PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q2 2023
Institutional positions in PhenixFIN Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 16
- 0 vs. Q1 2023
- Shares held
- 599.9K
- −6.43K (−1.1%) vs. Q1 2023
- Total value
- $22.7M
- +$824.5K (+3.8%) vs. Q1 2023
- New holders
- 2
- 2 more added
- Sold out
- 2
- 4 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $24.8M |
| Q4 2023 | 15 | $26.7M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 161,558 | $6.14M | 0.01% | −11,117−6.4% | Reduced |
| Adalta Capital Management LLC | 130,499 | $4.96M | 3.31% | +4,500+3.6% | Added |
| 22NW, LP | 117,885 | $4.48M | 2.90% | 00.0% | Unchanged |
| Morgan Stanley | 69,338 | $2.63M | 0.00% | −3,446−4.7% | Reduced |
| American Financial Group Inc | 64,327 | $2.44M | 0.76% | 00.0% | Unchanged |
| Legal & General Group Plc | 16,577 | $629.9K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 15,337 | $552.3K | 0.24% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 14,551 | $552.2K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,603 | $98.9K | 0.00% | +215+9.0% | Added |
| Compagnie Lombard Odier SCmA | 2,500 | $94.9K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,166 | $74.1K | 0.00% | +4,166 | New |
| Wells Fargo & Company | 259 | $9.84K | 0.00% | −49−15.9% | Reduced |
| UBS Group AG | 130 | $4.94K | 0.00% | −455−77.8% | Reduced |
| Archer Investment Corp | 126 | $4.79K | 0.00% | +126 | New |
| Bank of America Corp | 25 | $950 | 0.00% | 00.0% | Unchanged |
| WealthPlan Investment Management, LLC | 25 | $950 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 0 | $0 | 0.00% | −371−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1−100.0% | Sold out |