NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in NVN Liquidation, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NOVN is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 33
- −1 vs. Q1 2023
- Shares held
- 1.99M
- −2.08M (−51.0%) vs. Q1 2023
- Total value
- $856.9K
- −$4.43M (−83.8%) vs. Q1 2023
- New holders
- 3
- 9 more added
- Sold out
- 4
- 4 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 807,993 | $347.4K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 329,123 | $141.5K | 0.00% | +26,811+8.9% | Added |
| Geode Capital Management, LLC | 234,555 | $100.9K | 0.00% | +84,104+55.9% | Added |
| National Asset Management, Inc. | 192,900 | $82.9K | 0.00% | +5,900+3.2% | Added |
| Renaissance Technologies LLC | 94,100 | $40.0K | 0.00% | +8,726+10.2% | Added |
| State Street Corp | 54,668 | $23.5K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 49,360 | $21.2K | 0.00% | +49,360 | New |
| Creative Planning | 36,000 | $15.5K | 0.00% | −25−0.1% | Reduced |
| Northern Trust Corp | 34,121 | $14.7K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 27,166 | $11.7K | 0.00% | 00.0% | Unchanged |
| DRW Securities, LLC | 20,266 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 18,880 | $8.12K | 0.00% | +10,189+117.2% | Added |
| Charles Schwab Investment Management Inc | 17,180 | $7.39K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 15,069 | $6.48K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 14,000 | $6.02K | 0.00% | +4,000+40.0% | Added |
| Two Sigma Securities, LLC | 12,848 | $5.53K | 0.00% | −25,977−66.9% | Reduced |
| Cubist Systematic Strategies, LLC | 10,105 | $4.34K | 0.00% | +10,105 | New |
| Edmond de Rothschild Holding S.A. | 10,000 | $4.30K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 5,450 | $2.34K | 0.00% | −2,402−30.6% | Reduced |
| Farther Finance Advisors, LLC | 2,452 | $1.05K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,813 | $1.00K | 0.00% | +1,713+1,713.0% | Added |
| Advisor Group Holdings, Inc. | 1,912 | $822 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $430 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 580 | $249 | 0.00% | +380+190.0% | Added |
| SOA Wealth Advisors, LLC. | 269 | $116 | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 70 | $103 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 202 | $87 | 0.00% | +33+19.5% | Added |
| Signaturefd, LLC | 192 | $83 | 0.00% | +192 | New |
| WealthPLAN Partners, LLC | 100 | $43 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $20 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 25 | $11 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 51 | $0 | 0.00% | −290−85.0% | Reduced |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −2,247,248−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −829−100.0% | Sold out |
| Carolina Wealth Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1−100.0% | Sold out |