PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding PIMCO Dynamic Credit & Mortgage Income Fund changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 186 | 5 | 177 | −4 |
| Shares | 25.4M | 64.6K | 27.2M | +1.87M (+7.4%) |
| Value | $570.0M | $1.45M | $574.8M | +$6.23M (+1.1%) |
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (18)
Institutions that held PIMCO Dynamic Credit & Mortgage Income Fund at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Rivernorth Capital Management, LLC | 481,071 | $10.2M | 0.54% |
| Flagship Private Wealth, LLC | 73,231 | $1.55M | 1.24% |
| Kaizen Financial Strategies | 50,839 | $1.07M | 0.87% |
| Claybrook Capital, LLC | 45,673 | $965.0K | 0.49% |
| U.S. Capital Wealth Advisors, LLC | 28,065 | $593.0K | 0.03% |
| Transcend Wealth Collective, LLC | 20,344 | $429.0K | 0.04% |
| United Capital Financial Advisers, LLC | 16,100 | $340.0K | 0.00% |
| Koshinski Asset Management, Inc. | 13,357 | $282.2K | 0.02% |
| Biltmore Capital Advisors LLC | 13,000 | $275.0K | 0.05% |
| Csenge Advisory Group | 10,585 | $226.0K | 0.02% |
| Davenport & Co LLC | 10,424 | $220.0K | 0.00% |
| Resources Investment Advisors, LLC. | 9,675 | $204.0K | 0.01% |
| Total Clarity Wealth Management, Inc. | 4,337 | $92.0K | 0.04% |
| Brown Brothers Harriman & Co | 2,500 | $53.0K | 0.00% |
| Herold Advisors, Inc. | 1,800 | $38.0K | 0.01% |
| FNY Investment Advisers, LLC | 1,750 | $36.0K | 0.02% |
| Tompkins Financial Corp | 1,320 | $28.0K | 0.01% |
| Estabrook Capital Management | 400 | $8.45K | 0.00% |
Sold out (22)
Institutions that held PIMCO Dynamic Credit & Mortgage Income Fund at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| McGowan Group Asset Management, Inc. | 390,616 | $8.74M |
| Riverstone Advisors, LLC | 53,263 | $1.19M |
| Mutual Advisors, LLC | 49,281 | $1.10M |
| Hayden Royal, LLC | 19,155 | $432.0K |
| Kerntke Otto McGlone Wealth Management Group | 15,985 | $358.0K |
| Lincoln National Corp | 12,421 | $278.0K |
| Regal Investment Advisors LLC | 10,541 | $236.0K |
| Creative Planning | 10,189 | $228.0K |
| Cornerstone Wealth Management, LLC | 9,673 | $216.0K |
| Adaptive Financial Consulting, LLC | 9,313 | $208.0K |
| Hohimer Wealth Management, LLC | 9,000 | $201.0K |
| Red Door Wealth Management, LLC | 3,272 | $73.0K |
| Newbridge Financial Services Group, Inc. | 2,507 | $56.0K |
| Advisory Services Network, LLC | 2,093 | $47.0K |
| Gradient Investments LLC | 2,000 | $45.0K |
| Lindbrook Capital, LLC | 800 | $18.0K |
| Assetmark, Inc | 719 | $16.0K |
| Advisors Asset Management, Inc. | 250 | $6.00K |
| Plante Moran Financial Advisors, LLC | 252 | $6.00K |
| Panagora Asset Management Inc | 138 | $3.00K |
| Horizon Financial Services, LLC | 40 | $1.00K |
| Sargent Bickham Lagudis LLC | 10 | $0 |
Not filed for Q3 2021 yet (5)
Institutions that held PIMCO Dynamic Credit & Mortgage Income Fund at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Usca Ria LLC | 28,065 | $628.0K |
| Western Wealth Management, LLC | 19,476 | $436.0K |
| Firethorn Wealth Partners, LLC | 14,567 | $326.0K |
| Pinnacle Wealth Advisors | 1,400 | $31.0K |
| CWM, LLC | 1,096 | $25.0K |