Skip to main content

PhenixFIN Corp

PFX
Exchange
Nasdaq
SEC CIK
0001490349

No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.

Other share classesPFXNZ

Q4 2021 vs. Q3 2021

How the institutions holding PhenixFIN Corp changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of PFX: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders23118−4
Shares390.7K41.5K552.6K+203.5K (+58.3%)
Value$16.8M$1.78M$23.1M+$8.14M (+54.4%)

1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (3)

Institutions that held PhenixFIN Corp at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to PFX in Q4 2021
InstitutionSharesValue% of portfolio
Northwestern Mutual Wealth Management Co172,675$7.22M0.01%
Greenwich Investment Management, Inc.10,918$457.0K0.31%
Tower Research Capital LLC (TRC)49$2.00K0.00%

Sold out (7)

Institutions that held PhenixFIN Corp at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of PFX in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Millennium Management LLC9,117$391.0K
O'Shaughnessy Asset Management, LLC2,852$122.0K
Atlas Private Wealth Advisors546$23.0K
Accel Wealth Management275$12.0K
BDO Wealth Advisors, LLC170$7.00K
Spire Wealth Management130$6.00K
Pacitti Group Inc.104$4.00K

Not filed for Q4 2021 yet (1)

Institutions that held PhenixFIN Corp at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PFX in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Moab Capital Partners LLC41,550$1.78M