Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Neptune Wellness Solutions Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 16
- −8 vs. Q2 2023
- Shares held
- 200.6K
- +134.7K (+204.5%) vs. Q2 2023Converted for a 1-for-40 split
- Total value
- $264.0K
- −$123.5K (−31.9%) vs. Q2 2023
- New holders
- 3
- 3 more added
- Sold out
- 11
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sabby Management, LLC | 186,890 | $246.7K | 0.78% | +146,500+362.7% | AddedConverted for a 1-for-40 split |
| UBS Group AG | 7,398 | $9.77K | 0.00% | +7,396+422,642.9% | AddedConverted for a 1-for-40 split |
| JPMorgan Chase & Co | 3,976 | $5.25K | 0.00% | +3,726+1,492.0% | AddedConverted for a 1-for-40 split |
| Penserra Capital Management LLC | 1,210 | $1.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-40 split |
| Citigroup Inc | 376 | $496 | 0.00% | 00.0% | UnchangedConverted for a 1-for-40 split |
| Toronto Dominion Bank | 258 | $341 | 0.00% | +258 | New |
| Tower Research Capital LLC (TRC) | 200 | $264 | 0.00% | +200 | New |
| Federation des caisses Desjardins du Quebec | 59 | $78 | 0.00% | −5−7.2% | ReducedConverted for a 1-for-40 split |
| Morgan Stanley | 42 | $56 | 0.00% | −13,574−99.7% | ReducedConverted for a 1-for-40 split |
| Group One Trading, L.P. | 18 | $24 | 0.00% | −3−13.3% | ReducedConverted for a 1-for-40 split |
| US Bancorp | 17 | $22 | 0.00% | −1−5.4% | ReducedConverted for a 1-for-40 split |
| National Bank of Canada | 12 | $15 | 0.00% | −10−46.6% | ReducedConverted for a 1-for-40 split |
| Qube Research & Technologies Ltd | 7 | $9 | 0.00% | +7 | New |
| Bank of America Corp | 2 | $3 | 0.00% | −0−19.2% | ReducedConverted for a 1-for-40 split |
| Prestige Wealth Management Group LLC | 1 | $2 | 0.00% | −0−4.8% | ReducedConverted for a 1-for-40 split |
| Royal Bank of Canada | 112 | $0 | 0.00% | −2−2.0% | ReducedConverted for a 1-for-40 split |
| Warberg Asset Management LLC | 0 | $0 | 0.00% | −6,250−100.0% | Sold outConverted for a 1-for-40 split |
| Stifel Financial Corp | 0 | $0 | 0.00% | −1,969−100.0% | Sold outConverted for a 1-for-40 split |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −1,109−100.0% | Sold outConverted for a 1-for-40 split |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −460−100.0% | Sold outConverted for a 1-for-40 split |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −2−100.0% | Sold outConverted for a 1-for-40 split |
| JFS Wealth Advisors, LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-40 split |
| Aspire Private Capital, LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-40 split |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-40 split |
| Stephens Consulting, LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-40 split |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-40 split |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-40 split |