NVN Liquidation, Inc.
NOVNDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001467154
NVN Liquidation, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 27, 2023; 33 institutions reported holding it in 13F filings for Q2 2023, worth $856.9K in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in NVN Liquidation, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +3 vs. Q4 2022
- Shares held
- 4.07M
- +2.28M (+127.1%) vs. Q4 2022
- Total value
- $5.29M
- +$2.67M (+102.3%) vs. Q4 2022
- New holders
- 6
- 7 more added
- Sold out
- 3
- 4 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NOVN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 2 | $686 |
| Q2 2023 | 33 | $856.9K |
| Q1 2023 | 34 | $5.29M |
| Q4 2022 | 31 | $2.61M |
| Q3 2022 | 34 | $8.23M |
| Q2 2022 | 29 | $7.67M |
| Q1 2022 | 35 | $9.51M |
| Q4 2021 | 31 | $10.2M |
| Q3 2021 | 22 | $13.5M |
| Q2 2021 | 32 | $34.7M |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding NVN Liquidation, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 341 | $0 | 0.00% | +341 | New |
| Bank of America Corp | 1 | $1 | 0.00% | −56−98.2% | Reduced |
| UBS Group AG | 25 | $33 | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 47 | $61 | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 70 | $103 | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 100 | $130 | 0.00% | +100 | New |
| Carolina Wealth Advisors, LLC | 100 | $130 | 0.00% | +100 | New |
| Wells Fargo & Company | 169 | $220 | 0.00% | +24+16.6% | Added |
| FMR LLC | 200 | $260 | 0.00% | +190+1,900.0% | Added |
| SOA Wealth Advisors, LLC. | 269 | $350 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 829 | $1.08K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $1.30K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,912 | $2.49K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 2,452 | $3.19K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 7,852 | $10.2K | 0.00% | +801+11.4% | Added |
| Tower Research Capital LLC (TRC) | 8,691 | $11.0K | 0.00% | −6,049−41.0% | Reduced |
| Edmond de Rothschild Holding S.A. | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 15,069 | $19.6K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,180 | $22.3K | 0.00% | 00.0% | Unchanged |
| DRW Securities, LLC | 20,266 | $26.0K | 0.00% | +20,266 | New |
| Oak Harbor Wealth Partners, LLC | 27,166 | $35.3K | 0.01% | −25,200−48.1% | Reduced |
| Northern Trust Corp | 34,121 | $44.4K | 0.00% | +8,295+32.1% | Added |
| Creative Planning | 36,025 | $46.8K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 38,825 | $50.5K | 0.00% | +38,825 | New |
| State Street Corp | 54,668 | $71.1K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 85,374 | $111.0K | 0.00% | −71,300−45.5% | Reduced |
| Geode Capital Management, LLC | 150,451 | $195.6K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 187,000 | $243.1K | 0.01% | +32,000+20.6% | Added |
| BlackRock Inc. | 302,312 | $393.0K | 0.00% | +1,150+0.4% | Added |
| Vanguard Group Inc | 807,993 | $1.05M | 0.00% | +41,700+5.4% | Added |
| Armistice Capital, LLC | 2,247,248 | $2.92M | 0.07% | +2,247,248 | New |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,575−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −4−100.0% | Sold out |