PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
Other share classesPFXNZ
13F holders, Q3 2023
Positions as of Sep 30, 2023.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 13
- −3 vs. Q2 2023
- Shares held
- 575.07K
- −24.84K (−4.1%) vs. Q2 2023
- Total value
- $21.81M
- −$861.5K (−3.8%) vs. Q2 2023
Compare with Q2 2023: new holders and sold out
Holders over time
22 in Q1 2021 → 13 in Q3 2023
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 153,558 | $5.82M | 0.01% | −8,000−5.0% | Reduced |
| Adalta Capital Management LLC | 131,999 | $5.01M | 3.42% | +1,500+1.1% | Added |
| 22NW, LP | 117,885 | $4.47M | 3.32% | 00.0% | Unchanged |
| MORGAN STANLEY | 67,642 | $2.56M | 0.00% | −1,696−2.4% | Reduced |
| AMERICAN FINANCIAL GROUP INC | 64,327 | $2.44M | 0.84% | 00.0% | Unchanged |
| Legal & General Group Plc | 16,577 | $631.17K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 15,337 | $581.29K | 0.28% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 2,500 | $95.19K | 0.00% | 00.0% | Unchanged |
| ADVISOR GROUP HOLDINGS, INC. | 2,507 | $95.02K | 0.00% | −96−3.7% | Reduced |
| Allworth Financial LP | 2,166 | $82.09K | 0.00% | −2,000−48.0% | Reduced |
| WELLS FARGO & COMPANY/MN | 314 | $11.9K | 0.00% | +55+21.2% | Added |
| UBS Group AG | 130 | $4.93K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 126 | $4.78K | 0.00% | 00.0% | Unchanged |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 0 | $0 | 0.00% | −14,551−100.0% | Sold out |
| BANK OF AMERICA CORP /DE/ | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| WealthPlan Investment Management, LLC | 0 | $0 | 0.00% | −25−100.0% | Sold out |