Skip to main content

New Mountain Finance Corp

NMFC
Exchange
Nasdaq
SEC CIK
0001496099

No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.

Other share classesNMFCZ

13F holders, Q2 2023

Institutional positions in New Mountain Finance Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
153
+7 vs. Q1 2023
Shares held
32.6M
+672.3K (+2.1%) vs. Q1 2023
Total value
$406.3M
+$17.3M (+4.4%) vs. Q1 2023
New holders
17
53 more added
Sold out
10
42 more reduced

2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 153 institutions
Q1 2021: 131 institutionsQ2 2021: 131 institutionsQ3 2021: 124 institutionsQ4 2021: 134 institutionsQ1 2022: 148 institutionsQ2 2022: 159 institutionsQ3 2022: 148 institutionsQ4 2022: 159 institutionsQ1 2023: 148 institutionsQ2 2023: 153 institutionsQ3 2023: 161 institutionsQ4 2023: 167 institutionsQ1 2024: 175 institutionsQ2 2024: 164 institutionsQ3 2024: 169 institutionsQ4 2024: 169 institutionsQ1 2025: 165 institutionsQ2 2025: 164 institutionsQ3 2025: 158 institutionsQ4 2025: 171 institutionsQ1 2026: 155 institutionsQ2 2026: 143 institutions
Value heldQ2 2023: $406.3M
Q1 2021: $391.7MQ2 2021: $409.1MQ3 2021: $403.0MQ4 2021: $406.9MQ1 2022: $422.6MQ2 2022: $378.3MQ3 2022: $361.2MQ4 2022: $406.0MQ1 2023: $389.2MQ2 2023: $406.3MQ3 2023: $423.2MQ4 2023: $438.3MQ1 2024: $445.4MQ2 2024: $440.3MQ3 2024: $424.0MQ4 2024: $391.6MQ1 2025: $363.1MQ2 2025: $328.4MQ3 2025: $284.1MQ4 2025: $310.2MQ1 2026: $215.8MQ2 2026: $200.9M
Institutions holding NMFC and their total value by quarter
QuarterHoldersValue
Q2 2026143$200.9M
Q1 2026155$215.8M
Q4 2025171$310.2M
Q3 2025158$284.1M
Q2 2025164$328.4M
Q1 2025165$363.1M
Q4 2024169$391.6M
Q3 2024169$424.0M
Q2 2024164$440.3M
Q1 2024175$445.4M
Q4 2023167$438.3M
Q3 2023161$423.2M
Q2 2023153$406.3M
Q1 2023148$389.2M
Q4 2022159$406.0M
Q3 2022148$361.2M
Q2 2022159$378.3M
Q1 2022148$422.6M
Q4 2021134$406.9M
Q3 2021124$403.0M
Q2 2021131$409.1M
Q1 2021131$391.7M

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q1 2023.

Institutions holding NMFC in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Horizon Investments, LLC34$4230.00%00.0%Unchanged
Citigroup Inc74$9200.00%+69+1,380.0%Added
Benjamin F. Edwards & Company, Inc.83$1.00K0.00%+2+2.5%Added
West Financial Advisors, LLC111$1.38K0.00%+3+2.8%Added
Hexagon Capital Partners LLC150$1.87K0.00%00.0%Unchanged
Larson Financial Group LLC209$2.60K0.00%+209New
AdvisorNet Financial, Inc265$3.30K0.00%00.0%Unchanged
Parallel Advisors, LLC300$3.73K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC400$4.98K0.00%00.0%Unchanged
Simplex Trading, LLC403$5.00K0.00%−244−37.7%Reduced
Farther Finance Advisors, LLC464$5.77K0.00%00.0%Unchanged
Cary Street Partner Investment Advisory LLC500$6.22K0.00%+500New
Iron Horse Wealth Management, LLC700$8.71K0.00%00.0%Unchanged
Quarry LP779$9.69K0.01%+779New
Sound Income Strategies, LLC800$9.95K0.00%00.0%Unchanged
EverSource Wealth Advisors, LLC925$11.5K0.00%00.0%Unchanged
First Horizon Advisors, Inc.1,000$12.4K0.00%00.0%Unchanged
Northwestern Mutual Wealth Management Co1,031$12.8K0.00%+1,031New
Huntington National Bank1,101$13.7K0.00%00.0%Unchanged
CWM, LLC1,200$15.0K0.00%−6,550−84.5%Reduced
Proequities, Inc.1,400$17.4K0.00%00.0%Unchanged
Nomura Asset Management Co Ltd1,849$23.0K0.00%−359−16.3%Reduced
Private Trust Co NA2,033$25.3K0.00%00.0%Unchanged
GWM Advisors LLC2,067$25.7K0.00%––
Quantbot Technologies LP2,785$34.6K0.00%+2,785New
Bourgeon Capital Management LLC3,392$42.2K0.01%+3,392New
Harbour Investments, Inc.5,583$69.5K0.00%00.0%Unchanged
Cedar Wealth Management, LLC7,600$94.5K0.04%00.0%Unchanged
Bessemer Group Inc7,680$96.0K0.00%00.0%Unchanged
IFP Advisors, Inc6,917$96.1K0.00%+201+3.0%Added
Brown Advisory Inc10,000$124.4K0.00%−4,159−29.4%Reduced
Verity & Verity, LLC10,000$124.4K0.02%+10,000New
Cetera Advisors LLC10,072$125.3K0.00%+10,072New
Stephens Inc10,500$130.6K0.00%00.0%Unchanged
Rothschild Investment Corp10,520$131.0K0.01%00.0%Unchanged
Paul Damon & Associates, Inc.10,728$133.5K0.08%+13+0.1%Added
ARS Wealth Advisors Group, LLC11,390$141.7K0.02%00.0%Unchanged
Dynamic Technology Lab Private Ltd11,677$145.0K0.02%−261−2.2%Reduced
Two Sigma Securities, LLC11,801$146.8K0.01%+11,801New
Aquatic Capital Management LLC12,300$153.0K0.01%+12,300New
Creative Planning12,706$158.1K0.00%−1,238−8.9%Reduced
Essex Financial Services, Inc.14,202$176.7K0.02%+50.0%Added
ProShare Advisors LLC15,170$188.7K0.00%+97+0.6%Added
GYL Financial Synergies, LLC15,655$194.7K0.02%00.0%Unchanged
Wambolt & Associates, LLC16,109$200.4K0.07%−282−1.7%Reduced
Williams Jones Wealth Management, LLC.17,000$211.5K0.00%00.0%Unchanged
Sawtooth Solutions, LLC17,684$220.0K0.01%00.0%Unchanged
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors18,297$227.6K0.05%+552+3.1%Added
Natixis18,297$228.0K0.00%−5,482−23.1%Reduced
Advisory Services Network, LLC18,754$233.3K0.01%00.0%Unchanged
SageView Advisory Group, LLC18,921$235.4K0.01%00.0%Unchanged
Allen Investment Management LLC19,010$236.5K0.00%−1,472−7.2%Reduced
Bleakley Financial Group, LLC19,184$238.6K0.01%+1,500+8.5%Added
Claybrook Capital, LLC19,880$247.3K0.13%00.0%Unchanged
Squarepoint Ops LLC20,122$250.3K0.00%+20,122New
Atom Investors LP20,840$259.3K0.10%+20,840New
Guggenheim Capital LLC21,598$268.7K0.00%−336−1.5%Reduced
Kennedy Capital Management, Inc.21,628$269.1K0.01%00.0%Unchanged
Sanders Morris Harris LLC21,875$272.1K0.06%00.0%Unchanged
Shore Point Advisors, LLC21,895$272.4K0.19%00.0%Unchanged
Jump Financial, LLC22,000$273.7K0.01%+22,000New
Empower Advisory Group, LLC22,206$276.2K0.00%00.0%Unchanged
Mutual Advisors, LLC23,713$295.0K0.01%−343−1.4%Reduced
CWM Advisors, LLC25,251$314.1K0.04%+3,121+14.1%Added
Moloney Securities Asset Management, LLC26,469$329.3K0.06%+950+3.7%Added
Virtus ETF Advisers LLC26,569$330.5K0.20%−3,696−12.2%Reduced
CI Private Wealth, LLC26,655$331.6K0.00%−4,147−13.5%Reduced
Chilton Investment Co LLC27,020$336.1K0.01%00.0%Unchanged
D. E. Shaw & Co., Inc.29,315$364.7K0.00%+7,458+34.1%Added
Stifel Financial Corp29,983$373.0K0.00%−6,397−17.6%Reduced
Coombe, Bender & Co LLC30,022$373.5K0.27%+1,858+6.6%Added
Boston Private Wealth LLC30,125$374.8K0.01%−1,610−5.1%Reduced
EMC Capital Management2,295$382.0K0.78%−20,512−89.9%Reduced
Bard Associates Inc31,248$388.7K0.15%−125−0.4%Reduced
CAPROCK Group, Inc.31,736$394.8K0.03%00.0%Unchanged
Cornercap Investment Counsel Inc32,595$405.5K0.07%00.0%Unchanged
Reuter James Wealth Management, LLC32,649$406.2K0.49%+2,800+9.4%Added
Northern Trust Corp33,699$419.2K0.00%+8,029+31.3%Added
Atria Wealth Solutions, Inc.33,954$422.4K0.01%−1,000−2.9%Reduced
Spire Wealth Management34,870$433.8K0.02%+2,146+6.6%Added
Oppenheimer & Co Inc35,002$435.4K0.01%+4,739+15.7%Added
SG Americas Securities, LLC39,350$490.0K0.00%+39,350New
Cetera Advisor Networks LLC39,635$493.1K0.00%+2,445+6.6%Added
International Assets Investment Management, LLC39,680$493.6K0.07%00.0%Unchanged
Invesco Ltd.41,201$512.5K0.00%+5,727+16.1%Added
WFA Asset Management Corp42,019$522.7K0.31%+1,071+2.6%Added
Trexquant Investment LP43,630$542.8K0.01%−4,703−9.7%Reduced
SEI Investments Co44,296$551.0K0.00%+6,700+17.8%Added
Raymond James & Associates45,273$563.2K0.00%+47+0.1%Added
Key Client Fiduciary Advisors, LLC45,989$572.1K0.33%−1,900−4.0%Reduced
Whittier Trust Co48,095$598.3K0.01%00.0%Unchanged
First Republic Investment Management, Inc.50,069$622.9K0.00%00.0%Unchanged
Geode Capital Management, LLC53,270$662.7K0.00%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.68,382$850.7K0.00%+26,511+63.3%Added
Valeo Financial Advisors, LLC73,250$911.2K0.04%00.0%Unchanged
Guild Investment Management, Inc.73,355$912.5K1.28%+250+0.3%Added
Goldman Sachs Group Inc76,697$954.1K0.00%+76,697New
BI Asset Management Fondsmaeglerselskab A/S81,208$1.01M0.02%+10,606+15.0%Added
Cynosure Management, LLC84,050$1.05M0.31%+1,814+2.2%Added
Sigma Planning Corp84,235$1.05M0.04%−4,091−4.6%Reduced