PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 186
- +1 vs. Q1 2021
- Shares held
- 25.4M
- −487.5K (−1.9%) vs. Q1 2021
- Total value
- $570.0M
- −$5.85M (−1.0%) vs. Q1 2021
- New holders
- 20
- 65 more added
- Sold out
- 19
- 58 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tennessee Valley Asset Management Partners | 20,784 | $0 | 0.00% | −12,292−37.2% | Reduced |
| FMR LLC | 4 | $0 | 0.00% | −13−76.5% | Reduced |
| Sargent Bickham Lagudis LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 40 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 138 | $3.00K | 0.00% | −170−55.2% | Reduced |
| Spectrum Management Group, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 228 | $5.00K | 0.00% | +6+2.7% | Added |
| Wealth Quarterback LLC | 186 | $5.00K | 0.00% | +186 | New |
| Advisors Asset Management, Inc. | 250 | $6.00K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 252 | $6.00K | 0.00% | +252 | New |
| Ellis Investment Partners, LLC | 328 | $7.00K | 0.00% | +7+2.2% | Added |
| Sonora Investment Management, LLC | 400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 500 | $11.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 642 | $14.0K | 0.01% | +37+6.1% | Added |
| Tradition Wealth Management, LLC | 629 | $14.0K | 0.00% | +108+20.7% | Added |
| Assetmark, Inc | 719 | $16.0K | 0.00% | +719 | New |
| Lindbrook Capital, LLC | 800 | $18.0K | 0.00% | +800 | New |
| Parallel Advisors, LLC | 903 | $20.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 920 | $21.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $22.0K | 0.00% | +1,000 | New |
| Carroll Financial Associates, Inc. | 1,040 | $23.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,096 | $25.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 1,107 | $25.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 1,400 | $31.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Advisors | 1,400 | $31.0K | 0.00% | +1,400 | New |
| Benjamin F. Edwards & Company, Inc. | 1,449 | $32.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,629 | $36.0K | 0.01% | +1,629 | New |
| D'Orazio & Associates, Inc. | 1,879 | $42.0K | 0.01% | −283−13.1% | Reduced |
| Gradient Investments LLC | 2,000 | $45.0K | 0.00% | +2,000 | New |
| Federation des caisses Desjardins du Quebec | 2,100 | $47.0K | 0.00% | +640+43.8% | Added |
| Advisory Services Network, LLC | 2,093 | $47.0K | 0.00% | +2,093 | New |
| Geneos Wealth Management Inc. | 2,488 | $55.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 2,507 | $56.0K | 0.03% | +894+55.4% | Added |
| Spire Wealth Management | 2,951 | $66.0K | 0.00% | −7,523−71.8% | Reduced |
| Huntington National Bank | – | $67.0K | 0.00% | – | New |
| Red Door Wealth Management, LLC | 3,272 | $73.0K | 0.03% | +3,272 | New |
| Emfo, LLC | 3,499 | $78.0K | 0.07% | +3,499 | New |
| Benjamin Edwards Inc | 3,605 | $81.0K | 0.06% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 4,777 | $106.0K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 4,933 | $110.0K | 0.10% | −12,746−72.1% | Reduced |
| US Bancorp | 5,120 | $115.0K | 0.00% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 5,212 | $117.0K | 0.00% | −800−13.3% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 5,275 | $118.0K | 0.08% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 6,900 | $154.0K | 0.00% | +6,900 | New |
| Security National Trust Co | 7,500 | $168.0K | 0.04% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 8,185 | $183.0K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 8,696 | $195.0K | 0.03% | +8,696 | New |
| Hohimer Wealth Management, LLC | 9,000 | $201.0K | 0.04% | +9,000 | New |
| Adaptive Financial Consulting, LLC | 9,313 | $208.0K | 0.13% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 9,673 | $216.0K | 0.02% | −1,006−9.4% | Reduced |
| Creative Planning | 10,189 | $228.0K | 0.00% | −9,513−48.3% | Reduced |
| Fiduciary Group LLC | 10,100 | $228.0K | 0.03% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 10,399 | $232.0K | 0.00% | +10,399 | New |
| Regal Investment Advisors LLC | 10,541 | $236.0K | 0.02% | +10,541 | New |
| Belpointe Asset Management LLC | 10,898 | $244.0K | 0.02% | −293−2.6% | Reduced |
| Laurel Wealth Advisors, Inc. | 11,067 | $248.0K | 0.03% | +119+1.1% | Added |
| Comerica Securities,inc. | 11,086 | $250.0K | 0.02% | 00.0% | Unchanged |
| RFG Advisory, LLC | 11,165 | $250.0K | 0.02% | +674+6.4% | Added |
| GenWealth Group, Inc. | 11,316 | $253.0K | 0.07% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,453 | $256.0K | 0.02% | +39+0.3% | Added |
| Cerity Partners LLC | 11,974 | $268.0K | 0.01% | −2,536−17.5% | Reduced |
| Lincoln National Corp | 12,421 | $278.0K | 0.01% | −1,645−11.7% | Reduced |
| Bank of Montreal | 12,640 | $283.0K | 0.00% | +11,140+742.7% | Added |
| Claraphi Advisory Network, LLC | 13,042 | $292.0K | 0.09% | −44−0.3% | Reduced |
| Camden Capital, LLC | 13,746 | $308.0K | 0.07% | +12+0.1% | Added |
| AE Wealth Management LLC | 14,224 | $318.0K | 0.00% | −6,888−32.6% | Reduced |
| Firethorn Wealth Partners, LLC | 14,567 | $326.0K | 0.27% | +332+2.3% | Added |
| Independent Financial Group, LLC | 15,010 | $335.9K | 0.04% | +187+1.3% | Added |
| M&T Bank Corp | 15,000 | $336.0K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 15,000 | $336.0K | 0.01% | 00.0% | Unchanged |
| DCM Advisors, LLC | 15,000 | $336.0K | 0.19% | +5,000+50.0% | Added |
| Proequities, Inc. | 15,054 | $342.0K | 0.02% | +142+1.0% | Added |
| Ameritas Investment Company, LLC | 10,034 | $345.0K | 0.02% | +5,307+112.3% | Added |
| Ausdal Financial Partners, Inc. | 15,600 | $349.0K | 0.05% | −160−1.0% | Reduced |
| Insight Advisors, LLC | 15,800 | $355.0K | 0.11% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 15,944 | $356.0K | 0.04% | +3,071+23.9% | Added |
| Kerntke Otto McGlone Wealth Management Group | 15,985 | $358.0K | 0.14% | −2,126−11.7% | Reduced |
| Sigma Planning Corp | 16,177 | $362.0K | 0.01% | +341+2.2% | Added |
| Evoke Wealth, LLC | 16,709 | $374.0K | 0.01% | +7,634+84.1% | Added |
| Hollencrest Capital Management | 17,047 | $381.0K | 0.03% | 00.0% | Unchanged |
| Ramiah Investment Group | 18,481 | $413.6K | 0.30% | −1,346−6.8% | Reduced |
| American Portfolios Advisors | 18,988 | $425.0K | 0.02% | −1,396−6.8% | Reduced |
| National Asset Management, Inc. | 19,005 | $426.0K | 0.01% | +831+4.6% | Added |
| Oppenheimer & Co Inc | 19,070 | $427.0K | 0.01% | −373−1.9% | Reduced |
| Hayden Royal, LLC | 19,155 | $432.0K | 0.24% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 19,369 | $433.0K | 0.03% | +1,461+8.2% | Added |
| Western Wealth Management, LLC | 19,476 | $436.0K | 0.04% | +300+1.6% | Added |
| Chicago Partners Investment Group LLC | 20,100 | $438.0K | 0.03% | +457+2.3% | Added |
| Mercer Global Advisors Inc | 19,890 | $445.0K | 0.00% | +5,760+40.8% | Added |
| Beacon Pointe Advisors, LLC | 20,000 | $448.0K | 0.02% | 00.0% | Unchanged |
| Bruderman Asset Management, LLC | 20,014 | $448.0K | 0.14% | +1,248+6.7% | Added |
| Stockman Wealth Management, Inc. | 21,104 | $472.0K | 0.11% | −24,868−54.1% | Reduced |
| Litman Gregory Asset Management LLC | 481 | $481.0K | 0.09% | −21,019−97.8% | Reduced |
| Edge Wealth Management LLC | 21,657 | $483.0K | 0.10% | +15,440+248.4% | Added |
| Merit Financial Group, LLC | 21,713 | $486.0K | 0.05% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 22,062 | $494.0K | 0.35% | +22,062 | New |
| Garrison Bradford & Associates Inc | 22,400 | $501.0K | 0.52% | 00.0% | Unchanged |