New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q4 2023
Institutional positions in New Mountain Finance Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +9 vs. Q3 2023
- Shares held
- 34.5M
- +1.91M (+5.9%) vs. Q3 2023
- Total value
- $438.3M
- +$16.3M (+3.9%) vs. Q3 2023
- New holders
- 25
- 57 more added
- Sold out
- 16
- 46 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 45,953 | $584.0K | 0.00% | +30,542+198.2% | Added |
| Whittier Trust Co | 48,095 | $611.8K | 0.01% | 00.0% | Unchanged |
| Key Client Fiduciary Advisors, LLC | 49,250 | $626.5K | 0.37% | −8,900−15.3% | Reduced |
| Geode Capital Management, LLC | 53,270 | $677.6K | 0.00% | 00.0% | Unchanged |
| Oak Family Advisors, LLC | 54,156 | $688.9K | 0.29% | +54,156 | New |
| Guild Investment Management, Inc. | 55,305 | $703.5K | 1.12% | −16,980−23.5% | Reduced |
| Valeo Financial Advisors, LLC | 59,850 | $761.3K | 0.03% | −13,400−18.3% | Reduced |
| Connectus Wealth, LLC | 63,910 | $812.9K | 0.02% | +36,260+131.1% | Added |
| Trexquant Investment LP | 67,268 | $855.6K | 0.02% | −7,243−9.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 71,947 | $915.2K | 0.00% | −3,501−4.6% | Reduced |
| SEI Investments Co | 72,469 | $921.9K | 0.00% | +5,598+8.4% | Added |
| ExodusPoint Capital Management, LP | 78,798 | $1.00M | 0.01% | +62,407+380.7% | Added |
| Great West Life Assurance Co | 79,501 | $1.00M | 0.00% | −8,016−9.2% | Reduced |
| Wedbush Securities Inc | 79,059 | $1.01M | 0.04% | +2,600+3.4% | Added |
| Cynosure Management, LLC | 81,808 | $1.04M | 0.19% | −3,633−4.3% | Reduced |
| Midwest Professional Planners, LTD. | 87,308 | $1.11M | 0.44% | +87,308 | New |
| Ares Management LLC | 93,088 | $1.18M | 0.03% | 00.0% | Unchanged |
| Macquarie Group Ltd | 95,300 | $1.21M | 0.00% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 97,063 | $1.23M | 0.12% | −14,336−12.9% | Reduced |
| Tranquility Partners, LLC | 100,330 | $1.28M | 0.54% | +563+0.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 111,605 | $1.42M | 0.08% | −46,837−29.6% | Reduced |
| GraniteShares Advisors LLC | 114,925 | $1.46M | 1.32% | −4,590−3.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 117,694 | $1.50M | 0.01% | +12,625+12.0% | Added |
| Alberta Investment Management Corp | 121,800 | $1.55M | 0.01% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 129,542 | $1.65M | 0.01% | −6,924−5.1% | Reduced |
| Commonwealth Equity Services, LLC | 130,566 | $1.66M | 0.00% | −2,288−1.7% | Reduced |
| LPL Financial LLC | 137,046 | $1.74M | 0.00% | +4,428+3.3% | Added |
| McKinley Capital Management LLC /Delaware | 138,865 | $1.77M | 0.23% | −1,761−1.3% | Reduced |
| Royal Bank of Canada | 142,920 | $1.82M | 0.00% | −12,054−7.8% | Reduced |
| Janney Montgomery Scott LLC | 154,108 | $1.96M | 0.01% | +12,025+8.5% | Added |
| Ameriprise Financial Inc | 155,539 | $1.98M | 0.00% | −33,991−17.9% | Reduced |
| Captrust Financial Advisors | 174,375 | $2.22M | 0.01% | −13,472−7.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 183,712 | $2.34M | 1.11% | +117,153+176.0% | Added |
| Rockingstone Advisors LLC | 200,945 | $2.56M | 1.43% | +11,660+6.2% | Added |
| Citadel Advisors LLC | 213,875 | $2.72M | 0.00% | +152,397+247.9% | Added |
| Tudor Investment Corp Et Al | 229,347 | $2.92M | 0.04% | +71,531+45.3% | Added |
| Neuberger Berman Group LLC | 235,586 | $3.00M | 0.00% | −6,986−2.9% | Reduced |
| Condor Capital Management | 247,765 | $3.15M | 0.34% | +19,813+8.7% | Added |
| Wells Fargo & Company | 251,386 | $3.20M | 0.00% | +238+0.1% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 272,897 | $3.47M | 0.00% | −49,924−15.5% | Reduced |
| Muzinich & Co., Inc. | 278,857 | $3.55M | 3.08% | −56,603−16.9% | Reduced |
| Advisors Asset Management, Inc. | 305,416 | $3.88M | 0.08% | −50,075−14.1% | Reduced |
| Focus Financial Network Inc | 324,625 | $4.14M | 0.16% | +324,625 | New |
| BlackRock Inc. | 325,228 | $4.14M | 0.00% | +7,227+2.3% | Added |
| Acadian Asset Management LLC | 333,882 | $4.24M | 0.02% | −10,900−3.2% | Reduced |
| UBS Group AG | 341,904 | $4.35M | 0.00% | +11,619+3.5% | Added |
| Goldman Sachs Group Inc | 345,769 | $4.40M | 0.00% | +126,204+57.5% | Added |
| Advisor Group Holdings, Inc. | 370,725 | $4.72M | 0.01% | +10,855+3.0% | Added |
| Confluence Investment Management LLC | 375,589 | $4.78M | 0.07% | +207+0.1% | Added |
| Lindbrook Capital, LLC | 393,285 | $5.00M | 0.50% | +1100.0% | Added |
| Millennium Management LLC | 502,267 | $6.39M | 0.01% | −365,288−42.1% | Reduced |
| Bank of America Corp | 502,946 | $6.40M | 0.00% | +14,035+2.9% | Added |
| Brandywine Global Investment Management, LLC | 547,917 | $6.97M | 0.06% | +2,754+0.5% | Added |
| Cliffwater LLC | 746,115 | $9.49M | 2.71% | −99,867−11.8% | Reduced |
| Two Sigma Advisers, LP | 747,100 | $9.50M | 0.02% | +285,200+61.7% | Added |
| Legal & General Group Plc | 787,020 | $10.0M | 0.00% | +58,038+8.0% | Added |
| National Philanthropic Trust | 852,921 | $10.8M | 0.29% | +852,921 | New |
| Two Sigma Investments, LP | 860,685 | $10.9M | 0.03% | +335,100+63.8% | Added |
| Palisade Capital Management LLC | 951,516 | $12.1M | 0.32% | −47,238−4.7% | Reduced |
| Dimension Capital Management LLC | 1,199,581 | $15.3M | 3.17% | −11,142−0.9% | Reduced |
| JPMorgan Chase & Co | 1,236,979 | $15.7M | 0.00% | +78,015+6.7% | Added |
| Van Eck Associates Corp | 1,562,437 | $19.9M | 0.04% | +156,652+11.1% | Added |
| Morgan Stanley | 2,070,904 | $26.3M | 0.00% | −99,702−4.6% | Reduced |
| LSV Asset Management | 2,557,475 | $32.5M | 0.07% | −67,528−2.6% | Reduced |
| HighTower Advisors, LLC | 2,835,332 | $36.1M | 0.06% | +6,841+0.2% | Added |
| Allspring Global Investments Holdings, LLC | 3,076,357 | $39.1M | 0.06% | +1,3670.0% | Added |
| Cerity Partners LLC | 3,574,600 | $45.5M | 0.15% | +91,379+2.6% | Added |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −78,616−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −24,753−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −22,269−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −21,875−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −15,879−100.0% | Sold out |
| Bleakley Financial Group, LLC | 0 | $0 | 0.00% | −15,879−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −14,202−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −13,755−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −13,641−100.0% | Sold out |
| Paul Damon & Associates, Inc. | 0 | $0 | 0.00% | −10,615−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| Cedar Wealth Management, LLC | 0 | $0 | 0.00% | −7,600−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −5,300−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −1,792−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Rothschild Investment Corp | – | – | – | – | Not filed |
| Claybrook Capital, LLC | – | – | – | – | Not filed |