NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in NVN Liquidation, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −3 vs. Q3 2022
- Shares held
- 1.79M
- −2.61M (−59.3%) vs. Q3 2022
- Total value
- $2.61M
- −$5.61M (−68.2%) vs. Q3 2022
- New holders
- 6
- 6 more added
- Sold out
- 9
- 6 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 100 | $0 | 0.00% | −114−53.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 10 | $15 | 0.00% | +10 | New |
| UBS Group AG | 25 | $37 | 0.00% | −6,642−99.6% | Reduced |
| Raleigh Capital Management Inc. | 47 | $68 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 57 | $83 | 0.00% | +56+5,600.0% | Added |
| FinTrust Capital Advisors, LLC | 70 | $102 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 145 | $212 | 0.00% | +4+2.8% | Added |
| SOA Wealth Advisors, LLC. | 269 | $393 | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 280 | $408 | 0.00% | +280 | New |
| Advisory Services Network, LLC | 829 | $1.21K | 0.00% | +829 | New |
| Allworth Financial LP | 1,000 | $1.46K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,912 | $2.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 2,452 | $3.58K | 0.00% | +2,452 | New |
| Morgan Stanley | 7,051 | $10.3K | 0.00% | −846−10.7% | Reduced |
| Edmond de Rothschild Holding S.A. | 10,000 | $14.6K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 10,000 | $14.6K | 0.00% | +10,000 | New |
| Jane Street Group, LLC | 11,575 | $16.9K | 0.00% | +11,575 | New |
| Tower Research Capital LLC (TRC) | 14,740 | $21.0K | 0.00% | +2,220+17.7% | Added |
| First Horizon Advisors, Inc. | 15,069 | $22.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,180 | $25.1K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 25,826 | $37.7K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 36,025 | $52.6K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 52,366 | $76.5K | 0.03% | 00.0% | Unchanged |
| State Street Corp | 54,668 | $79.8K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 150,451 | $219.0K | 0.00% | +5,613+3.9% | Added |
| National Asset Management, Inc. | 155,000 | $226.3K | 0.01% | +67,200+76.5% | Added |
| Renaissance Technologies LLC | 156,674 | $229.0K | 0.00% | −118,278−43.0% | Reduced |
| BlackRock Inc. | 301,162 | $439.7K | 0.00% | +590+0.2% | Added |
| Vanguard Group Inc | 766,293 | $1.12M | 0.00% | −23,426−3.0% | Reduced |
| IFP Advisors, Inc | 4 | – | – | −371−98.9% | Reduced |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −2,293,000−100.0% | Sold out |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −155,851−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −55,430−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −17,596−100.0% | Sold out |
| Forum Financial Management, LP | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −11,068−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −10,726−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,372−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −100−100.0% | Sold out |