PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
Other share classesPFXNZ
13F holders, Q4 2023
Positions as of Dec 31, 2023.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 15
- +2 vs. Q3 2023
- Shares held
- 632.39K
- +57.32K (+10.0%) vs. Q3 2023
- Total value
- $26.68M
- +$4.87M (+22.3%) vs. Q3 2023
Compare with Q3 2023: new holders and sold out
Holders over time
22 in Q1 2021 → 15 in Q4 2023
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 135,714 | $5.71M | 3.45% | +3,715+2.8% | Added |
| MORGAN STANLEY | 132,592 | $5.6M | 0.00% | +64,950+96.0% | Added |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 131,458 | $5.55M | 0.01% | −22,100−14.4% | Reduced |
| 22NW, LP | 117,885 | $4.97M | 3.24% | 00.0% | Unchanged |
| AMERICAN FINANCIAL GROUP INC | 64,327 | $2.72M | 1.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 17,818 | $752.78K | 0.26% | +2,481+16.2% | Added |
| Legal & General Group Plc | 16,577 | $700.33K | 0.00% | 00.0% | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5,348 | $224.14K | 0.00% | +5,348 | New |
| ADVISOR GROUP HOLDINGS, INC. | 2,587 | $109.29K | 0.00% | +80+3.2% | Added |
| Compagnie Lombard Odier SCmA | 2,500 | $104.78K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,166 | $91.51K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,826 | $77.14K | 0.00% | +1,696+1,304.6% | Added |
| Retirement Group, LLC | 1,204 | $50.87K | 0.02% | +1,204 | New |
| WELLS FARGO & COMPANY/MN | 260 | $11.01K | 0.00% | −54−17.2% | Reduced |
| Archer Investment Corp | 126 | $5.32K | 0.00% | 00.0% | Unchanged |