PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PCI is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 177
- −4 vs. Q2 2021
- Shares held
- 27.2M
- +1.87M (+7.4%) vs. Q2 2021
- Total value
- $574.8M
- +$6.23M (+1.1%) vs. Q2 2021
- New holders
- 18
- 79 more added
- Sold out
- 22
- 41 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dorsey & Whitney Trust CO LLC | 25,760 | $544.0K | 0.05% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 28,065 | $593.0K | 0.03% | +28,065 | New |
| Mercer Global Advisors Inc | 29,854 | $631.0K | 0.00% | +9,964+50.1% | Added |
| Avestar Capital, LLC | 30,766 | $655.0K | 0.13% | −4,834−13.6% | Reduced |
| Cetera Advisors LLC | 31,384 | $663.0K | 0.01% | −1,714−5.2% | Reduced |
| Kovack Advisors, Inc. | 32,059 | $677.0K | 0.07% | +3,040+10.5% | Added |
| Cetera Investment Advisers | 32,671 | $690.0K | 0.01% | −4,254−11.5% | Reduced |
| Sage Capital Advisors,llc | 33,480 | $707.0K | 0.30% | +4,439+15.3% | Added |
| Centaurus Financial, Inc. | 34,758 | $734.0K | 0.06% | +82+0.2% | Added |
| Equitable Holdings, Inc. | 36,450 | $770.0K | 0.01% | +13,075+55.9% | Added |
| Kestra Private Wealth Services, LLC | 36,830 | $778.0K | 0.04% | +685+1.9% | Added |
| Cornerstone Advisory, LLC | 38,320 | $810.0K | 0.13% | −1,672−4.2% | Reduced |
| Scotia Capital Inc. | 39,049 | $825.0K | 0.01% | +5,137+15.1% | Added |
| Secure Asset Management, LLC | 39,126 | $827.0K | 0.41% | −19,046−32.7% | Reduced |
| Cetera Advisor Networks LLC | 40,026 | $846.0K | 0.01% | −1,697−4.1% | Reduced |
| Golden State Wealth Management, LLC | 41,128 | $869.0K | 0.19% | −48,858−54.3% | Reduced |
| Retirement Group, LLC | 41,571 | $878.0K | 0.41% | +2,102+5.3% | Added |
| Horizon Kinetics Asset Management LLC | 43,042 | $909.0K | 0.02% | +77+0.2% | Added |
| Claybrook Capital, LLC | 45,673 | $965.0K | 0.49% | +45,673 | New |
| Mid Atlantic Financial Management Inc | 49,046 | $1.04M | 0.07% | +5,775+13.3% | Added |
| Kaizen Financial Strategies | 50,839 | $1.07M | 0.87% | +50,839 | New |
| ACT Advisors, LLC. | 52,876 | $1.12M | 0.86% | +1,271+2.5% | Added |
| Mirador Capital Partners LP | 53,245 | $1.13M | 0.26% | −3,802−6.7% | Reduced |
| Stratos Wealth Partners, LTD. | 53,988 | $1.14M | 0.03% | −1,318−2.4% | Reduced |
| MML Investors Services, LLC | 54,718 | $1.16M | 0.01% | +22,830+71.6% | Added |
| Steward Partners Investment Advisory, LLC | 59,264 | $1.25M | 0.02% | −3,309−5.3% | Reduced |
| Envestnet Asset Management Inc | 62,532 | $1.32M | 0.00% | +1,245+2.0% | Added |
| Rockefeller Capital Management L.P. | 62,900 | $1.33M | 0.01% | −8,035−11.3% | Reduced |
| Kestra Advisory Services, LLC | 64,116 | $1.35M | 0.01% | +10,369+19.3% | Added |
| Summit X, LLC | 65,531 | $1.38M | 0.35% | −2,773−4.1% | Reduced |
| E&G Advisors, LP | 68,099 | $1.44M | 0.39% | +68,099 | Added |
| Orion Portfolio Solutions, LLC | 69,971 | $1.48M | 0.05% | −580−0.8% | Reduced |
| B. Riley Wealth Management, Inc. | 71,278 | $1.51M | 0.12% | +4,604+6.9% | Added |
| Clough Capital Partners L P | 72,000 | $1.52M | 0.09% | +16,300+29.3% | Added |
| Flagship Private Wealth, LLC | 73,231 | $1.55M | 1.24% | +73,231 | New |
| Baird Financial Group, Inc. | 75,020 | $1.58M | 0.00% | +16,098+27.3% | Added |
| The PNC Financial Services Group, Inc. | 75,755 | $1.60M | 0.00% | −612−0.8% | Reduced |
| Stifel Financial Corp | 77,725 | $1.64M | 0.00% | +4,786+6.6% | Added |
| Mathes Company, Inc. | 79,650 | $1.68M | 0.62% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 79,794 | $1.69M | 0.24% | −943−1.2% | Reduced |
| Venture Visionary Partners LLC | 80,931 | $1.71M | 0.12% | −1,022−1.2% | Reduced |
| Lehman & Derafelo Financial Resources LLC | 81,557 | $1.72M | 0.56% | −14,000−14.7% | Reduced |
| HighTower Advisors, LLC | 87,636 | $1.85M | 0.00% | +2,064+2.4% | Added |
| Aviance Capital Partners, LLC | 88,285 | $1.86M | 0.33% | +899+1.0% | Added |
| Truist Financial Corp | 92,447 | $1.95M | 0.00% | −843−0.9% | Reduced |
| Thrivent Financial for Lutherans | 92,395 | $1.95M | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 92,846 | $1.96M | 0.09% | +9,349+11.2% | Added |
| Northwestern Mutual Wealth Management Co | 93,260 | $1.97M | 0.00% | +42,833+84.9% | Added |
| D.A. Davidson & Co. | 97,160 | $2.05M | 0.02% | −9,897−9.2% | Reduced |
| Guggenheim Capital LLC | 112,436 | $2.38M | 0.01% | +36,843+48.7% | Added |
| Janney Montgomery Scott LLC | 123,359 | $2.61M | 0.01% | +5,344+4.5% | Added |
| Alliancebernstein L.P. | 161,947 | $3.42M | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 162,105 | $3.42M | 0.02% | +14,440+9.8% | Added |
| Seascape Capital Management | 163,857 | $3.46M | 1.77% | +30,619+23.0% | Added |
| First Trust Advisors LP | 165,331 | $3.49M | 0.00% | +1,873+1.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 189,836 | $4.01M | 0.02% | +6,549+3.6% | Added |
| First Foundation Advisors | 232,452 | $4.91M | 0.18% | −18,227−7.3% | Reduced |
| Wagner Wealth Management, LLC | 230,206 | $4.95M | 3.95% | −124,677−35.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 240,745 | $5.09M | 2.25% | +48,409+25.2% | Added |
| Brinker Capital Investments, LLC | 277,062 | $5.85M | 0.09% | +2,036+0.7% | Added |
| Raymond James & Associates | 282,952 | $5.98M | 0.01% | +34,254+13.8% | Added |
| Evergreen Capital Management LLC | 298,304 | $6.30M | 0.28% | +6,845+2.3% | Added |
| State of Tennessee, Treasury Department | 313,200 | $6.62M | 0.03% | +1,500+0.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 319,840 | $6.76M | 0.01% | +28,542+9.8% | Added |
| Wells Fargo & Company | 384,389 | $8.12M | 0.00% | −24,470−6.0% | Reduced |
| Commonwealth Equity Services, LLC | 450,993 | $9.53M | 0.02% | +16,864+3.9% | Added |
| Advisor Group Holdings, Inc. | 466,328 | $9.85M | 0.02% | −11,682−2.4% | Reduced |
| Rivernorth Capital Management, LLC | 481,071 | $10.2M | 0.54% | +481,071 | New |
| Penserra Capital Management LLC | 639,654 | $13.5M | 0.28% | +76,187+13.5% | Added |
| Howland Capital Management LLC | 732,093 | $15.5M | 0.81% | −196,103−21.1% | Reduced |
| LPL Financial LLC | 837,669 | $17.7M | 0.02% | +111,897+15.4% | Added |
| Cohen & Steers, Inc. | 1,057,794 | $22.4M | 0.04% | +489,336+86.1% | Added |
| Invesco Ltd. | 1,155,304 | $24.4M | 0.01% | +93,820+8.8% | Added |
| Royal Bank of Canada | 1,189,095 | $25.1M | 0.01% | +8,496+0.7% | Added |
| UBS Group AG | 1,925,475 | $40.7M | 0.02% | +432,087+28.9% | Added |
| Bank of America Corp | 2,755,274 | $58.2M | 0.01% | +148,988+5.7% | Added |
| Morgan Stanley | 7,893,474 | $166.8M | 0.02% | +369,727+4.9% | Added |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −390,616−100.0% | Sold out |
| Riverstone Advisors, LLC | 0 | $0 | 0.00% | −53,263−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −49,281−100.0% | Sold out |
| Hayden Royal, LLC | 0 | $0 | 0.00% | −19,155−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −15,985−100.0% | Sold out |
| Lincoln National Corp | 0 | $0 | 0.00% | −12,421−100.0% | Sold out |
| Regal Investment Advisors LLC | 0 | $0 | 0.00% | −10,541−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −10,189−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −9,673−100.0% | Sold out |
| Adaptive Financial Consulting, LLC | 0 | $0 | 0.00% | −9,313−100.0% | Sold out |
| Hohimer Wealth Management, LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −3,272−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,507−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,093−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −719−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −252−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −138−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Sargent Bickham Lagudis LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |