PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q1 2022
Institutional positions in PhenixFIN Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 18
- 0 vs. Q4 2021
- Shares held
- 673.0K
- +120.4K (+21.8%) vs. Q4 2021
- Total value
- $27.5M
- +$4.38M (+19.0%) vs. Q4 2021
- New holders
- 2
- 4 more added
- Sold out
- 2
- 4 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $24.8M |
| Q4 2023 | 15 | $26.7M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 172,675 | $7.06M | 0.01% | 00.0% | Unchanged |
| 22NW, LP | 117,885 | $4.82M | 1.75% | 00.0% | Unchanged |
| Almitas Capital LLC | 98,169 | $4.01M | 2.40% | +98,169 | New |
| Morgan Stanley | 78,331 | $3.20M | 0.00% | −334−0.4% | Reduced |
| Adalta Capital Management LLC | 76,435 | $3.12M | 1.55% | +33,000+76.0% | Added |
| American Financial Group Inc | 64,327 | $2.63M | 0.80% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 24,000 | $974.0K | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 16,577 | $671.0K | 0.00% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 10,920 | $447.0K | 0.27% | +20.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 5,537 | $226.0K | 0.08% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,441 | $182.0K | 0.00% | −260−5.5% | Reduced |
| Compagnie Lombard Odier SCmA | 2,500 | $102.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 344 | $14.0K | 0.00% | −49−12.5% | Reduced |
| Wells Fargo & Company | 283 | $12.0K | 0.00% | +25+9.7% | Added |
| Tower Research Capital LLC (TRC) | 277 | $11.0K | 0.00% | +228+465.3% | Added |
| Rockefeller Capital Management L.P. | 150 | $6.00K | 0.00% | +150 | New |
| Geneos Wealth Management Inc. | 135 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 50 | $2.00K | 0.00% | −150−75.0% | Reduced |
| Linscomb & Williams, Inc. | 0 | $0 | 0.00% | −7,860−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |