PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q3 2024
Institutional positions in PhenixFIN Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 17
- +2 vs. Q2 2024
- Shares held
- 440.9K
- +3.01K (+0.7%) vs. Q2 2024
- Total value
- $20.9M
- +$459.4K (+2.2%) vs. Q2 2024
- New holders
- 3
- 1 more added
- Sold out
- 1
- 5 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $19.1M |
| Q4 2023 | 15 | $23.9M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 149,603 | $7.09M | 3.66% | −301−0.2% | Reduced |
| 22NW, LP | 117,885 | $5.60M | 4.69% | 00.0% | Unchanged |
| Morgan Stanley | 64,792 | $3.08M | 0.00% | −1,527−2.3% | Reduced |
| American Financial Group Inc | 64,327 | $3.06M | 1.31% | 00.0% | Unchanged |
| Legal & General Group Plc | 15,777 | $751.1K | 0.00% | −800−4.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,425 | $734.3K | 0.00% | +7,108+85.5% | Added |
| Royal Bank of Canada | 6,400 | $305.0K | 0.00% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 2,500 | $118.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,166 | $38.8K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 583 | $27.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 292 | $13.9K | 0.00% | −109−27.2% | Reduced |
| Wells Fargo & Company | 261 | $12.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 218 | $10.4K | 0.00% | −1,895−89.7% | Reduced |
| Legacy Investment Solutions, LLC | 200 | $9.40K | 0.01% | +200 | New |
| Legacy Wealth Managment, LLC | 200 | $9.40K | 0.01% | +200 | New |
| Bank of America Corp | 180 | $8.57K | 0.00% | +180 | New |
| Archer Investment Corp | 126 | $6.00K | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 0 | $0 | 0.00% | −50−100.0% | Sold out |