PIMCO Corporate & Income Opportunity Fund
PTY- Exchange
- NYSE
- SEC CIK
- 0001190935
No open-market purchases or sales by PIMCO Corporate & Income Opportunity Fund insiders were filed in the last 90 days; 222 institutions reported holding it in 13F filings for Q2 2026, worth $421.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in PIMCO Corporate & Income Opportunity Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 138
- +8 vs. Q2 2021
- Shares held
- 10.3M
- +1.46M (+16.5%) vs. Q2 2021
- Total value
- $187.5M
- +$13.4M (+7.7%) vs. Q2 2021
- New holders
- 19
- 54 more added
- Sold out
- 11
- 30 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PTY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 222 | $421.1M |
| Q1 2026 | 222 | $405.5M |
| Q4 2025 | 216 | $415.5M |
| Q3 2025 | 203 | $402.8M |
| Q2 2025 | 204 | $368.6M |
| Q1 2025 | 192 | $337.1M |
| Q4 2024 | 194 | $317.9M |
| Q3 2024 | 181 | $293.1M |
| Q2 2024 | 166 | $276.0M |
| Q1 2024 | 157 | $252.4M |
| Q4 2023 | 169 | $215.1M |
| Q3 2023 | 159 | $219.0M |
| Q2 2023 | 151 | $229.4M |
| Q1 2023 | 145 | $189.4M |
| Q4 2022 | 155 | $146.1M |
| Q3 2022 | 142 | $122.3M |
| Q2 2022 | 148 | $133.3M |
| Q1 2022 | 142 | $165.6M |
| Q4 2021 | 148 | $164.4M |
| Q3 2021 | 138 | $187.5M |
| Q2 2021 | 132 | $174.3M |
| Q1 2021 | 126 | $160.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Corporate & Income Opportunity Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | −1−25.0% | Reduced |
| Deutsche Bank AG | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 13 | $0 | 0.00% | +13 | New |
| Mark Sheptoff Financial Planning, LLC | 70 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 46 | $1.00K | 0.00% | +46 | New |
| Laffer Tengler Investments | 60 | $1.10K | 0.00% | +60 | New |
| Stonebridge Capital Advisors LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 159 | $3.00K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 220 | $4.00K | 0.00% | +220 | New |
| Bogart Wealth, LLC | 292 | $5.00K | 0.00% | +6+2.1% | Added |
| Joseph P. Lucia & Associates, LLC | 320 | $6.00K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 306 | $6.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 481 | $9.00K | 0.00% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 475 | $9.00K | 0.00% | +475 | New |
| Halpern Financial, Inc. | 607 | $11.1K | 0.01% | +607 | New |
| SOA Wealth Advisors, LLC. | 700 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 740 | $14.0K | 0.00% | −2,200−74.8% | Reduced |
| TCI Wealth Advisors, Inc. | 820 | $15.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 850 | $16.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 1,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 1,145 | $21.0K | 0.01% | −179−13.5% | Reduced |
| Hoey Investments, Inc | 1,211 | $22.0K | 0.01% | 00.0% | Unchanged |
| South State Corp. | 1,390 | $25.0K | 0.00% | +1,390 | New |
| Proequities, Inc. | 1,400 | $26.0K | 0.00% | +300+27.3% | Added |
| Eaton Vance Management | 1,535 | $28.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,694 | $31.0K | 0.00% | +1,694 | New |
| AllSquare Wealth Management LLC | 1,700 | $31.0K | 0.02% | +1,000+142.9% | Added |
| Reilly Financial Advisors, LLC | 1,800 | $33.0K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 2,000 | $36.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 2,500 | $46.0K | 0.00% | +2,500 | New |
| AlphaMark Advisors, LLC | 2,777 | $51.0K | 0.02% | +96+3.6% | Added |
| Danda Trouve Investment Management, Inc. | 3,397 | $62.0K | 0.07% | +538+18.8% | Added |
| Oakworth Capital, Inc. | 3,885 | $71.0K | 0.01% | +3,885 | New |
| Sonora Investment Management, LLC | 4,229 | $77.0K | 0.01% | +2,229+111.5% | Added |
| Bartlett & Co. LLC | 4,450 | $81.0K | 0.00% | −800−15.2% | Reduced |
| Bartlett & Co. Wealth Management LLC | 4,450 | $81.9K | 0.00% | −800−15.2% | Reduced |
| Focused Wealth Management, Inc | 4,524 | $83.0K | 0.01% | 00.0% | Unchanged |
| Optimum Investment Advisors | 5,000 | $91.0K | 0.04% | 00.0% | Unchanged |
| Allworth Financial LP | 5,000 | $91.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 5,200 | $95.0K | 0.01% | +4,403+552.4% | Added |
| Johnson Midwest Financial, LLC | 5,313 | $97.0K | 0.08% | +14+0.3% | Added |
| Harbor Investment Advisory, LLC | 6,109 | $112.0K | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 9,103 | $166.0K | 0.00% | −162−1.7% | Reduced |
| Geneos Wealth Management Inc. | 9,466 | $173.0K | 0.01% | +4,263+81.9% | Added |
| Oppenheimer & Co Inc | 10,042 | $184.0K | 0.00% | +10,042 | New |
| V Wealth Advisors LLC | 10,339 | $189.0K | 0.03% | −1,308−11.2% | Reduced |
| US Bancorp | 10,494 | $192.0K | 0.00% | −47,767−82.0% | Reduced |
| Avantax Advisory Services, Inc. | 10,637 | $194.0K | 0.00% | +10,637 | New |
| Bard Financial Services, Inc. | 11,005 | $201.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 11,030 | $202.0K | 0.00% | +935+9.3% | Added |
| Steel Peak Wealth Management LLC | 11,201 | $205.0K | 0.01% | 00.0% | Unchanged |
| Southland Equity Partners LLC | 11,408 | $208.7K | 0.10% | 00.0% | Unchanged |
| Triton Wealth Management, PLLC | 11,637 | $210.0K | 0.10% | −620−5.1% | Reduced |
| First Foundation Advisors | 11,628 | $213.0K | 0.01% | −6,777−36.8% | Reduced |
| Mercer Global Advisors Inc | 12,004 | $220.0K | 0.00% | +12,004 | New |
| Webster Bank, N. A. | 12,495 | $228.0K | 0.03% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 11,500 | $228.0K | 0.23% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 13,138 | $240.0K | 0.04% | +250+1.9% | Added |
| Wealth Alliance Advisory Group, LLC | 13,347 | $244.0K | 0.12% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 13,850 | $253.0K | 0.12% | −15,600−53.0% | Reduced |
| AE Wealth Management LLC | 14,299 | $262.0K | 0.00% | +337+2.4% | Added |
| Gradient Investments LLC | 14,650 | $268.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 14,778 | $271.0K | 0.00% | +2,289+18.3% | Added |
| Whittier Trust Co | 15,886 | $290.0K | 0.01% | +2,800+21.4% | Added |
| Lincoln National Corp | 16,481 | $302.0K | 0.01% | −2,083−11.2% | Reduced |
| TFG Advisers LLC | 16,866 | $308.0K | 0.15% | +149+0.9% | Added |
| Ausdal Financial Partners, Inc. | 16,948 | $310.0K | 0.05% | +16,948 | New |
| HighTower Advisors, LLC | 17,070 | $312.0K | 0.00% | +1,030+6.4% | Added |
| BEAM Asset Management, LLC | 17,986 | $329.0K | 0.28% | +2,984+19.9% | Added |
| Advisory Services Network, LLC | 18,279 | $334.0K | 0.01% | +17,416+2,018.1% | Added |
| Camden Capital, LLC | 18,315 | $335.0K | 0.07% | −327−1.8% | Reduced |
| Gill Capital Partners, LLC | 18,686 | $342.0K | 0.16% | −1,955−9.5% | Reduced |
| United Capital Financial Advisers, LLC | 19,144 | $350.0K | 0.00% | +1,950+11.3% | Added |
| Stifel Financial Corp | 19,343 | $353.0K | 0.00% | −2,293−10.6% | Reduced |
| Millennium Management LLC | 19,938 | $365.0K | 0.00% | +19,938 | New |
| Rocky Mountain Advisers, LLC | 20,000 | $366.0K | 0.45% | 00.0% | Unchanged |
| Redhawk Wealth Advisors, Inc. | 20,077 | $367.0K | 0.10% | +20,077 | New |
| Mariner, LLC | 20,780 | $380.0K | 0.00% | +1,914+10.1% | Added |
| American Portfolios Advisors | 21,271 | $389.1K | 0.01% | +10,112+90.6% | Added |
| Mid Atlantic Financial Management Inc | 23,850 | $436.0K | 0.03% | +2,700+12.8% | Added |
| Ameritas Investment Company, LLC | 24,531 | $449.0K | 0.02% | +17,631+255.5% | Added |
| Oarsman Capital, Inc. | 25,312 | $463.0K | 0.19% | +175+0.7% | Added |
| Wealthcare Advisory Partners LLC | 25,489 | $466.0K | 0.03% | +4,432+21.0% | Added |
| XML Financial, LLC | 27,597 | $505.0K | 0.07% | −91,593−76.8% | Reduced |
| Peapack Gladstone Financial Corp | 27,800 | $508.0K | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 28,190 | $515.6K | 0.05% | −800−2.8% | Reduced |
| Stratos Wealth Partners, LTD. | 31,709 | $580.0K | 0.01% | +910+3.0% | Added |
| Harbour Investments, Inc. | 32,417 | $593.0K | 0.02% | +2,187+7.2% | Added |
| Covenant Asset Management, LLC | 36,214 | $662.0K | 0.20% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 36,632 | $670.0K | 0.01% | −1,462−3.8% | Reduced |
| Neuberger Berman Group LLC | 37,810 | $692.0K | 0.00% | +12,000+46.5% | Added |
| Sigma Planning Corp | 38,576 | $706.0K | 0.02% | −18,586−32.5% | Reduced |
| Creative Planning | 38,992 | $713.0K | 0.00% | −2,193−5.3% | Reduced |
| HCR Wealth Advisors | 39,398 | $721.0K | 0.12% | +917+2.4% | Added |
| Hollencrest Capital Management | 44,441 | $813.0K | 0.07% | −15,027−25.3% | Reduced |
| All Season Financial Advisors, Inc. | 47,087 | $861.0K | 0.69% | +2,991+6.8% | Added |
| Homrich & Berg | 47,221 | $864.0K | 0.02% | −4,986−9.6% | Reduced |