PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q1 2025
Institutional positions in PhenixFIN Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 15
- −2 vs. Q4 2024
- Shares held
- 471.4K
- +3.66K (+0.8%) vs. Q4 2024
- Total value
- $24.9M
- +$1.46M (+6.2%) vs. Q4 2024
- New holders
- 0
- 6 more added
- Sold out
- 2
- 1 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $24.8M |
| Q4 2023 | 15 | $26.7M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 168,449 | $8.93M | 4.76% | +12,925+8.3% | Added |
| 22NW, LP | 117,885 | $6.25M | 4.19% | 00.0% | Unchanged |
| American Financial Group Inc | 64,327 | $3.41M | 1.46% | 00.0% | Unchanged |
| Morgan Stanley | 61,796 | $3.28M | 0.00% | +1,294+2.1% | Added |
| Raymond James Financial Inc | 19,775 | $1.05M | 0.00% | +177+0.9% | Added |
| Bulldog Investors, LLP | 19,218 | $1.02M | 0.28% | 00.0% | Unchanged |
| Legal & General Group Plc | 14,151 | $756.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,121 | $112.4K | 0.00% | +1,603+309.5% | Added |
| Allworth Financial LP | 2,223 | $38.9K | 0.00% | +57+2.6% | Added |
| Advisor Group Holdings, Inc. | 545 | $28.9K | 0.00% | +525+2,625.0% | Added |
| Bank of America Corp | 308 | $16.3K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 261 | $14.1K | 0.00% | −120−31.5% | Reduced |
| Legacy Wealth Managment, LLC | 200 | $10.6K | 0.01% | 00.0% | Unchanged |
| Archer Investment Corp | 126 | $6.68K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 22 | $1.17K | 0.00% | 00.0% | Unchanged |
| Crossingbridge Advisors, LLC | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| Compagnie Lombard Odier SCmA | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| AlphaCentric Advisors LLC | – | – | – | – | Not filed |
| Legacy Investment Solutions, LLC | – | – | – | – | Not filed |