Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Neptune Wellness Solutions Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +7 vs. Q1 2021
- Shares held
- 20.8M
- +2.51M (+13.7%) vs. Q1 2021
- Total value
- $24.3M
- +$615.8K (+2.6%) vs. Q1 2021
- New holders
- 12
- 15 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perceptive Advisors LLC | 12,849,706 | $15.0M | 0.20% | 00.0% | Unchanged |
| Murchinson Ltd. | 1,975,573 | $2.31M | 0.84% | +1,975,573 | New |
| Penserra Capital Management LLC | 1,568,600 | $1.83M | 0.03% | +163,680+11.7% | Added |
| AdvisorShares Investments LLC | 940,875 | $1.10M | 0.15% | −22,851−2.4% | Reduced |
| Susquehanna International Group, LLP | 803,366 | $940.0K | 0.00% | −41,758−4.9% | Reduced |
| Cambria Investment Management, L.P. | 457,847 | $536.0K | 0.09% | +300,893+191.7% | Added |
| Commonwealth Equity Services, LLC | 427,641 | $500.0K | 0.00% | +145,955+51.8% | Added |
| Group One Trading, L.P. | 182,558 | $214.0K | 0.00% | +59,761+48.7% | Added |
| Virtu Financial LLC | 180,019 | $211.0K | 0.02% | +17,536+10.8% | Added |
| Emerald Advisors, LLC | 162,293 | $190.0K | 0.06% | +162,293 | New |
| Morgan Stanley | 141,269 | $166.0K | 0.00% | +34,123+31.8% | Added |
| Goldman Sachs Group Inc | 139,978 | $164.0K | 0.00% | +127,029+981.0% | Added |
| Geode Capital Management, LLC | 82,709 | $96.0K | 0.00% | +9,145+12.4% | Added |
| Hilton Capital Management, LLC | 75,000 | $88.0K | 0.01% | 00.0% | Unchanged |
| White Pine Capital LLC | 94,295 | $76.0K | 0.02% | −199,383−67.9% | Reduced |
| Centaurus Financial, Inc. | 64,000 | $75.0K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 62,946 | $74.0K | 0.00% | +10,903+20.9% | Added |
| Resources Investment Advisors, LLC. | 62,750 | $73.0K | 0.00% | +2,750+4.6% | Added |
| Scotia Capital Inc. | 61,048 | $70.0K | 0.00% | +61,048 | New |
| Bluefin Capital Management, LLC | 57,300 | $67.0K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 54,500 | $64.0K | 0.01% | −99,324−64.6% | Reduced |
| Citadel Advisors LLC | 46,102 | $54.0K | 0.00% | +27,334+145.6% | Added |
| Wolverine Trading, LLC | 37,750 | $44.0K | 0.00% | +11,966+46.4% | Added |
| Simplex Trading, LLC | 35,881 | $41.0K | 0.00% | −7,715−17.7% | Reduced |
| Kensington Investment Counsel, LLC | 27,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Bank of Montreal | 26,932 | $31.0K | 0.00% | −31,841−54.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 25,365 | $29.0K | 0.00% | −1,820−6.7% | Reduced |
| Advisor Group Holdings, Inc. | 17,090 | $20.0K | 0.00% | −673−3.8% | Reduced |
| National Asset Management, Inc. | 17,000 | $20.0K | 0.00% | +17,000 | New |
| CIBC World Markets Inc. | 14,603 | $17.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 13,395 | $16.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,300 | $14.0K | 0.00% | +800+7.0% | Added |
| Raymond James & Associates | 10,244 | $12.0K | 0.00% | −300−2.8% | Reduced |
| Bel Air Investment Advisors LLC | 10,000 | $12.0K | 0.00% | −260−2.5% | Reduced |
| StoneX Group Inc. | 10,000 | $12.0K | 0.00% | +10,000 | New |
| D. E. Shaw & Co., Inc. | 10,400 | $12.0K | 0.00% | +10,400 | New |
| Royal Bank of Canada | 8,707 | $11.0K | 0.00% | −30.0% | Reduced |
| Bank of America Corp | 7,685 | $9.00K | 0.00% | +1,185+18.2% | Added |
| Geneos Wealth Management Inc. | 6,600 | $7.00K | 0.00% | −3,000−31.3% | Reduced |
| Wells Fargo & Company | 5,440 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 3,900 | $4.00K | 0.00% | −4,406−53.0% | Reduced |
| Advisory Services Network, LLC | 2,500 | $3.00K | 0.00% | +2,500 | New |
| UBS Group AG | 2,033 | $2.00K | 0.00% | −1,420−41.1% | Reduced |
| Citigroup Inc | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 1,760 | $2.00K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,000 | $2.00K | 0.00% | +2,000 | New |
| Rockefeller Capital Management L.P. | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 804 | $1.00K | 0.00% | +804 | New |
| Harbour Investments, Inc. | 165 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 250 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 100 | $0 | 0.00% | +87+669.2% | Added |
| First Personal Financial Services | 125 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Northwestern Mutual Wealth Management Co | 125 | $0 | 0.00% | +125 | New |
| BlackRock Inc. | 330 | $0 | 0.00% | +330 | New |
| Bridgewater Associates, LP | 0 | $0 | 0.00% | −167,370−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −31,221−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −23,100−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |