PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q4 2021
Institutional positions in PhenixFIN Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 18
- −4 vs. Q3 2021
- Shares held
- 552.6K
- +203.5K (+58.3%) vs. Q3 2021
- Total value
- $23.1M
- +$8.14M (+54.4%) vs. Q3 2021
- New holders
- 3
- 4 more added
- Sold out
- 7
- 2 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $24.8M |
| Q4 2023 | 15 | $26.7M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 172,675 | $7.22M | 0.01% | +172,675 | New |
| 22NW, LP | 117,885 | $4.93M | 1.52% | 00.0% | Unchanged |
| Morgan Stanley | 78,665 | $3.29M | 0.00% | +7,493+10.5% | Added |
| American Financial Group Inc | 64,327 | $2.69M | 0.74% | 00.0% | Unchanged |
| Adalta Capital Management LLC | 43,435 | $1.82M | 0.84% | +24,200+125.8% | Added |
| Confluence Investment Management LLC | 24,000 | $1.01M | 0.01% | +665+2.8% | Added |
| Legal & General Group Plc | 16,577 | $689.0K | 0.00% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 10,918 | $457.0K | 0.31% | +10,918 | New |
| Linscomb & Williams, Inc. | 7,860 | $329.0K | 0.02% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 5,537 | $232.0K | 0.08% | +2,254+68.7% | Added |
| Advisor Group Holdings, Inc. | 4,701 | $197.0K | 0.00% | −1,261−21.2% | Reduced |
| Compagnie Lombard Odier SCmA | 2,500 | $105.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 2,500 | $105.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 393 | $16.0K | 0.00% | −331−45.7% | Reduced |
| Wells Fargo & Company | 258 | $11.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 200 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 135 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 49 | $2.00K | 0.00% | +49 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −9,117−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −2,852−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −546−100.0% | Sold out |
| Accel Wealth Management | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| BDO Wealth Advisors, LLC | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −130−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −104−100.0% | Sold out |
| Moab Capital Partners LLC | – | – | – | – | Not filed |