NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in NVN Liquidation, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +3 vs. Q4 2022
- Shares held
- 4.07M
- +2.28M (+127.1%) vs. Q4 2022
- Total value
- $5.29M
- +$2.67M (+102.3%) vs. Q4 2022
- New holders
- 6
- 7 more added
- Sold out
- 3
- 4 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 2,247,248 | $2.92M | 0.07% | +2,247,248 | New |
| Vanguard Group Inc | 807,993 | $1.05M | 0.00% | +41,700+5.4% | Added |
| BlackRock Inc. | 302,312 | $393.0K | 0.00% | +1,150+0.4% | Added |
| National Asset Management, Inc. | 187,000 | $243.1K | 0.01% | +32,000+20.6% | Added |
| Geode Capital Management, LLC | 150,451 | $195.6K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 85,374 | $111.0K | 0.00% | −71,300−45.5% | Reduced |
| State Street Corp | 54,668 | $71.1K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 38,825 | $50.5K | 0.00% | +38,825 | New |
| Creative Planning | 36,025 | $46.8K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 34,121 | $44.4K | 0.00% | +8,295+32.1% | Added |
| Oak Harbor Wealth Partners, LLC | 27,166 | $35.3K | 0.01% | −25,200−48.1% | Reduced |
| DRW Securities, LLC | 20,266 | $26.0K | 0.00% | +20,266 | New |
| Charles Schwab Investment Management Inc | 17,180 | $22.3K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 15,069 | $19.6K | 0.00% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,691 | $11.0K | 0.00% | −6,049−41.0% | Reduced |
| Morgan Stanley | 7,852 | $10.2K | 0.00% | +801+11.4% | Added |
| Farther Finance Advisors, LLC | 2,452 | $3.19K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,912 | $2.49K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $1.30K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 829 | $1.08K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $350 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 200 | $260 | 0.00% | +190+1,900.0% | Added |
| Wells Fargo & Company | 169 | $220 | 0.00% | +24+16.6% | Added |
| WealthPLAN Partners, LLC | 100 | $130 | 0.00% | +100 | New |
| Carolina Wealth Advisors, LLC | 100 | $130 | 0.00% | +100 | New |
| FinTrust Capital Advisors, LLC | 70 | $103 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $61 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 25 | $33 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $1 | 0.00% | −56−98.2% | Reduced |
| Royal Bank of Canada | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 341 | $0 | 0.00% | +341 | New |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,575−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −4−100.0% | Sold out |