PIMCO Dynamic Credit & Mortgage Income Fund
PCIDelisted Dec 13, 2021- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund was delisted on Dec 13, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 177 institutions reported holding it in 13F filings for Q3 2021, worth $574.8M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in PIMCO Dynamic Credit & Mortgage Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PCI is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 177
- −4 vs. Q2 2021
- Shares held
- 27.2M
- +1.87M (+7.4%) vs. Q2 2021
- Total value
- $574.8M
- +$6.23M (+1.1%) vs. Q2 2021
- New holders
- 18
- 79 more added
- Sold out
- 22
- 41 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PCI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 177 | $574.8M |
| Q2 2021 | 186 | $570.0M |
| Q1 2021 | 187 | $576.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PIMCO Dynamic Credit & Mortgage Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 5 | $0 | 0.00% | +1+25.0% | Added |
| Key Financial Inc | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 233 | $5.00K | 0.00% | +5+2.2% | Added |
| Ellis Investment Partners, LLC | 336 | $7.00K | 0.00% | +8+2.4% | Added |
| Sonora Investment Management, LLC | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 400 | $8.45K | 0.00% | +400 | New |
| Atlas Private Wealth Advisors | 500 | $11.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 690 | $15.0K | 0.01% | +48+7.5% | Added |
| Parallel Advisors, LLC | 903 | $19.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1,040 | $21.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 1,107 | $23.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,112 | $26.0K | 0.02% | +926+497.8% | Added |
| Harbor Investment Advisory, LLC | 1,280 | $27.0K | 0.00% | +360+39.1% | Added |
| Tompkins Financial Corp | 1,320 | $28.0K | 0.01% | +1,320 | New |
| Huntington National Bank | – | $30.0K | 0.00% | – | – |
| Pinnacle Financial Partners Inc | 1,400 | $30.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,449 | $31.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,669 | $35.0K | 0.00% | +40+2.5% | Added |
| FNY Investment Advisers, LLC | 1,750 | $36.0K | 0.02% | +1,750 | New |
| Herold Advisors, Inc. | 1,800 | $38.0K | 0.01% | +1,800 | New |
| D'Orazio & Associates, Inc. | 2,007 | $42.0K | 0.01% | +128+6.8% | Added |
| Federation des caisses Desjardins du Quebec | 2,100 | $44.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,488 | $53.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 2,500 | $53.0K | 0.00% | +2,500 | New |
| Tradition Wealth Management, LLC | 2,563 | $54.0K | 0.01% | +1,934+307.5% | Added |
| Emfo, LLC | 3,499 | $74.0K | 0.07% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 3,605 | $76.0K | 0.05% | 00.0% | Unchanged |
| Spire Wealth Management | 3,848 | $81.0K | 0.00% | +897+30.4% | Added |
| Total Clarity Wealth Management, Inc. | 4,337 | $92.0K | 0.04% | +4,337 | New |
| Syverson Strege & Co | 5,025 | $106.0K | 0.08% | +92+1.9% | Added |
| MUFG Americas Holdings Corp | 5,212 | $110.0K | 0.00% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 5,275 | $111.0K | 0.07% | 00.0% | Unchanged |
| US Bancorp | 5,784 | $122.0K | 0.00% | +664+13.0% | Added |
| Citigroup Inc | 5,838 | $123.0K | 0.00% | −43,095−88.1% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 6,900 | $146.0K | 0.00% | 00.0% | Unchanged |
| Security National Trust Co | 7,500 | $168.0K | 0.04% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 8,185 | $173.0K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 8,696 | $184.0K | 0.03% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 8,819 | $186.0K | 0.00% | +4,042+84.6% | Added |
| Resources Investment Advisors, LLC. | 9,675 | $204.0K | 0.01% | +9,675 | New |
| Arkadios Wealth Advisors | 10,072 | $212.0K | 0.03% | −5,872−36.8% | Reduced |
| Fiduciary Group LLC | 10,100 | $213.0K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,424 | $220.0K | 0.00% | +10,424 | New |
| Csenge Advisory Group | 10,585 | $226.0K | 0.02% | +10,585 | New |
| Comerica Securities,inc. | 11,086 | $236.0K | 0.02% | 00.0% | Unchanged |
| RFG Advisory, LLC | 11,165 | $236.0K | 0.02% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,292 | $239.0K | 0.02% | −161−1.4% | Reduced |
| GenWealth Group, Inc. | 11,316 | $239.0K | 0.07% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 11,292 | $239.0K | 0.04% | +225+2.0% | Added |
| Cerity Partners LLC | 11,724 | $248.0K | 0.01% | −250−2.1% | Reduced |
| Ahrens Investment Partners LLC | 12,200 | $258.0K | 0.12% | −14,000−53.4% | Reduced |
| Bank of New York Mellon Corp | 12,700 | $268.0K | 0.00% | +2,301+22.1% | Added |
| Biltmore Capital Advisors LLC | 13,000 | $275.0K | 0.05% | +13,000 | New |
| AE Wealth Management LLC | 13,281 | $281.0K | 0.00% | −943−6.6% | Reduced |
| Koshinski Asset Management, Inc. | 13,357 | $282.2K | 0.02% | +13,357 | New |
| Camden Capital, LLC | 13,758 | $291.0K | 0.06% | +12+0.1% | Added |
| DCM Advisors, LLC | 14,300 | $302.0K | 0.12% | −700−4.7% | Reduced |
| Independent Financial Group, LLC | 14,652 | $309.6K | 0.03% | −358−2.4% | Reduced |
| Bank of Montreal | 14,910 | $313.0K | 0.00% | +2,270+18.0% | Added |
| Stockman Wealth Management, Inc. | 14,900 | $315.0K | 0.07% | −6,204−29.4% | Reduced |
| M&T Bank Corp | 15,000 | $317.0K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 15,000 | $317.0K | 0.01% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 15,032 | $318.0K | 0.05% | −568−3.6% | Reduced |
| Proequities, Inc. | 14,980 | $319.0K | 0.02% | −74−0.5% | Reduced |
| Ameritas Investment Company, LLC | 15,275 | $323.0K | 0.01% | +5,241+52.2% | Added |
| Claraphi Advisory Network, LLC | 15,343 | $324.0K | 0.11% | +2,301+17.6% | Added |
| Hollencrest Capital Management | 15,947 | $337.0K | 0.03% | −1,100−6.5% | Reduced |
| Sigma Planning Corp | 15,932 | $337.0K | 0.01% | −245−1.5% | Reduced |
| United Capital Financial Advisers, LLC | 16,100 | $340.0K | 0.00% | +16,100 | New |
| Insight Advisors, LLC | 15,800 | $344.0K | 0.10% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 18,685 | $394.0K | 0.03% | +7,787+71.5% | Added |
| Oppenheimer & Co Inc | 19,100 | $404.0K | 0.01% | +30+0.2% | Added |
| Merit Financial Group, LLC | 19,213 | $406.0K | 0.04% | −2,500−11.5% | Reduced |
| Tennessee Valley Asset Management Partners | 19,546 | $413.0K | 0.16% | −1,238−6.0% | Reduced |
| IHT Wealth Management, LLC | 19,732 | $417.0K | 0.03% | −17,154−46.5% | Reduced |
| National Asset Management, Inc. | 20,177 | $428.0K | 0.01% | +1,172+6.2% | Added |
| Transcend Wealth Collective, LLC | 20,344 | $429.0K | 0.04% | +20,344 | New |
| Bruderman Asset Management, LLC | 20,426 | $432.0K | 0.11% | +412+2.1% | Added |
| Beacon Pointe Advisors, LLC | 20,641 | $436.0K | 0.01% | +641+3.2% | Added |
| American Portfolios Advisors | 21,047 | $444.7K | 0.02% | +2,059+10.8% | Added |
| Chicago Partners Investment Group LLC | 20,741 | $446.0K | 0.03% | +641+3.2% | Added |
| Litman Gregory Asset Management LLC | 21,500 | $454.0K | 0.09% | +21,019+4,369.9% | Added |
| Harbour Investments, Inc. | 22,069 | $466.0K | 0.01% | −904−3.9% | Reduced |
| Evoke Wealth, LLC | 22,111 | $467.0K | 0.02% | +5,402+32.3% | Added |
| Edge Wealth Management LLC | 22,157 | $468.0K | 0.09% | +500+2.3% | Added |
| Garrison Bradford & Associates Inc | 22,400 | $473.0K | 0.48% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 22,632 | $478.0K | 0.13% | +47+0.2% | Added |
| CIBC Private Wealth Group, LLC | 22,670 | $479.0K | 0.00% | 00.0% | Unchanged |
| Ramiah Investment Group | 22,750 | $480.7K | 0.34% | +4,269+23.1% | Added |
| NEXT Financial Group, Inc | 22,847 | $483.0K | 0.04% | +3,478+18.0% | Added |
| AllSquare Wealth Management LLC | 23,804 | $503.0K | 0.30% | +400+1.7% | Added |
| Magnus Financial Group LLC | 24,000 | $507.0K | 0.11% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 25,040 | $529.0K | 0.03% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 25,153 | $531.0K | 0.43% | +3,091+14.0% | Added |
| Signature Estate & Investment Advisors LLC | 25,199 | $532.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 25,626 | $542.0K | 0.02% | +1,813+7.6% | Added |