NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in NVN Liquidation, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +6 vs. Q2 2022
- Shares held
- 4.40M
- +1.19M (+37.0%) vs. Q2 2022
- Total value
- $8.23M
- +$745.0K (+10.0%) vs. Q2 2022
- New holders
- 10
- 7 more added
- Sold out
- 4
- 3 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 141 | $0 | 0.00% | +13+10.2% | Added |
| Royal Bank of Canada | 214 | $0 | 0.00% | +73+51.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 100 | $0 | 0.00% | −300−75.0% | Reduced |
| FinTrust Capital Advisors, LLC | 70 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $0 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $0 | 0.00% | +1 | New |
| Simplex Trading, LLC | 1,372 | $2.00K | 0.00% | +1,372 | New |
| Allworth Financial LP | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Advisor Group Holdings, Inc. | 1,912 | $4.00K | 0.00% | +1,862+3,724.0% | Added |
| UBS Group AG | 6,667 | $13.0K | 0.00% | +5,642+550.4% | Added |
| Morgan Stanley | 7,897 | $15.0K | 0.00% | +99+1.3% | Added |
| Edmond de Rothschild Holding S.A. | 10,000 | $19.0K | 0.00% | +10,000 | New |
| Great Valley Advisor Group, Inc. | 10,726 | $20.0K | 0.00% | +10,726 | New |
| Occudo Quantitative Strategies LP | 11,068 | $21.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,520 | $23.0K | 0.00% | +11,311+935.6% | Added |
| First Horizon Advisors, Inc. | 15,069 | $28.0K | 0.00% | 00.0% | Unchanged |
| Forum Financial Management, LP | 15,000 | $28.0K | 0.00% | +15,000 | New |
| Charles Schwab Investment Management Inc | 17,180 | $33.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,596 | $33.0K | 0.00% | +17,596 | New |
| Northern Trust Corp | 25,826 | $48.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 36,025 | $67.0K | 0.00% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 52,366 | $98.0K | 0.04% | 00.0% | Unchanged |
| State Street Corp | 54,668 | $102.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 55,430 | $104.0K | 0.00% | +55,430 | New |
| National Asset Management, Inc. | 87,800 | $165.0K | 0.00% | +87,800 | New |
| Geode Capital Management, LLC | 144,838 | $270.0K | 0.00% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 155,851 | $291.0K | 0.02% | +155,851 | New |
| Renaissance Technologies LLC | 274,952 | $514.0K | 0.00% | −37,122−11.9% | Reduced |
| BlackRock Inc. | 300,572 | $562.0K | 0.00% | −5,725−1.9% | Reduced |
| Vanguard Group Inc | 789,719 | $1.48M | 0.00% | 00.0% | Unchanged |
| Armistice Capital, LLC | 2,293,000 | $4.29M | 0.11% | +985,897+75.4% | Added |
| IFP Advisors, Inc | 375 | – | – | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −63,306−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −31,800−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −28,838−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −4,513−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |