PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 186
- +1 vs. Q1 2021
- Shares held
- 25.4M
- −487.5K (−1.9%) vs. Q1 2021
- Total value
- $570.0M
- −$5.85M (−1.0%) vs. Q1 2021
- New holders
- 20
- 65 more added
- Sold out
- 19
- 58 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 7,523,747 | $168.4M | 0.02% | +76,052+1.0% | Added |
| Bank of America Corp | 2,606,286 | $58.3M | 0.01% | −66,070−2.5% | Reduced |
| UBS Group AG | 1,493,388 | $33.4M | 0.01% | −31,718−2.1% | Reduced |
| Royal Bank of Canada | 1,180,599 | $26.4M | 0.01% | −96,898−7.6% | Reduced |
| Invesco Ltd. | 1,061,484 | $23.8M | 0.01% | +92,487+9.5% | Added |
| Howland Capital Management LLC | 928,196 | $20.8M | 1.07% | +57,785+6.6% | Added |
| LPL Financial LLC | 725,772 | $16.2M | 0.02% | +48,156+7.1% | Added |
| Cohen & Steers, Inc. | 568,458 | $12.7M | 0.02% | +20,295+3.7% | Added |
| Penserra Capital Management LLC | 563,467 | $12.6M | 0.23% | +168,956+42.8% | Added |
| Advisor Group Holdings, Inc. | 478,010 | $10.7M | 0.02% | +40,041+9.1% | Added |
| Commonwealth Equity Services, LLC | 434,129 | $9.71M | 0.02% | −1,693−0.4% | Reduced |
| Wells Fargo & Company | 408,859 | $9.15M | 0.00% | −16,696−3.9% | Reduced |
| McGowan Group Asset Management, Inc. | 390,616 | $8.74M | 1.37% | −687,514−63.8% | Reduced |
| Wagner Wealth Management, LLC | 354,883 | $7.94M | 5.69% | −6,848−1.9% | Reduced |
| State of Tennessee, Treasury Department | 311,700 | $6.98M | 0.03% | +76,200+32.4% | Added |
| Evergreen Capital Management LLC | 291,459 | $6.52M | 0.31% | +5,329+1.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 291,298 | $6.52M | 0.01% | +12,912+4.6% | Added |
| Brinker Capital Investments, LLC | 275,026 | $6.16M | 0.08% | −11,335−4.0% | Reduced |
| First Foundation Advisors | 250,679 | $5.61M | 0.22% | +37,829+17.8% | Added |
| Raymond James & Associates | 248,698 | $5.57M | 0.01% | +62,142+33.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 192,336 | $4.30M | 1.80% | +6,544+3.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 183,287 | $4.10M | 0.02% | −23,066−11.2% | Reduced |
| First Trust Advisors LP | 163,458 | $3.66M | 0.00% | −11,530−6.6% | Reduced |
| Alliancebernstein L.P. | 161,947 | $3.62M | 0.00% | −1,600−1.0% | Reduced |
| Private Advisor Group, LLC | 147,665 | $3.31M | 0.03% | +24,726+20.1% | Added |
| Seascape Capital Management | 133,238 | $2.98M | 1.55% | +22,119+19.9% | Added |
| Janney Montgomery Scott LLC | 118,015 | $2.64M | 0.01% | +6,057+5.4% | Added |
| D.A. Davidson & Co. | 107,057 | $2.40M | 0.03% | −98,527−47.9% | Reduced |
| Lehman & Derafelo Financial Resources LLC | 95,557 | $2.14M | 0.58% | −250−0.3% | Reduced |
| Truist Financial Corp | 93,290 | $2.09M | 0.00% | −69,384−42.7% | Reduced |
| Thrivent Financial for Lutherans | 92,395 | $2.07M | 0.00% | −22,600−19.7% | Reduced |
| Golden State Wealth Management, LLC | 89,986 | $2.01M | 0.44% | +1,299+1.5% | Added |
| Aviance Capital Partners, LLC | 87,386 | $1.96M | 0.34% | +9,623+12.4% | Added |
| HighTower Advisors, LLC | 85,572 | $1.91M | 0.01% | +9,404+12.3% | Added |
| Wedbush Securities Inc | 83,497 | $1.87M | 0.09% | +2,405+3.0% | Added |
| Venture Visionary Partners LLC | 81,953 | $1.83M | 0.15% | +54,412+197.6% | Added |
| Ashton Thomas Private Wealth, LLC | 80,737 | $1.81M | 0.28% | +80,737 | New |
| Mathes Company, Inc. | 79,650 | $1.78M | 0.64% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 76,367 | $1.71M | 0.00% | +215+0.3% | Added |
| Guggenheim Capital LLC | 75,593 | $1.69M | 0.01% | +32,050+73.6% | Added |
| Stifel Financial Corp | 72,939 | $1.63M | 0.00% | −33,117−31.2% | Reduced |
| Rockefeller Capital Management L.P. | 70,935 | $1.59M | 0.01% | +41,334+139.6% | Added |
| Orion Portfolio Solutions, LLC | 70,551 | $1.58M | 0.06% | −180.0% | Reduced |
| E&G Advisors, LP | 0 | $1.53M | 0.41% | −69,064−100.0% | Reduced |
| Summit X, LLC | 68,304 | $1.53M | 0.39% | −180−0.3% | Reduced |
| B. Riley Wealth Management, Inc. | 66,674 | $1.49M | 0.17% | −1,469−2.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 62,573 | $1.40M | 0.02% | −2,542−3.9% | Reduced |
| Envestnet Asset Management Inc | 61,287 | $1.37M | 0.00% | +5,603+10.1% | Added |
| Baird Financial Group, Inc. | 58,922 | $1.32M | 0.00% | −1,066−1.8% | Reduced |
| Secure Asset Management, LLC | 58,172 | $1.30M | 0.66% | +10,822+22.9% | Added |
| Mirador Capital Partners LP | 57,047 | $1.28M | 0.29% | +3,658+6.9% | Added |
| Clough Capital Partners L P | 55,700 | $1.25M | 0.07% | +55,700 | New |
| Stratos Wealth Partners, LTD. | 55,306 | $1.24M | 0.03% | −2,992−5.1% | Reduced |
| Kestra Advisory Services, LLC | 53,747 | $1.20M | 0.01% | +2,270+4.4% | Added |
| Riverstone Advisors, LLC | 53,263 | $1.19M | 0.56% | −1,926−3.5% | Reduced |
| ACT Advisors, LLC. | 51,605 | $1.16M | 0.88% | +825+1.6% | Added |
| Northwestern Mutual Wealth Management Co | 50,427 | $1.13M | 0.00% | −6,892−12.0% | Reduced |
| Mutual Advisors, LLC | 49,281 | $1.10M | 0.07% | −1,108−2.2% | Reduced |
| Citigroup Inc | 48,933 | $1.09M | 0.00% | +7,291+17.5% | Added |
| Mid Atlantic Financial Management Inc | 43,271 | $968.0K | 0.07% | −4,225−8.9% | Reduced |
| Horizon Kinetics Asset Management LLC | 42,965 | $962.0K | 0.02% | −641−1.5% | Reduced |
| Cetera Advisor Networks LLC | 41,723 | $934.0K | 0.01% | −5,964−12.5% | Reduced |
| Cornerstone Advisory, LLC | 39,992 | $895.0K | 0.15% | −1,455−3.5% | Reduced |
| Retirement Group, LLC | 39,469 | $883.0K | 0.43% | +3,337+9.2% | Added |
| Cetera Investment Advisers | 36,925 | $826.0K | 0.01% | −2,707−6.8% | Reduced |
| IHT Wealth Management, LLC | 36,886 | $826.0K | 0.05% | −78−0.2% | Reduced |
| Kestra Private Wealth Services, LLC | 36,145 | $809.0K | 0.05% | −3,068−7.8% | Reduced |
| Avestar Capital, LLC | 35,600 | $803.0K | 0.15% | −300−0.8% | Reduced |
| Centaurus Financial, Inc. | 34,676 | $776.0K | 0.07% | +26+0.1% | Added |
| Scotia Capital Inc. | 33,912 | $759.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 33,098 | $741.0K | 0.02% | +3,272+11.0% | Added |
| MML Investors Services, LLC | 31,888 | $714.0K | 0.01% | +11,989+60.2% | Added |
| Kovack Advisors, Inc. | 29,019 | $649.0K | 0.07% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 29,041 | $640.0K | 0.26% | +2,924+11.2% | Added |
| Usca Ria LLC | 28,065 | $628.0K | 0.04% | −5,200−15.6% | Reduced |
| Ahrens Investment Partners LLC | 26,200 | $586.0K | 0.27% | −5,300−16.8% | Reduced |
| Dorsey & Whitney Trust CO LLC | 25,760 | $577.0K | 0.05% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 25,199 | $564.0K | 0.03% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 25,040 | $560.0K | 0.03% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 24,000 | $537.0K | 0.12% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 23,813 | $533.0K | 0.02% | +2,413+11.3% | Added |
| AllSquare Wealth Management LLC | 23,404 | $524.0K | 0.31% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 23,375 | $523.0K | 0.01% | +7,975+51.8% | Added |
| Harbour Investments, Inc. | 22,973 | $514.0K | 0.02% | +472+2.1% | Added |
| CIBC Private Wealth Group, LLC | 22,670 | $507.0K | 0.00% | −1,000−4.2% | Reduced |
| Sugarloaf Wealth Management, LLC | 22,585 | $505.0K | 0.14% | +46+0.2% | Added |
| Garrison Bradford & Associates Inc | 22,400 | $501.0K | 0.52% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 22,062 | $494.0K | 0.35% | +22,062 | New |
| Merit Financial Group, LLC | 21,713 | $486.0K | 0.05% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 21,657 | $483.0K | 0.10% | +15,440+248.4% | Added |
| Litman Gregory Asset Management LLC | 481 | $481.0K | 0.09% | −21,019−97.8% | Reduced |
| Stockman Wealth Management, Inc. | 21,104 | $472.0K | 0.11% | −24,868−54.1% | Reduced |
| Beacon Pointe Advisors, LLC | 20,000 | $448.0K | 0.02% | 00.0% | Unchanged |
| Bruderman Asset Management, LLC | 20,014 | $448.0K | 0.14% | +1,248+6.7% | Added |
| Mercer Global Advisors Inc | 19,890 | $445.0K | 0.00% | +5,760+40.8% | Added |
| Chicago Partners Investment Group LLC | 20,100 | $438.0K | 0.03% | +457+2.3% | Added |
| Western Wealth Management, LLC | 19,476 | $436.0K | 0.04% | +300+1.6% | Added |
| NEXT Financial Group, Inc | 19,369 | $433.0K | 0.03% | +1,461+8.2% | Added |
| Hayden Royal, LLC | 19,155 | $432.0K | 0.24% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 19,070 | $427.0K | 0.01% | −373−1.9% | Reduced |