PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 186
- +1 vs. Q1 2021
- Shares held
- 25.4M
- −487.5K (−1.9%) vs. Q1 2021
- Total value
- $570.0M
- −$5.85M (−1.0%) vs. Q1 2021
- New holders
- 20
- 65 more added
- Sold out
- 19
- 58 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Asset Management, Inc. | 19,005 | $426.0K | 0.01% | +831+4.6% | Added |
| American Portfolios Advisors | 18,988 | $425.0K | 0.02% | −1,396−6.8% | Reduced |
| Ramiah Investment Group | 18,481 | $413.6K | 0.30% | −1,346−6.8% | Reduced |
| Hollencrest Capital Management | 17,047 | $381.0K | 0.03% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 16,709 | $374.0K | 0.01% | +7,634+84.1% | Added |
| Sigma Planning Corp | 16,177 | $362.0K | 0.01% | +341+2.2% | Added |
| Kerntke Otto McGlone Wealth Management Group | 15,985 | $358.0K | 0.14% | −2,126−11.7% | Reduced |
| Arkadios Wealth Advisors | 15,944 | $356.0K | 0.04% | +3,071+23.9% | Added |
| Insight Advisors, LLC | 15,800 | $355.0K | 0.11% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 15,600 | $349.0K | 0.05% | −160−1.0% | Reduced |
| Ameritas Investment Company, LLC | 10,034 | $345.0K | 0.02% | +5,307+112.3% | Added |
| Proequities, Inc. | 15,054 | $342.0K | 0.02% | +142+1.0% | Added |
| M&T Bank Corp | 15,000 | $336.0K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 15,000 | $336.0K | 0.01% | 00.0% | Unchanged |
| DCM Advisors, LLC | 15,000 | $336.0K | 0.19% | +5,000+50.0% | Added |
| Independent Financial Group, LLC | 15,010 | $335.9K | 0.04% | +187+1.3% | Added |
| Firethorn Wealth Partners, LLC | 14,567 | $326.0K | 0.27% | +332+2.3% | Added |
| AE Wealth Management LLC | 14,224 | $318.0K | 0.00% | −6,888−32.6% | Reduced |
| Camden Capital, LLC | 13,746 | $308.0K | 0.07% | +12+0.1% | Added |
| Claraphi Advisory Network, LLC | 13,042 | $292.0K | 0.09% | −44−0.3% | Reduced |
| Bank of Montreal | 12,640 | $283.0K | 0.00% | +11,140+742.7% | Added |
| Lincoln National Corp | 12,421 | $278.0K | 0.01% | −1,645−11.7% | Reduced |
| Cerity Partners LLC | 11,974 | $268.0K | 0.01% | −2,536−17.5% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,453 | $256.0K | 0.02% | +39+0.3% | Added |
| GenWealth Group, Inc. | 11,316 | $253.0K | 0.07% | 00.0% | Unchanged |
| Comerica Securities,inc. | 11,086 | $250.0K | 0.02% | 00.0% | Unchanged |
| RFG Advisory, LLC | 11,165 | $250.0K | 0.02% | +674+6.4% | Added |
| Laurel Wealth Advisors, Inc. | 11,067 | $248.0K | 0.03% | +119+1.1% | Added |
| Belpointe Asset Management LLC | 10,898 | $244.0K | 0.02% | −293−2.6% | Reduced |
| Regal Investment Advisors LLC | 10,541 | $236.0K | 0.02% | +10,541 | New |
| Bank of New York Mellon Corp | 10,399 | $232.0K | 0.00% | +10,399 | New |
| Creative Planning | 10,189 | $228.0K | 0.00% | −9,513−48.3% | Reduced |
| Fiduciary Group LLC | 10,100 | $228.0K | 0.03% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 9,673 | $216.0K | 0.02% | −1,006−9.4% | Reduced |
| Adaptive Financial Consulting, LLC | 9,313 | $208.0K | 0.13% | 00.0% | Unchanged |
| Hohimer Wealth Management, LLC | 9,000 | $201.0K | 0.04% | +9,000 | New |
| Tarbox Family Office, Inc. | 8,696 | $195.0K | 0.03% | +8,696 | New |
| Cullen/Frost Bankers, Inc. | 8,185 | $183.0K | 0.00% | 00.0% | Unchanged |
| Security National Trust Co | 7,500 | $168.0K | 0.04% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 6,900 | $154.0K | 0.00% | +6,900 | New |
| Walled Lake Planning & Wealth Management, LLC | 5,275 | $118.0K | 0.08% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 5,212 | $117.0K | 0.00% | −800−13.3% | Reduced |
| US Bancorp | 5,120 | $115.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 4,933 | $110.0K | 0.10% | −12,746−72.1% | Reduced |
| Westside Investment Management, Inc. | 4,777 | $106.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 3,605 | $81.0K | 0.06% | 00.0% | Unchanged |
| Emfo, LLC | 3,499 | $78.0K | 0.07% | +3,499 | New |
| Red Door Wealth Management, LLC | 3,272 | $73.0K | 0.03% | +3,272 | New |
| Huntington National Bank | – | $67.0K | 0.00% | – | New |
| Spire Wealth Management | 2,951 | $66.0K | 0.00% | −7,523−71.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 2,507 | $56.0K | 0.03% | +894+55.4% | Added |
| Geneos Wealth Management Inc. | 2,488 | $55.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 2,093 | $47.0K | 0.00% | +2,093 | New |
| Federation des caisses Desjardins du Quebec | 2,100 | $47.0K | 0.00% | +640+43.8% | Added |
| Gradient Investments LLC | 2,000 | $45.0K | 0.00% | +2,000 | New |
| D'Orazio & Associates, Inc. | 1,879 | $42.0K | 0.01% | −283−13.1% | Reduced |
| Sound Income Strategies, LLC | 1,629 | $36.0K | 0.01% | +1,629 | New |
| Benjamin F. Edwards & Company, Inc. | 1,449 | $32.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 1,400 | $31.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Advisors | 1,400 | $31.0K | 0.00% | +1,400 | New |
| CWM, LLC | 1,096 | $25.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 1,107 | $25.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1,040 | $23.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $22.0K | 0.00% | +1,000 | New |
| Harbor Investment Advisory, LLC | 920 | $21.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 903 | $20.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 800 | $18.0K | 0.00% | +800 | New |
| Assetmark, Inc | 719 | $16.0K | 0.00% | +719 | New |
| AlphaMark Advisors, LLC | 642 | $14.0K | 0.01% | +37+6.1% | Added |
| Tradition Wealth Management, LLC | 629 | $14.0K | 0.00% | +108+20.7% | Added |
| Atlas Private Wealth Advisors | 500 | $11.0K | 0.01% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 328 | $7.00K | 0.00% | +7+2.2% | Added |
| Advisors Asset Management, Inc. | 250 | $6.00K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 252 | $6.00K | 0.00% | +252 | New |
| Focused Wealth Management, Inc | 228 | $5.00K | 0.00% | +6+2.7% | Added |
| Wealth Quarterback LLC | 186 | $5.00K | 0.00% | +186 | New |
| Spectrum Management Group, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 138 | $3.00K | 0.00% | −170−55.2% | Reduced |
| Horizon Financial Services, LLC | 40 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 20,784 | $0 | 0.00% | −12,292−37.2% | Reduced |
| FMR LLC | 4 | $0 | 0.00% | −13−76.5% | Reduced |
| Sargent Bickham Lagudis LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Coastal Bridge Advisors, LLC | 0 | $0 | 0.00% | −143,896−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −46,890−100.0% | Sold out |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −40,173−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −20,206−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −16,781−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −13,740−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −9,470−100.0% | Sold out |
| Smithfield Trust Co | 0 | $0 | 0.00% | −4,500−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,074−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −1,795−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −1,599−100.0% | Sold out |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −28,866−100.0% | Sold out |
| Certified Advisory Corp | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |