NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in NVN Liquidation, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 35
- +5 vs. Q4 2021
- Shares held
- 2.41M
- −21.7K (−0.9%) vs. Q4 2021
- Total value
- $9.51M
- −$646.0K (−6.4%) vs. Q4 2021
- New holders
- 12
- 9 more added
- Sold out
- 7
- 7 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 789,719 | $3.11M | 0.00% | +8,899+1.1% | Added |
| Renaissance Technologies LLC | 382,665 | $1.51M | 0.00% | +38,293+11.1% | Added |
| BlackRock Inc. | 303,038 | $1.19M | 0.00% | −940.0% | Reduced |
| Geode Capital Management, LLC | 144,838 | $570.0K | 0.00% | +11,939+9.0% | Added |
| Gsa Capital Partners LLP | 127,121 | $501.0K | 0.07% | +127,121 | New |
| Two Sigma Advisers, LP | 79,900 | $315.0K | 0.00% | −9,000−10.1% | Reduced |
| BFT Financial Group, LLC | 66,435 | $262.0K | 0.04% | +66,435 | New |
| Two Sigma Investments, LP | 65,831 | $259.0K | 0.00% | −120,121−64.6% | Reduced |
| B. Riley Wealth Management, Inc. | 59,650 | $235.0K | 0.02% | +26,500+79.9% | Added |
| Susquehanna Fundamental Investments, LLC | 55,544 | $219.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 54,668 | $215.0K | 0.00% | +4,592+9.2% | Added |
| Oak Harbor Wealth Partners, LLC | 52,366 | $206.0K | 0.07% | +20,000+61.8% | Added |
| Creative Planning | 36,025 | $142.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 29,212 | $116.0K | 0.00% | +29,212 | New |
| Morgan Stanley | 28,857 | $114.0K | 0.00% | +3,553+14.0% | Added |
| Sabby Management, LLC | 28,838 | $114.0K | 0.05% | +9,706+50.7% | Added |
| Goldman Sachs Group Inc | 28,790 | $113.0K | 0.00% | +28,790 | New |
| Northern Trust Corp | 25,826 | $102.0K | 0.00% | −3,390−11.6% | Reduced |
| D. E. Shaw & Co., Inc. | 16,083 | $63.0K | 0.00% | −26,970−62.6% | Reduced |
| First Horizon Advisors, Inc. | 15,069 | $59.0K | 0.00% | +15,069 | New |
| Occudo Quantitative Strategies LP | 12,622 | $50.0K | 0.00% | +12,622 | New |
| Prospera Financial Services Inc | 4,513 | $18.0K | 0.00% | +4,513 | New |
| Tower Research Capital LLC (TRC) | 3,026 | $12.0K | 0.00% | +544+21.9% | Added |
| UBS Group AG | 1,025 | $4.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 375 | $3.00K | 0.00% | +375 | New |
| Simplex Trading, LLC | 591 | $2.00K | 0.00% | −1,592−72.9% | Reduced |
| Cutler Group LP | 400 | $1.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $1.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 280 | $1.00K | 0.00% | +280 | New |
| Federated Hermes, Inc. | 258 | $1.00K | 0.00% | +258 | New |
| Wells Fargo & Company | 116 | $0 | 0.00% | −20−14.7% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 70 | $0 | 0.00% | +70 | New |
| Raleigh Capital Management Inc. | 47 | $0 | 0.00% | +47 | New |
| Anson Funds Management LP | 0 | $0 | 0.00% | −150,084−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −36,142−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −23,602−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −22,400−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −20,284−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −16,709−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Carroll Financial Associates, Inc. | – | – | – | – | Not filed |