NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in NVN Liquidation, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −3 vs. Q3 2022
- Shares held
- 1.79M
- −2.61M (−59.3%) vs. Q3 2022
- Total value
- $2.61M
- −$5.61M (−68.2%) vs. Q3 2022
- New holders
- 6
- 6 more added
- Sold out
- 9
- 6 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 766,293 | $1.12M | 0.00% | −23,426−3.0% | Reduced |
| BlackRock Inc. | 301,162 | $439.7K | 0.00% | +590+0.2% | Added |
| Renaissance Technologies LLC | 156,674 | $229.0K | 0.00% | −118,278−43.0% | Reduced |
| National Asset Management, Inc. | 155,000 | $226.3K | 0.01% | +67,200+76.5% | Added |
| Geode Capital Management, LLC | 150,451 | $219.0K | 0.00% | +5,613+3.9% | Added |
| State Street Corp | 54,668 | $79.8K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 52,366 | $76.5K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 36,025 | $52.6K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 25,826 | $37.7K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,180 | $25.1K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 15,069 | $22.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 14,740 | $21.0K | 0.00% | +2,220+17.7% | Added |
| Jane Street Group, LLC | 11,575 | $16.9K | 0.00% | +11,575 | New |
| Edmond de Rothschild Holding S.A. | 10,000 | $14.6K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 10,000 | $14.6K | 0.00% | +10,000 | New |
| Morgan Stanley | 7,051 | $10.3K | 0.00% | −846−10.7% | Reduced |
| Farther Finance Advisors, LLC | 2,452 | $3.58K | 0.00% | +2,452 | New |
| Advisor Group Holdings, Inc. | 1,912 | $2.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $1.46K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 829 | $1.21K | 0.00% | +829 | New |
| Money Concepts Capital Corp | 280 | $408 | 0.00% | +280 | New |
| SOA Wealth Advisors, LLC. | 269 | $393 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 145 | $212 | 0.00% | +4+2.8% | Added |
| FinTrust Capital Advisors, LLC | 70 | $102 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 57 | $83 | 0.00% | +56+5,600.0% | Added |
| Raleigh Capital Management Inc. | 47 | $68 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 25 | $37 | 0.00% | −6,642−99.6% | Reduced |
| FMR LLC | 10 | $15 | 0.00% | +10 | New |
| Royal Bank of Canada | 100 | $0 | 0.00% | −114−53.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4 | – | – | −371−98.9% | Reduced |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −2,293,000−100.0% | Sold out |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −155,851−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −55,430−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −17,596−100.0% | Sold out |
| Forum Financial Management, LP | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −11,068−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −10,726−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,372−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −100−100.0% | Sold out |