NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in NVN Liquidation, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NOVN is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 33
- −1 vs. Q1 2023
- Shares held
- 1.99M
- −2.08M (−51.0%) vs. Q1 2023
- Total value
- $856.9K
- −$4.43M (−83.8%) vs. Q1 2023
- New holders
- 3
- 9 more added
- Sold out
- 4
- 4 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 51 | $0 | 0.00% | −290−85.0% | Reduced |
| UBS Group AG | 25 | $11 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $20 | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 100 | $43 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 192 | $83 | 0.00% | +192 | New |
| Wells Fargo & Company | 202 | $87 | 0.00% | +33+19.5% | Added |
| FinTrust Capital Advisors, LLC | 70 | $103 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $116 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 580 | $249 | 0.00% | +380+190.0% | Added |
| Allworth Financial LP | 1,000 | $430 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,912 | $822 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,813 | $1.00K | 0.00% | +1,713+1,713.0% | Added |
| Farther Finance Advisors, LLC | 2,452 | $1.05K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 5,450 | $2.34K | 0.00% | −2,402−30.6% | Reduced |
| Edmond de Rothschild Holding S.A. | 10,000 | $4.30K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 10,105 | $4.34K | 0.00% | +10,105 | New |
| Two Sigma Securities, LLC | 12,848 | $5.53K | 0.00% | −25,977−66.9% | Reduced |
| IHT Wealth Management, LLC | 14,000 | $6.02K | 0.00% | +4,000+40.0% | Added |
| First Horizon Advisors, Inc. | 15,069 | $6.48K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,180 | $7.39K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 18,880 | $8.12K | 0.00% | +10,189+117.2% | Added |
| DRW Securities, LLC | 20,266 | $9.00K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 27,166 | $11.7K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 34,121 | $14.7K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 36,000 | $15.5K | 0.00% | −25−0.1% | Reduced |
| Citadel Advisors LLC | 49,360 | $21.2K | 0.00% | +49,360 | New |
| State Street Corp | 54,668 | $23.5K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 94,100 | $40.0K | 0.00% | +8,726+10.2% | Added |
| National Asset Management, Inc. | 192,900 | $82.9K | 0.00% | +5,900+3.2% | Added |
| Geode Capital Management, LLC | 234,555 | $100.9K | 0.00% | +84,104+55.9% | Added |
| BlackRock Inc. | 329,123 | $141.5K | 0.00% | +26,811+8.9% | Added |
| Vanguard Group Inc | 807,993 | $347.4K | 0.00% | 00.0% | Unchanged |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −2,247,248−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −829−100.0% | Sold out |
| Carolina Wealth Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1−100.0% | Sold out |