PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q3 2022
Institutional positions in PhenixFIN Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 15
- −2 vs. Q2 2022
- Shares held
- 608.0K
- −67.6K (−10.0%) vs. Q2 2022
- Total value
- $21.2M
- −$3.45M (−14.0%) vs. Q2 2022
- New holders
- 0
- 2 more added
- Sold out
- 2
- 4 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $19.1M |
| Q4 2023 | 15 | $23.9M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 150 | $5.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 309 | $11.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,084 | $73.0K | 0.00% | +1,478+243.9% | Added |
| Compagnie Lombard Odier SCmA | 2,500 | $86.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,844 | $99.0K | 0.00% | −847−22.9% | Reduced |
| Greenwich Investment Management, Inc. | 10,984 | $383.0K | 0.30% | −220−2.0% | Reduced |
| Confluence Investment Management LLC | 14,551 | $501.0K | 0.01% | 00.0% | Unchanged |
| Almitas Capital LLC | 15,337 | $535.0K | 0.40% | −84,340−84.6% | Reduced |
| Legal & General Group Plc | 16,577 | $578.0K | 0.00% | 00.0% | Unchanged |
| American Financial Group Inc | 64,327 | $2.24M | 0.77% | 00.0% | Unchanged |
| Morgan Stanley | 75,626 | $2.64M | 0.00% | −652−0.9% | Reduced |
| Adalta Capital Management LLC | 112,080 | $3.89M | 2.79% | +20,800+22.8% | Added |
| 22NW, LP | 117,885 | $4.11M | 2.33% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 172,675 | $6.02M | 0.01% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −135−100.0% | Sold out |
| Farmer Steven Patrick | – | – | – | – | Not filed |