PhenixFIN Corp
PFX- Exchange
- Nasdaq
- SEC CIK
- 0001490349
No open-market purchases or sales by PhenixFIN Corp insiders were filed in the last 90 days; 11 institutions reported holding it in 13F filings for Q2 2026, worth $14.1M in total; no superinvestor holds it.
Other share classesPFXNZ
13F holders, Q3 2021
Institutional positions in PhenixFIN Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 23
- −1 vs. Q2 2021
- Shares held
- 390.7K
- +5.07K (+1.3%) vs. Q2 2021
- Total value
- $16.8M
- +$1.03M (+6.6%) vs. Q2 2021
- New holders
- 0
- 5 more added
- Sold out
- 1
- 6 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 11 | $14.1M |
| Q1 2026 | 16 | $15.6M |
| Q4 2025 | 18 | $20.8M |
| Q3 2025 | 16 | $22.3M |
| Q2 2025 | 15 | $23.8M |
| Q1 2025 | 15 | $24.9M |
| Q4 2024 | 19 | $24.0M |
| Q3 2024 | 17 | $20.9M |
| Q2 2024 | 15 | $20.4M |
| Q1 2024 | 15 | $19.1M |
| Q4 2023 | 15 | $23.9M |
| Q3 2023 | 13 | $21.8M |
| Q2 2023 | 16 | $22.7M |
| Q1 2023 | 16 | $21.9M |
| Q4 2022 | 16 | $19.2M |
| Q3 2022 | 15 | $21.2M |
| Q2 2022 | 18 | $25.1M |
| Q1 2022 | 18 | $27.5M |
| Q4 2021 | 18 | $23.1M |
| Q3 2021 | 23 | $16.8M |
| Q2 2021 | 24 | $15.7M |
| Q1 2021 | 22 | $8.19M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PhenixFIN Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pacitti Group Inc. | 104 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 135 | $5.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 130 | $6.00K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 170 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 258 | $11.0K | 0.00% | −26−9.2% | Reduced |
| Accel Wealth Management | 275 | $12.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 546 | $23.0K | 0.01% | −424−43.7% | Reduced |
| UBS Group AG | 724 | $31.0K | 0.00% | −430−37.3% | Reduced |
| Compagnie Lombard Odier SCmA | 2,500 | $107.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 2,500 | $107.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 2,852 | $122.0K | 0.00% | +1,024+56.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 3,283 | $141.0K | 0.06% | +1,200+57.6% | Added |
| Advisor Group Holdings, Inc. | 5,962 | $256.0K | 0.00% | −79−1.3% | Reduced |
| Linscomb & Williams, Inc. | 7,860 | $337.0K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 9,117 | $391.0K | 0.00% | −2,079−18.6% | Reduced |
| Legal & General Group Plc | 16,577 | $711.0K | 0.00% | −652−3.8% | Reduced |
| Adalta Capital Management LLC | 19,235 | $825.0K | 0.46% | +9,235+92.4% | Added |
| Confluence Investment Management LLC | 23,335 | $1.00M | 0.01% | 00.0% | Unchanged |
| Moab Capital Partners LLC | 41,550 | $1.78M | 4.34% | +1,906+4.8% | Added |
| American Financial Group Inc | 64,327 | $2.76M | 0.73% | 00.0% | Unchanged |
| Morgan Stanley | 71,172 | $3.05M | 0.00% | +1,113+1.6% | Added |
| 22NW, LP | 117,885 | $5.06M | 1.51% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −5,719−100.0% | Sold out |