NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in NVN Liquidation, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +6 vs. Q2 2022
- Shares held
- 4.40M
- +1.19M (+37.0%) vs. Q2 2022
- Total value
- $8.23M
- +$745.0K (+10.0%) vs. Q2 2022
- New holders
- 10
- 7 more added
- Sold out
- 4
- 3 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 2,293,000 | $4.29M | 0.11% | +985,897+75.4% | Added |
| Vanguard Group Inc | 789,719 | $1.48M | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 300,572 | $562.0K | 0.00% | −5,725−1.9% | Reduced |
| Renaissance Technologies LLC | 274,952 | $514.0K | 0.00% | −37,122−11.9% | Reduced |
| Wealthsource Partners, LLC | 155,851 | $291.0K | 0.02% | +155,851 | New |
| Geode Capital Management, LLC | 144,838 | $270.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 87,800 | $165.0K | 0.00% | +87,800 | New |
| Millennium Management LLC | 55,430 | $104.0K | 0.00% | +55,430 | New |
| State Street Corp | 54,668 | $102.0K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 52,366 | $98.0K | 0.04% | 00.0% | Unchanged |
| Creative Planning | 36,025 | $67.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 25,826 | $48.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,180 | $33.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,596 | $33.0K | 0.00% | +17,596 | New |
| First Horizon Advisors, Inc. | 15,069 | $28.0K | 0.00% | 00.0% | Unchanged |
| Forum Financial Management, LP | 15,000 | $28.0K | 0.00% | +15,000 | New |
| Tower Research Capital LLC (TRC) | 12,520 | $23.0K | 0.00% | +11,311+935.6% | Added |
| Occudo Quantitative Strategies LP | 11,068 | $21.0K | 0.00% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 10,726 | $20.0K | 0.00% | +10,726 | New |
| Edmond de Rothschild Holding S.A. | 10,000 | $19.0K | 0.00% | +10,000 | New |
| Morgan Stanley | 7,897 | $15.0K | 0.00% | +99+1.3% | Added |
| UBS Group AG | 6,667 | $13.0K | 0.00% | +5,642+550.4% | Added |
| Advisor Group Holdings, Inc. | 1,912 | $4.00K | 0.00% | +1,862+3,724.0% | Added |
| Simplex Trading, LLC | 1,372 | $2.00K | 0.00% | +1,372 | New |
| Allworth Financial LP | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Wells Fargo & Company | 141 | $0 | 0.00% | +13+10.2% | Added |
| Royal Bank of Canada | 214 | $0 | 0.00% | +73+51.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 100 | $0 | 0.00% | −300−75.0% | Reduced |
| FinTrust Capital Advisors, LLC | 70 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $0 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $0 | 0.00% | +1 | New |
| IFP Advisors, Inc | 375 | – | – | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −63,306−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −31,800−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −28,838−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −4,513−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |