PIMCO Corporate & Income Opportunity Fund
PTY- Exchange
- NYSE
- SEC CIK
- 0001190935
No open-market purchases or sales by PIMCO Corporate & Income Opportunity Fund insiders were filed in the last 90 days; 222 institutions reported holding it in 13F filings for Q2 2026, worth $427.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in PIMCO Corporate & Income Opportunity Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 159
- +9 vs. Q2 2023
- Shares held
- 16.8M
- +425.1K (+2.6%) vs. Q2 2023
- Total value
- $219.0M
- −$9.71M (−4.2%) vs. Q2 2023
- New holders
- 18
- 50 more added
- Sold out
- 9
- 40 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PTY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 222 | $427.5M |
| Q1 2026 | 222 | $405.7M |
| Q4 2025 | 217 | $415.6M |
| Q3 2025 | 203 | $403.8M |
| Q2 2025 | 204 | $375.7M |
| Q1 2025 | 192 | $337.2M |
| Q4 2024 | 194 | $317.9M |
| Q3 2024 | 181 | $293.1M |
| Q2 2024 | 166 | $455.3M |
| Q1 2024 | 157 | $310.9M |
| Q4 2023 | 169 | $239.8M |
| Q3 2023 | 159 | $219.0M |
| Q2 2023 | 151 | $229.5M |
| Q1 2023 | 145 | $189.4M |
| Q4 2022 | 155 | $150.2M |
| Q3 2022 | 142 | $122.3M |
| Q2 2022 | 148 | $133.3M |
| Q1 2022 | 142 | $165.6M |
| Q4 2021 | 148 | $164.7M |
| Q3 2021 | 138 | $187.5M |
| Q2 2021 | 132 | $174.3M |
| Q1 2021 | 126 | $161.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding PIMCO Corporate & Income Opportunity Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,738,143 | $22.7M | 0.00% | +139,403+8.7% | Added |
| LPL Financial LLC | 1,691,572 | $22.1M | 0.02% | +133,258+8.6% | Added |
| PFG Investments, LLC | 1,560,709 | $20.4M | 3.83% | +15,755+1.0% | Added |
| XML Financial, LLC | 962,185 | $12.6M | 1.51% | +28,599+3.1% | Added |
| Commonwealth Equity Services, LLC | 858,966 | $11.2M | 0.02% | +13,589+1.6% | Added |
| Penserra Capital Management LLC | 831,441 | $10.9M | 0.22% | −4,015−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 740,942 | $9.68M | 0.01% | +218,026+41.7% | Added |
| Northwestern Mutual Wealth Management Co | 348,319 | $4.55M | 0.01% | −278,034−44.4% | Reduced |
| Proequities, Inc. | 340,278 | $4.49M | 0.35% | −4,065−1.2% | Reduced |
| Cetera Advisor Networks LLC | 342,833 | $4.48M | 0.03% | −3,376−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 342,784 | $4.48M | 0.02% | +45,018+15.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 339,200 | $4.43M | 0.01% | +17,132+5.3% | Added |
| Royal Bank of Canada | 316,318 | $4.13M | 0.00% | +68,583+27.7% | Added |
| Private Advisor Group, LLC | 316,032 | $4.13M | 0.04% | +39,482+14.3% | Added |
| Sym Financial Corp | 306,591 | $4.01M | 0.71% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 278,134 | $3.64M | 0.27% | −4,366−1.5% | Reduced |
| Bank of America Corp | 255,550 | $3.34M | 0.00% | +22,270+9.5% | Added |
| Evergreen Wealth Management, LLC | 254,746 | $3.33M | 2.63% | +5,382+2.2% | Added |
| Envestnet Asset Management Inc | 254,346 | $3.32M | 0.00% | +22,360+9.6% | Added |
| Accel Wealth Management | 249,053 | $3.26M | 1.81% | +36,512+17.2% | Added |
| Cahill Financial Advisors Inc | 241,085 | $3.15M | 0.52% | −4,844−2.0% | Reduced |
| Strategic Wealth Partners, Ltd. | 194,148 | $2.54M | 0.33% | +208+0.1% | Added |
| Dynamic Advisor Solutions LLC | 183,787 | $2.40M | 0.11% | +2,789+1.5% | Added |
| Cetera Investment Advisers | 180,642 | $2.36M | 0.02% | −7,675−4.1% | Reduced |
| Golden State Equity Partners | 176,395 | $2.31M | 0.64% | +1,347+0.8% | Added |
| Stifel Financial Corp | 137,486 | $1.80M | 0.00% | −2,801−2.0% | Reduced |
| Independent Financial Group, LLC | 127,969 | $1.67M | 0.11% | +16,962+15.3% | Added |
| Kestra Advisory Services, LLC | 126,477 | $1.65M | 0.02% | −9,764−7.2% | Reduced |
| MML Investors Services, LLC | 126,424 | $1.65M | 0.01% | +4,606+3.8% | Added |
| Plotkin Financial Advisors, LLC | 118,201 | $1.54M | 1.36% | −2,737−2.3% | Reduced |
| M&T Bank Corp | 88,015 | $1.15M | 0.00% | −5,000−5.4% | Reduced |
| Truist Financial Corp | 87,193 | $1.14M | 0.00% | +70,710+429.0% | Added |
| UBS Group AG | 83,515 | $1.09M | 0.00% | −10,859−11.5% | Reduced |
| Exencial Wealth Advisors, LLC | 83,430 | $1.09M | 0.05% | −462−0.6% | Reduced |
| Avantax Advisory Services, Inc. | 78,785 | $1.03M | 0.01% | +61,968+368.5% | Added |
| Raymond James & Associates | 77,317 | $1.01M | 0.00% | +5,162+7.2% | Added |
| Parallel Advisors, LLC | 74,452 | $973.1K | 0.03% | 00.0% | Unchanged |
| C2C Wealth Management, LLC | 76,725 | $965.6K | 0.14% | +130.0% | Added |
| International Assets Investment Management, LLC | 75,910 | $939.2K | 0.13% | +1,763+2.4% | Added |
| Beacon Pointe Advisors, LLC | 67,087 | $876.8K | 0.01% | +2,836+4.4% | Added |
| Captrust Financial Advisors | 63,982 | $836.2K | 0.00% | −127,990−66.7% | Reduced |
| Cresta Advisors, Ltd. | 63,571 | $830.9K | 0.64% | −149,417−70.2% | Reduced |
| GWM Advisors LLC | 59,718 | $780.5K | 0.01% | −4,459−6.9% | Reduced |
| Atria Wealth Solutions, Inc. | 53,413 | $703.8K | 0.01% | +11,888+28.6% | Added |
| Cornerstone Wealth Management, LLC | 52,226 | $682.6K | 0.06% | −546−1.0% | Reduced |
| Neuberger Berman Group LLC | 51,710 | $675.9K | 0.00% | +500+1.0% | Added |
| Virtu Financial LLC | 51,346 | $671.0K | 0.07% | +51,346 | New |
| Samalin Investment Counsel, LLC | 48,145 | $629.3K | 0.36% | +5,461+12.8% | Added |
| All Season Financial Advisors, Inc. | 46,979 | $614.0K | 0.62% | +2,354+5.3% | Added |
| The PNC Financial Services Group, Inc. | 46,197 | $603.8K | 0.00% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 45,902 | $599.9K | 0.05% | −826−1.8% | Reduced |
| Verus Capital Partners, LLC | 44,791 | $585.4K | 0.08% | +205+0.5% | Added |
| Rockefeller Capital Management L.P. | 42,029 | $549.3K | 0.00% | +33+0.1% | Added |
| Mariner, LLC | 40,809 | $533.4K | 0.00% | +40,809 | New |
| Janney Montgomery Scott LLC | 40,226 | $526.0K | 0.00% | +1,819+4.7% | Added |
| Semus Wealth Partners LLC | 39,120 | $511.3K | 0.48% | +145+0.4% | Added |
| Sigma Planning Corp | 38,386 | $501.7K | 0.02% | +1,238+3.3% | Added |
| Hollencrest Capital Management | 38,289 | $500.4K | 0.06% | −7,000−15.5% | Reduced |
| Guggenheim Capital LLC | 37,836 | $494.5K | 0.00% | −371−1.0% | Reduced |
| Raymond James Trust N.A. | 37,547 | $490.7K | 0.01% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 34,689 | $453.4K | 0.11% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 34,639 | $452.0K | 0.00% | +4,164+13.7% | Added |
| Nwam LLC | 33,778 | $441.5K | 0.04% | −8,594−20.3% | Reduced |
| Covenant Asset Management, LLC | 32,262 | $421.7K | 0.13% | −500−1.5% | Reduced |
| Cornerstone Advisory, LLC | 29,282 | $382.7K | 0.07% | −957−3.2% | Reduced |
| D.A. Davidson & Co. | 29,250 | $382.3K | 0.00% | +4,050+16.1% | Added |
| Ausdal Financial Partners, Inc. | 27,506 | $359.5K | 0.05% | −3,306−10.7% | Reduced |
| Avestar Capital, LLC | 27,180 | $358.5K | 0.05% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 27,175 | $355.2K | 0.01% | +2,125+8.5% | Added |
| Integrity Financial Corp | 26,019 | $340.1K | 0.26% | +1,394+5.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 25,526 | $333.6K | 0.03% | 00.0% | Unchanged |
| TFB Advisors LLC | 25,463 | $332.8K | 0.40% | +15,000+143.4% | Added |
| Ghe, LLC | 25,350 | $331.0K | 0.22% | 00.0% | Unchanged |
| Wells Fargo & Company | 23,617 | $308.7K | 0.00% | −16,753−41.5% | Reduced |
| Optimum Investment Advisors | 22,600 | $295.4K | 0.15% | +4,000+21.5% | Added |
| Comerica Bank | 21,901 | $286.2K | 0.00% | +21,901 | New |
| Centaurus Financial, Inc. | 21,708 | $284.0K | 0.02% | +198+0.9% | Added |
| Certified Advisory Corp | 21,692 | $283.5K | 0.05% | −6,067−21.9% | Reduced |
| Spire Wealth Management | 20,805 | $271.9K | 0.01% | +60+0.3% | Added |
| Williams Jones Wealth Management, LLC. | 20,165 | $263.6K | 0.00% | +20,165 | New |
| GSB Wealth Management, LLC | 19,555 | $255.6K | 0.09% | −2,416−11.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 19,236 | $251.4K | 0.00% | +19,236 | New |
| Gill Capital Partners, LLC | 18,686 | $244.2K | 0.11% | 00.0% | Unchanged |
| AE Wealth Management LLC | 18,601 | $243.1K | 0.00% | −4,380−19.1% | Reduced |
| CIBC World Markets Inc. | 18,610 | $243.0K | 0.00% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 17,847 | $233.3K | 0.07% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 16,804 | $219.6K | 0.16% | −505−2.9% | Reduced |
| Collaborative Wealth Managment Inc. | 16,519 | $215.9K | 0.13% | −2,000−10.8% | Reduced |
| Oarsman Capital, Inc. | 15,717 | $205.4K | 0.09% | −1,100−6.5% | Reduced |
| SFI Advisors, LLC | 15,618 | $204.1K | 0.20% | 00.0% | Unchanged |
| Independent Wealth Network Inc. | 15,008 | $196.2K | 0.12% | +3,861+34.6% | Added |
| Lincoln National Corp | 14,995 | $196.0K | 0.00% | −2,305−13.3% | Reduced |
| Advisory Services Network, LLC | 14,550 | $190.2K | 0.01% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 14,267 | $186.5K | 0.06% | 00.0% | Unchanged |
| Rathbone Brothers plc | 14,000 | $183.0K | 0.00% | +14,000 | New |
| Copperwynd Financial, LLC | 13,859 | $181.1K | 0.09% | +13,859 | New |
| AXS Investments LLC | 13,495 | $176.4K | 0.05% | +13,495 | New |
| TD Waterhouse Canada Inc. | 14,000 | $176.0K | 0.00% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 13,290 | $173.7K | 0.00% | −18,181−57.8% | Reduced |
| Wealthcare Advisory Partners LLC | 13,092 | $171.1K | 0.01% | +75+0.6% | Added |