9.3% | Added |
| Bard Financial Services, Inc. | 11,005 | $201.0K | 0.02% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 10,637 | $194.0K | 0.00% | +10,637 | New |
| US Bancorp | 10,494 | $192.0K | 0.00% | −47,767−82.0% | Reduced |
| V Wealth Advisors LLC | 10,339 | $189.0K | 0.03% | −1,308−11.2% | Reduced |
| Oppenheimer & Co Inc | 10,042 | $184.0K | 0.00% | +10,042 | New |
| Geneos Wealth Management Inc. | 9,466 | $173.0K | 0.01% | +4,263+81.9% | Added |
| Rockefeller Capital Management L.P. | 9,103 | $166.0K | 0.00% | −162−1.7% | Reduced |
| Harbor Investment Advisory, LLC | 6,109 | $112.0K | 0.02% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 5,313 | $97.0K | 0.08% | +14+0.3% | Added |
| NEXT Financial Group, Inc | 5,200 | $95.0K | 0.01% | +4,403+552.4% | Added |
| Optimum Investment Advisors | 5,000 | $91.0K | 0.04% | 00.0% | Unchanged |
| Allworth Financial LP | 5,000 | $91.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 4,524 | $83.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 4,450 | $81.9K | 0.00% | −800−15.2% | Reduced |