PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 177
- −4 vs. Q2 2021
- Shares held
- 27.2M
- +1.87M (+7.4%) vs. Q2 2021
- Total value
- $574.8M
- +$6.23M (+1.1%) vs. Q2 2021
- New holders
- 18
- 79 more added
- Sold out
- 22
- 41 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 7,893,474 | $166.8M | 0.02% | +369,727+4.9% | Added |
| Bank of America Corp | 2,755,274 | $58.2M | 0.01% | +148,988+5.7% | Added |
| UBS Group AG | 1,925,475 | $40.7M | 0.02% | +432,087+28.9% | Added |
| Royal Bank of Canada | 1,189,095 | $25.1M | 0.01% | +8,496+0.7% | Added |
| Invesco Ltd. | 1,155,304 | $24.4M | 0.01% | +93,820+8.8% | Added |
| Cohen & Steers, Inc. | 1,057,794 | $22.4M | 0.04% | +489,336+86.1% | Added |
| LPL Financial LLC | 837,669 | $17.7M | 0.02% | +111,897+15.4% | Added |
| Howland Capital Management LLC | 732,093 | $15.5M | 0.81% | −196,103−21.1% | Reduced |
| Penserra Capital Management LLC | 639,654 | $13.5M | 0.28% | +76,187+13.5% | Added |
| Rivernorth Capital Management, LLC | 481,071 | $10.2M | 0.54% | +481,071 | New |
| Advisor Group Holdings, Inc. | 466,328 | $9.85M | 0.02% | −11,682−2.4% | Reduced |
| Commonwealth Equity Services, LLC | 450,993 | $9.53M | 0.02% | +16,864+3.9% | Added |
| Wells Fargo & Company | 384,389 | $8.12M | 0.00% | −24,470−6.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 319,840 | $6.76M | 0.01% | +28,542+9.8% | Added |
| State of Tennessee, Treasury Department | 313,200 | $6.62M | 0.03% | +1,500+0.5% | Added |
| Evergreen Capital Management LLC | 298,304 | $6.30M | 0.28% | +6,845+2.3% | Added |
| Raymond James & Associates | 282,952 | $5.98M | 0.01% | +34,254+13.8% | Added |
| Brinker Capital Investments, LLC | 277,062 | $5.85M | 0.09% | +2,036+0.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 240,745 | $5.09M | 2.25% | +48,409+25.2% | Added |
| Wagner Wealth Management, LLC | 230,206 | $4.95M | 3.95% | −124,677−35.1% | Reduced |
| First Foundation Advisors | 232,452 | $4.91M | 0.18% | −18,227−7.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 189,836 | $4.01M | 0.02% | +6,549+3.6% | Added |
| First Trust Advisors LP | 165,331 | $3.49M | 0.00% | +1,873+1.1% | Added |
| Seascape Capital Management | 163,857 | $3.46M | 1.77% | +30,619+23.0% | Added |
| Private Advisor Group, LLC | 162,105 | $3.42M | 0.02% | +14,440+9.8% | Added |
| Alliancebernstein L.P. | 161,947 | $3.42M | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 123,359 | $2.61M | 0.01% | +5,344+4.5% | Added |
| Guggenheim Capital LLC | 112,436 | $2.38M | 0.01% | +36,843+48.7% | Added |
| D.A. Davidson & Co. | 97,160 | $2.05M | 0.02% | −9,897−9.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 93,260 | $1.97M | 0.00% | +42,833+84.9% | Added |
| Wedbush Securities Inc | 92,846 | $1.96M | 0.09% | +9,349+11.2% | Added |
| Truist Financial Corp | 92,447 | $1.95M | 0.00% | −843−0.9% | Reduced |
| Thrivent Financial for Lutherans | 92,395 | $1.95M | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 88,285 | $1.86M | 0.33% | +899+1.0% | Added |
| HighTower Advisors, LLC | 87,636 | $1.85M | 0.00% | +2,064+2.4% | Added |
| Lehman & Derafelo Financial Resources LLC | 81,557 | $1.72M | 0.56% | −14,000−14.7% | Reduced |
| Venture Visionary Partners LLC | 80,931 | $1.71M | 0.12% | −1,022−1.2% | Reduced |
| Ashton Thomas Private Wealth, LLC | 79,794 | $1.69M | 0.24% | −943−1.2% | Reduced |
| Mathes Company, Inc. | 79,650 | $1.68M | 0.62% | 00.0% | Unchanged |
| Stifel Financial Corp | 77,725 | $1.64M | 0.00% | +4,786+6.6% | Added |
| The PNC Financial Services Group, Inc. | 75,755 | $1.60M | 0.00% | −612−0.8% | Reduced |
| Baird Financial Group, Inc. | 75,020 | $1.58M | 0.00% | +16,098+27.3% | Added |
| Flagship Private Wealth, LLC | 73,231 | $1.55M | 1.24% | +73,231 | New |
| Clough Capital Partners L P | 72,000 | $1.52M | 0.09% | +16,300+29.3% | Added |
| B. Riley Wealth Management, Inc. | 71,278 | $1.51M | 0.12% | +4,604+6.9% | Added |
| Orion Portfolio Solutions, LLC | 69,971 | $1.48M | 0.05% | −580−0.8% | Reduced |
| E&G Advisors, LP | 68,099 | $1.44M | 0.39% | +68,099 | Added |
| Summit X, LLC | 65,531 | $1.38M | 0.35% | −2,773−4.1% | Reduced |
| Kestra Advisory Services, LLC | 64,116 | $1.35M | 0.01% | +10,369+19.3% | Added |
| Rockefeller Capital Management L.P. | 62,900 | $1.33M | 0.01% | −8,035−11.3% | Reduced |
| Envestnet Asset Management Inc | 62,532 | $1.32M | 0.00% | +1,245+2.0% | Added |
| Steward Partners Investment Advisory, LLC | 59,264 | $1.25M | 0.02% | −3,309−5.3% | Reduced |
| MML Investors Services, LLC | 54,718 | $1.16M | 0.01% | +22,830+71.6% | Added |
| Stratos Wealth Partners, LTD. | 53,988 | $1.14M | 0.03% | −1,318−2.4% | Reduced |
| Mirador Capital Partners LP | 53,245 | $1.13M | 0.26% | −3,802−6.7% | Reduced |
| ACT Advisors, LLC. | 52,876 | $1.12M | 0.86% | +1,271+2.5% | Added |
| Kaizen Financial Strategies | 50,839 | $1.07M | 0.87% | +50,839 | New |
| Mid Atlantic Financial Management Inc | 49,046 | $1.04M | 0.07% | +5,775+13.3% | Added |
| Claybrook Capital, LLC | 45,673 | $965.0K | 0.49% | +45,673 | New |
| Horizon Kinetics Asset Management LLC | 43,042 | $909.0K | 0.02% | +77+0.2% | Added |
| Retirement Group, LLC | 41,571 | $878.0K | 0.41% | +2,102+5.3% | Added |
| Golden State Wealth Management, LLC | 41,128 | $869.0K | 0.19% | −48,858−54.3% | Reduced |
| Cetera Advisor Networks LLC | 40,026 | $846.0K | 0.01% | −1,697−4.1% | Reduced |
| Secure Asset Management, LLC | 39,126 | $827.0K | 0.41% | −19,046−32.7% | Reduced |
| Scotia Capital Inc. | 39,049 | $825.0K | 0.01% | +5,137+15.1% | Added |
| Cornerstone Advisory, LLC | 38,320 | $810.0K | 0.13% | −1,672−4.2% | Reduced |
| Kestra Private Wealth Services, LLC | 36,830 | $778.0K | 0.04% | +685+1.9% | Added |
| Equitable Holdings, Inc. | 36,450 | $770.0K | 0.01% | +13,075+55.9% | Added |
| Centaurus Financial, Inc. | 34,758 | $734.0K | 0.06% | +82+0.2% | Added |
| Sage Capital Advisors,llc | 33,480 | $707.0K | 0.30% | +4,439+15.3% | Added |
| Cetera Investment Advisers | 32,671 | $690.0K | 0.01% | −4,254−11.5% | Reduced |
| Kovack Advisors, Inc. | 32,059 | $677.0K | 0.07% | +3,040+10.5% | Added |
| Cetera Advisors LLC | 31,384 | $663.0K | 0.01% | −1,714−5.2% | Reduced |
| Avestar Capital, LLC | 30,766 | $655.0K | 0.13% | −4,834−13.6% | Reduced |
| Mercer Global Advisors Inc | 29,854 | $631.0K | 0.00% | +9,964+50.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 28,065 | $593.0K | 0.03% | +28,065 | New |
| Dorsey & Whitney Trust CO LLC | 25,760 | $544.0K | 0.05% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 25,626 | $542.0K | 0.02% | +1,813+7.6% | Added |
| Signature Estate & Investment Advisors LLC | 25,199 | $532.0K | 0.03% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 25,153 | $531.0K | 0.43% | +3,091+14.0% | Added |
| Miracle Mile Advisors, LLC | 25,040 | $529.0K | 0.03% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 24,000 | $507.0K | 0.11% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 23,804 | $503.0K | 0.30% | +400+1.7% | Added |
| NEXT Financial Group, Inc | 22,847 | $483.0K | 0.04% | +3,478+18.0% | Added |
| Ramiah Investment Group | 22,750 | $480.7K | 0.34% | +4,269+23.1% | Added |
| CIBC Private Wealth Group, LLC | 22,670 | $479.0K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 22,632 | $478.0K | 0.13% | +47+0.2% | Added |
| Garrison Bradford & Associates Inc | 22,400 | $473.0K | 0.48% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 22,157 | $468.0K | 0.09% | +500+2.3% | Added |
| Evoke Wealth, LLC | 22,111 | $467.0K | 0.02% | +5,402+32.3% | Added |
| Harbour Investments, Inc. | 22,069 | $466.0K | 0.01% | −904−3.9% | Reduced |
| Litman Gregory Asset Management LLC | 21,500 | $454.0K | 0.09% | +21,019+4,369.9% | Added |
| Chicago Partners Investment Group LLC | 20,741 | $446.0K | 0.03% | +641+3.2% | Added |
| American Portfolios Advisors | 21,047 | $444.7K | 0.02% | +2,059+10.8% | Added |
| Beacon Pointe Advisors, LLC | 20,641 | $436.0K | 0.01% | +641+3.2% | Added |
| Bruderman Asset Management, LLC | 20,426 | $432.0K | 0.11% | +412+2.1% | Added |
| Transcend Wealth Collective, LLC | 20,344 | $429.0K | 0.04% | +20,344 | New |
| National Asset Management, Inc. | 20,177 | $428.0K | 0.01% | +1,172+6.2% | Added |
| IHT Wealth Management, LLC | 19,732 | $417.0K | 0.03% | −17,154−46.5% | Reduced |
| Tennessee Valley Asset Management Partners | 19,546 | $413.0K | 0.16% | −1,238−6.0% | Reduced |