NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in NVN Liquidation, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NOVN is no longer listed, and 13F filings after Q2 2023 list far fewer holders. See Q2 2023
- Institutional holders
- 2
- −31 vs. Q2 2023
- Shares held
- 27.4K
- −1.97M (−98.6%) vs. Q2 2023
- Total value
- $686
- −$856.2K (−99.9%) vs. Q2 2023
- New holders
- 0
- 0 more added
- Sold out
- 31
- 0 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oak Harbor Wealth Partners, LLC | 27,166 | $679 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 269 | $7 | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 0 | $0 | 0.00% | −807,993−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −329,123−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −234,555−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −192,900−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −94,100−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −54,668−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −49,360−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −34,121−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −20,266−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −18,880−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −17,180−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −15,069−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −12,848−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,105−100.0% | Sold out |
| Edmond de Rothschild Holding S.A. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −5,450−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −2,452−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,813−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −1,912−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −580−100.0% | Sold out |
| FinTrust Capital Advisors, LLC | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −202−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −192−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −47−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −51−100.0% | Sold out |